Risk Management Expert

2 days ago


Hong Kong, Central and Western District, Hong Kong SAR China BOCI-Prudential Asset Management Limited Full time

BOCI-Prudential Asset Management Limited is looking for a Risk Management Expert with a focus on Compliance to join its team. The successful candidate will be responsible for reviewing and assisting in the research of regulatory changes and requirements, as well as co-ordinating with various departments on risk and compliance projects.

The ideal candidate will have a minimum of 6 years of experience in the financial industry, preferably in the asset management industry. AML experience and/or qualification is preferable. The candidate should have a thorough understanding of financial regulations, including AML regulation, SFC and MPFA regulations.

Key Responsibilities:

  • Review KYC documents during the client onboarding process
  • Assist in the research of regulatory changes and requirements
  • Co-ordinate with various departments on risk and compliance projects
  • Support compliance work such as policy review and execution of compliance plan

Requirements:

  • Degree holder with a minimum of 6 years of compliance experience
  • Thorough understanding of financial regulations
  • Good communication and presentation skills
  • Strong analytical, technical, and problem-solving skills

We offer a competitive remuneration package and comprehensive fringe benefits to the right candidates.



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