APAC Compliance Expert for Financial Institutions

Liquidnet is seeking a skilled APAC Financial Markets Expert to join our team. This role will be responsible for supporting the global Product management organization and contributing to both Asian and global initiatives.This position requires a person who can build a technical understanding of how the product works and be able to determine how to compromise...

ResponsibilitiesProvide strategic guidance to businesses in the APAC region on regulatory matters, including conflicts of interest, confidentiality, securities trading, gifts and entertainment questions, outside business interests, recordkeeping, licensing, and regulatory disclosures.Serve as a subject matter expert on key Compliance risks for the APAC...

Job DescriptionOverview:Ashford Benjamin Ltd seeks a seasoned Regulatory Compliance Expert to oversee the APAC Control Room and Research Compliance function.Responsibilities:Provide compliance clearance on Investment Research against Watch and Restricted Lists, maintaining transactional/role disclosures.Develop a compliance framework, policies, procedures,...

Making informed decisions requires access to reliable and accurate information. As a Senior Compliance Associate, you will play a critical role in ensuring that our compliance programs are effective and up-to-date.The successful candidate will work within the Global Compliance Program Office, primarily supporting the APAC Compliance team. Key...

Job Description:CSC Global Financial Markets is seeking a highly skilled Risk Compliance Expert to join our compliance team. The successful candidate will be responsible for developing and implementing effective risk management strategies, ensuring regulatory compliance, and providing guidance on complex financial regulations.Responsibilities:Develop and...

AlloyX Hong Kong is seeking a Compliance Expert to join our team.Job DescriptionWe are looking for a highly motivated and experienced Compliance Expert to lead our compliance efforts in Hong Kong. The ideal candidate will have a strong background in compliance and regulatory affairs, with experience in working with financial institutions and fintech...

We are instructed on an opportunity with a reputable financial institution who are looking to hire a Financial Crime Compliance Advisor in Hong Kong. The role serves as a senior AML member for the APAC region covering the full spectrum of AML work including providing AML/KYC advisory, investigation oversight, establishing AML/CFT policies, procedures and...

HARBRIDGE PARTNERS is seeking a Financial Services Compliance Expert to join our team. This role will involve working closely with senior management to implement and maintain robust Anti-Money Laundering (AML) programs for our clients.The ideal candidate will have experience in regulatory compliance, particularly in AML, and be able to analyze complex data...

About Northern Trust:Northern Trust, a globally recognized financial institution, has been serving the world's most successful individuals, families, and institutions since 1889.We are committed to providing innovative financial services and guidance by adhering to our core principles of service, expertise, and integrity. With over 130 years of experience...

At the Accounting and Financial Reporting Council (AFRC), we strive to maintain the highest standards of financial reporting in Hong Kong.Job RequirementsWe seek a highly skilled Financial Reporting Quality Assurance Expert to join our team. The successful candidate will be responsible for ensuring the quality of financial reporting by firms subject to our...

Job SummaryLarson Maddox is seeking a seasoned Compliance Officer to join our team in Hong Kong. As the APAC Hedge Fund Compliance Officer, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization.About UsWe are a leading hedge fund based in Hong Kong, dedicated to providing...

About the RoleiCapital seeks an accomplished candidate to join our mission of assisting APAC clients in accessing alternative investments. This pivotal role, as part of our growing team in APAC, will be based in Hong Kong.Responsibilities include:Project Management and Fund Structuring: Collaborate with top global alternative investment managers and key...

We are looking for a Lead Legal Advisor, APAC, to join our team at Mitsubishi UFJ Financial Group (MUFG). As a key member of our legal department, you will be responsible for providing expert legal advice and support to our corporate and investment banking business in the Asia Pacific region.The successful candidate will have a strong background in common...

Job Description:CSC Global Financial Markets is seeking a Financial Regulatory Advisor to provide expert guidance on complex financial regulations and support the development of effective risk management strategies.Key Responsibilities:Provide expert guidance on financial regulations, including AML/KYC and sanctions programs.Assist in the development and...

We are looking for a highly skilled Data Privacy Compliance Expert to join our team in Asia Pacific.About the RoleThis role will be responsible for developing and implementing data privacy compliance programs across the region.Key ResponsibilitiesAssess and mitigate privacy risks associated with business operations.Develop and implement data privacy policies...

We are seeking a highly experienced AML expert to join our team at Ashford Benjamin. As a Financial Crime Compliance VP, you will be responsible for providing senior AML guidance across the APAC region, ensuring compliance with regulatory requirements.Key responsibilities include advising on AML/KYC matters, overseeing investigations, and collaborating with...

We are searching for a skilled Financial Institution Relationship Manager to join our team at ChangeLab.As a key member of our team, you will be responsible for managing and nurturing relationships with partner banks and financial institutions.Your main tasks will include acting as the main point of contact between our company and FI partners, providing...

Compliance SpecialistA highly respected asset management firm, ConnectedGroup Limited, is seeking an experienced Compliance Specialist to join their team due to continuous business growth.Key ResponsibilitiesMonitor and maintain adherence to existing ARP Compliance policies and procedures, covering personal account dealing, gifts and entertainment, conflicts...

**About Us**We are Prosynergy Consulting Limited, a leading consulting firm based in Hong Kong. Our expertise lies in providing regulatory and compliance services to financial institutions, fintech operators, and other organizations.As a Compliance Consultant at our firm, you will be responsible for ensuring that our clients comply with relevant regulations...

Job DescriptionYour responsibilities include managing a broad spectrum of accounts for the APAC entities in a multi-currency environment to ensure timely and accurate completion of the global accounting cycle.You will oversee accounts payable, corporate credit cards, and expense reimbursements, as well as cash and intercompany reconciliations, prepayment...