Investment Operations Compliance Specialist

2 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Unicorn Advisor (HK) Limited Full time

At Unicorn Advisor (HK) Limited, you will be working closely with the head of Corporate Finance and head of QA.

Fluency in Mandarin is essential for this role.

  • We are seeking a highly skilled professional to join our team as an Investment Operations Compliance Specialist.

Key Responsibilities:

  • Ensure compliance with relevant laws and regulations in investment operations.
  • Develop and maintain policies and procedures to mitigate risks.
  • Collaborate with cross-functional teams to implement effective controls.
  • Analyze data to identify trends and areas for improvement.

Requirements:

  • Bachelor's degree in a relevant field such as finance, law, or business administration.
  • Proven experience in investment operations or a related field.
  • Excellent communication and interpersonal skills.
  • Strong analytical and problem-solving abilities.

Benefits:

  • Competitive salary and benefits package.
  • Ongoing training and development opportunities.
  • Collaborative and dynamic work environment.


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