Compliance Risk Analyst
3 days ago
We are seeking a highly motivated Senior Compliance Analyst to join our APAC Asset Management Compliance team. This role offers excellent exposure to develop your career in an international asset management based compliance role.
Key Responsibilities:- Support compliance programs and activities across APAC and within a global framework.
- Provide consultation and advice on regulatory matters, conduct compliance monitoring and testing activities, focusing on areas of portfolio management and trading, surveillance, and conduct obligations.
- Partner with compliance team members and managers and staff in the business units to provide technical research and consultation to support compliance programs and initiatives.
- Assist in the development and maintenance of compliance frameworks and related policies and procedures.
- Proven experience in advising and/or monitoring of asset management business.
- Strong background in and understanding of investment management products and services with understanding of securities, cash and derivatives market instruments.
- Working knowledge of SFC regulations, while also benefiting from international exposure e.g. other APAC regulators would be an advantage.
- Prior experience in the interpretation and analysis of industry standards.
- Analytical ability to identify and understand problems and provide effective solutions.
- Highly motivated individual who has a proven record of using initiative to resolve problems.
- Ability to make decisions on their own and also to be a team player and effective communicator to ensure that issues are appropriately resolved.
- Excellent verbal and written communication skills.
- Desire to stay in front of new business/regulatory developments.
- Excellent organizational and analytical skills.
- Knowledge of Excel macros.
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Risk and Compliance Analyst
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Citibank (Switzerland) AG Full timeCitibank (Switzerland) AG is looking for a talented Risk and Compliance Analyst to join our team. The successful candidate will have a strong understanding of risk management principles and experience in conducting risk assessments and developing mitigation strategies.The ideal candidate will have a bachelor's degree or equivalent experience and 2-5 years'...
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AML Compliance Risk Management Analyst
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Citi Full timeCompliance Risk Management at CitiCiti, a global leader in the banking industry, offers an exciting opportunity for a AML Compliance Risk Management Analyst to join our team in Hong Kong. This role is part of our Global Legal Affairs and Compliance department, which empowers and protects Citi by providing legal, compliance, investigative, and security...
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Hong Kong, Central and Western District, Hong Kong SAR China Citibank (Switzerland) AG Full timeAt Citibank (Switzerland) AG, we're committed to empowering and protecting our organization by providing expert legal, compliance, investigative, and security services. Our Global Legal Affairs and Compliance team is responsible for managing compliance risk, providing legal analysis and advice, protecting our people and businesses, advocating for legal and...
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Risk Management Analyst
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Citi Full timeJob Description Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job...
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Governance Compliance and Risk Manager
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Wizlynx Malaysia Sdn Bhd Full timeAbout UsWe are Wizlynx Malaysia Sdn Bhd, a leading provider of cybersecurity solutions. We are seeking a highly skilled Senior Information Assurance Analyst to join our team.As a key member of our organization, you will be responsible for leading and participating in the assessment of security risks and control effectiveness for applications, infrastructure,...
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Hong Kong, Central and Western District, Hong Kong SAR China Citibank (Switzerland) AG Full timeAML Compliance Execution Intermediate Analyst page is loaded AML Compliance Execution Intermediate Analyst Apply locations Kowloon Hong Kong time type Full time posted on Posted 2 Days Ago job requisition id 25835898 Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you'll have the...
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Risk Management Analyst Professional
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Citi Full timeCiti OverviewCiti is one of the world's most global banks, offering a wide range of financial services to individuals and businesses. Our mission is to empower and protect our clients by providing innovative solutions and expertise in risk management, compliance, and security.About the RoleWe are currently seeking a high-caliber Risk Management Analyst to...
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Compliance Analyst for Global Transparency
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Johnson & Johnson Full timeWe are seeking a skilled Compliance Analyst to join our team in Asia Pacific. As a key member of the Health Care Compliance (HCC) Global Transparency Reporting (GTR) team, you will work closely with the Regional GTR leadership to develop and execute a dynamic, risk-based external reporting strategy.The successful candidate will be responsible for subject...
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Compliance Risk Management Professional
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Citi Full timeAbout CitiCiti is a leading global financial services company with a rich history spanning over 200 years. With a presence in 100 countries, we provide a wide range of financial products and services to institutional clients, governments, corporate clients, and retail banking customers.Our Commitment to ComplianceWe take compliance very seriously at Citi....
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Senior Compliance Analyst/Compliance Officer
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China Franklin Templeton Investments Full timeWe respect the privacy of candidates for employment. The Privacy Notices set forth how we will use the information we obtain when you apply for a position through this career site. If you do not consent to the terms of your country's respective Privacy Notice, please do not submit information to us . Senior Compliance Analyst/Compliance Officer Apply...
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Compliance Risk Manager
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China Moody's Investors Service Full timeWe are looking for a highly motivated and detail-oriented Senior Compliance Associate to join our team in Hong Kong. The successful candidate will work closely with the APAC Compliance team to support key initiatives, including Compliance Risk Assessment, Reporting, Metrics, Training, and Horizon Risk routines.Key responsibilities include:Facilitating and...
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Risk Compliance Expert
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China CSC Global Financial Markets Full timeJob Description:CSC Global Financial Markets is seeking a highly skilled Risk Compliance Expert to join our compliance team. The successful candidate will be responsible for developing and implementing effective risk management strategies, ensuring regulatory compliance, and providing guidance on complex financial regulations.Responsibilities:Develop and...
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APAC Compliance Analyst
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China Moody's Investors Service Full timeMaking informed decisions requires access to reliable and accurate information. As a Senior Compliance Associate, you will play a critical role in ensuring that our compliance programs are effective and up-to-date.The successful candidate will work within the Global Compliance Program Office, primarily supporting the APAC Compliance team. Key...
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Compliance Officer
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Citi Full timeWhether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...
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VP Operational Risk
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Bowen Partners Full timeOperational Risk Management RoleBowen Partners is seeking a seasoned Operational Risk Management Professional to support our client's growth strategy in Asia. As a Senior Risk Manager, you will be responsible for establishing and developing the Operational Risk framework for the region.The ideal candidate will have:8-12 years of experience in operational...
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Senior Quantitative Analyst
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Nicoll Curtin Full timeWe are seeking a highly experienced Senior Quantitative Analyst - Market Risk to join our team at Nicoll Curtin. As a senior member of our risk management team, you will play a crucial role in designing, implementing, and enhancing software solutions that provide real-time insights into market risk exposures.In this role, you will work closely with our...
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IT Risk and Compliance Manager
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Retail Technology Asia Full timeAbout the RoleThe successful candidate will be responsible for governing cybersecurity compliance, developing security policies standards, procedures, and guidelines, conducting review, attestation, and assurance, and maintaining security risk registers and treatment plans.
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Regulatory Compliance Specialist
12 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China Citi Full timeCompany OverviewCiti, one of the world's most global banks, is a leading financial services organization that provides consumers, corporations, governments and institutions with a broad range of financial products and services. Our mission is to serve as a trusted partner to our clients by safeguarding assets, mobilizing capital and extending innovative...
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Analyst
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Citi Full timeWhether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...
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Compliance Director
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full timeLarson Maddox is seeking a seasoned Compliance Director to spearhead risk management initiatives. As a key member of our team, you will oversee compliance matters related to commercial banking operations, structured products, and corporate finance activities within our Hong Kong office.Key Responsibilities:Compliance Oversight: Provide strategic guidance on...