APAC Compliance Analyst

ResponsibilitiesProvide strategic guidance to businesses in the APAC region on regulatory matters, including conflicts of interest, confidentiality, securities trading, gifts and entertainment questions, outside business interests, recordkeeping, licensing, and regulatory disclosures.Serve as a subject matter expert on key Compliance risks for the APAC...

Job DescriptionWe are seeking a highly motivated Senior Compliance Analyst to join our APAC Asset Management Compliance team. This role offers excellent exposure to develop your career in an international asset management based compliance role.Key Responsibilities:Support compliance programs and activities across APAC and within a global framework.Provide...

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

A premier financial institution in the APAC region seeks an experienced Compliance Expert to join their team. As a senior member of the compliance department, you will be responsible for providing strategic guidance to fund businesses, managing compliance risks, and developing effective compliance programs.Candidates should have at least 3 years of...

About the RoleThe Senior Product Analyst will be responsible for managing the day-to-day activities related to the management of the IGN products.The successful candidate will have a strong understanding of the IGN offering, of our target market customers, and of the local ecosystem (trading participants, vendors, competitors, datacenters, etc…).About Our...

About the PositionWe are seeking a highly skilled and experienced individual to join our team as Vice President, Compliance 2nd Level Control, Asia Pacific. The successful candidate will be responsible for managing compliance risks in the region, developing and implementing a risk-based control plan, supervising and delivering compliance reviews, and...

Ashford Benjamin is a reputable recruitment agency supporting compliance professionals in their career growth. This exciting opportunity allows experienced Compliance Specialists to gain exposure in the APAC region, focusing on alternative investment funds.The role involves providing strategic guidance to fund businesses, managing employee compliance...

Job DescriptionOverview:Ashford Benjamin Ltd seeks a seasoned Regulatory Compliance Expert to oversee the APAC Control Room and Research Compliance function.Responsibilities:Provide compliance clearance on Investment Research against Watch and Restricted Lists, maintaining transactional/role disclosures.Develop a compliance framework, policies, procedures,...

Job SummaryLarson Maddox is seeking a seasoned Compliance Officer to join our team in Hong Kong. As the APAC Hedge Fund Compliance Officer, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization.About UsWe are a leading hedge fund based in Hong Kong, dedicated to providing...

We are seeking a Mid-Senior level Compliance Professional to join our client's Hong Kong team as part of their expansion into the APAC region.Key ResponsibilitiesProvide compliance advisory to fund businessesManage employee compliance mattersStay updated on rules and regulationsEstablish effective compliance programsThe ideal candidate will have a strong...

Job SummaryWe are seeking a highly skilled Compliance and Control Officer to join our team in Asia Pacific. The successful candidate will be responsible for managing autonomously the responsibilities set out in this job description.Responsibilities:Collect and Analyse compliance risk indicatorsBuild a risk based yearly Control plan for APACCoordinate the...

We are seeking an experienced Compliance Generalist to join our client's Hong Kong team. This individual will be responsible for ensuring the firm's compliance with relevant laws and regulations, particularly in relation to alternative investment funds.Key responsibilities include providing compliance advisory services to fund businesses, managing employee...

About ACCA Careers: ACCA Careers is a globally recognized, award-winning careers platform that has been in continuous operation since 1904. We are proud to provide innovative career services and guidance to the world's most ambitious individuals by remaining true to our enduring principles of service, expertise, and integrity.We are committed to helping you...

Job DescriptionJob Purpose ICE Data Services, a subsidiary of Intercontinental Exchange, is looking for a Connectivity and Content Senior Product Analyst to join the ICE Global Network (IGN) product team based in Singapore or Hong Kong. The ICE Global Network offers unique content, delivery and execution services through an ultra-secure, highly resilient...

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

Company Overview: Our client is a leading Hedgefund based in Hong Kong, looking for Compliance Manager reporting directly to the Head of Compliance Position Overview: As the APAC Hedge Fund Compliance Manager, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization. You...

We are seeking a skilled Compliance Analyst to join our team in Asia Pacific. As a key member of the Health Care Compliance (HCC) Global Transparency Reporting (GTR) team, you will work closely with the Regional GTR leadership to develop and execute a dynamic, risk-based external reporting strategy.The successful candidate will be responsible for subject...

About Northern Trust:Northern Trust, a globally recognized financial institution, has been serving the world's most successful individuals, families, and institutions since 1889.We are committed to providing innovative financial services and guidance by adhering to our core principles of service, expertise, and integrity. With over 130 years of experience...

Citibank (Switzerland) AG is looking for a talented Risk and Compliance Analyst to join our team. The successful candidate will have a strong understanding of risk management principles and experience in conducting risk assessments and developing mitigation strategies.The ideal candidate will have a bachelor's degree or equivalent experience and 2-5 years'...

Responsibilities:Responsible APAC Control Room and Research Compliance function Providing compliance clearance on Investment Research against the Watch and Restricted Lists and maintaining transactional/role disclosures Develop compliance framework, policies, procedures, and training programs for Corporate and Investment Banking business Provide compliance...