Risk Management Expert

7 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Bowen Partners Full time

About the Role:

We are seeking an experienced Operational Risk Management professional to join our team in Hong Kong. As a key member of the Regional Second Line of Defence Risk Management function, you will specialise in Operational Risk Management and take a lead role in supporting the Global Markets & Securities / Brokerage businesses on operational risk matters.

Key Responsibilities:

  • Establish and develop the Operational Risk framework, workflow, processes and procedures with innovative approaches.
  • Assist and guide the First Line on Business Risk matters including planning, assessment, mitigation, monitoring and reporting, risk acceptances and new business initiatives.
  • Provide firm-wide risk oversight and governance for the designated businesses and challenge existing risk management principles and assumptions.
  • Perform independent risk assessment across the various lines of businesses, deliver the results and work with the First Line teams as a partner to identify all operational risks, assess impact, provide remediation solutions and develop action plans.
  • Review, monitor and ensure adequate controls are in place for identifying and addressing risk issues according to regulatory and internal risk management requirements.
  • Provide consultative advice and recommendations to the Businesses on risk management priorities and meeting operational risk standards while identifying opportunities to influence best practices.
  • Lead and / or participate in risk management transformational projects in the region.

About You:

  • Degree qualified ideally with relevant professional qualifications in audit, risk or compliance.
  • Around 8 - 12+ years relevant experience in operational risk management, enterprise risk management, other non-financial risk management and governance functions.
  • Experience in Investment Banking and / or Securities / Brokerages with exposure to a wide range of asset classes in equities and fixed income.
  • Experience in building out operational risk framework and processes.
  • Good knowledge of operational risk management framework, risk identification, risk appetite and strategy, processes and controls, risk analytics and governance.
  • Familiar with Front to Back processes in investment banking, securities trading / brokerage as well as the relevant rules and regulations in Asia, SFC rules etc.
  • Excellent communication skills with fluency in English.


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