Senior Regulatory Advisor

3 days ago


Hong Kong, Central and Western District, Hong Kong SAR China ACCA Careers Full time
About Northern Trust

Northern Trust is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. We pride ourselves on providing innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity.

Role Summary:

The Senior Compliance Analyst will work within an APAC Asset Management Compliance team operating in a successful international Asset Management business. The role offers excellent exposure to someone looking to develop their career in an international asset management based compliance role.

Responsibilities:
  • Monitoring and testing of the APAC-wide regulatory and corporate compliance obligations
  • Supporting execution of the global trade and communication surveillance programme
  • Providing technical research and consultation to support compliance programs and initiatives
  • Assist in the development and maintenance of compliance frameworks and related policies and procedures
  • Providing ad-hoc project support as required, and support senior members of the department in the identification, planning and execution of the department's activities


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