Fund Business Compliance Advisor

6 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

Ashford Benjamin is assisting a leading asset manager in hiring a Compliance Specialist for their Hong Kong team. This role offers a unique opportunity for Compliance Professionals to gain exposure in the APAC region, focusing on alternative investment funds.

The successful candidate will be responsible for providing compliance advisory services to fund businesses, managing employee compliance matters, and staying updated on relevant laws and regulations.

Candidates should have a minimum of 3 years of experience in compliance covering fund businesses, a solid understanding of SFC type 1, 4, 9 rules and regulations, and proficiency in Chinese.

This is a mid-senior level position requiring full-time commitment. The ideal candidate will have a strong background in compliance and excellent communication skills.



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