Compliance Advisor

Job Description: We are seeking a diligent and proactive Compliance talent to join our bank. The successful candidate will be responsible for ensuring that our operations comply with regulatory requirements and internal policies. This role requires a professional with a solid understanding of regulatory compliance and private banking business advisory. Key...

Join Balfour Capital Group as an Investment Advisor About Balfour Capital Group Balfour Capital Group is a boutique Investment Banking Firm and Hedge Fund managing over $400 million in global trading operations. We specialize in Commodities, Currencies, ETFs, Bonds, Precious Metals, and more, tapping into major markets from the US and Australia to Germany,...

A leading role at Ashford Benjamin Ltd, the Compliance Advisor oversees compliance advisory to global markets business including but not limited to equities, fixed income and Asset Liability Management (ALM). Key responsibilities include assisting stakeholders in regulatory development updates, projects and related incidents. The ideal candidate will have...

We are seeking an experienced International Legal Advisor to join our growing international legal and compliance team. As a key member of the team, you will support Alibaba Cloud's rapid expansion around the world.Primary Responsibilities:Advise on legal aspects of Alibaba Cloud's international expansion, focusing on compliance and leading compliance...

About the Role:We are seeking a highly skilled Senior Tax Specialist to join our team in Hong Kong. This is an excellent opportunity for experienced professionals who wish to gain regional to international tax experience in a dynamic company that is growing in APAC and globally.The successful candidate will be responsible for managing and maintaining...

Company OverviewUnicorn Advisor (HK) Limited is a reputable asset management business that specializes in providing exceptional service to its clients. Our company values innovation, expertise, and customer satisfaction.Job DescriptionWe are seeking a highly skilled Service Portfolio Manager to join our team. The ideal candidate will have relevant experience...

MRA Search is a leading recruitment firm partnering with a prominent private equity company to find an experienced Paralegal. The ideal candidate will support the legal and compliance team in Hong Kong, ensuring compliance with financial regulations through regular reviews.The successful Paralegal will work closely with internal legal teams and external...

iCapital is a leading fintech platform serving the alternative investment marketplace. Our platform enables advisors, wealth management firms, asset managers, and banks to evaluate and recommend customized public and private market strategies for their high-net-worth clients.We have made significant strides, with approximately $210 billion in global client...

iCapital is a leading fintech platform powering the world's alternative investment marketplace. Our financial technology has revolutionized how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We have transformed the industry by providing a...

About UsUnicorn Advisor (HK) Limited is a leading financial advisory firm providing expert guidance on corporate finance and equity capital markets.The RoleWe are seeking a highly experienced Financial Markets Director to lead our IPO team. As a seasoned professional, you will be responsible for executing complex transactions from initial discussions to...

About the RoleWe are seeking a highly skilled Corporate Finance Specialist to join our team at Unicorn Advisor (HK) Limited. This is an exciting opportunity for a professional with outstanding academic background and relevant experience in corporate finance.Key ResponsibilitiesExecute various corporate finance transactions, including IPOs, M&A advisory, and...

We are seeking a skilled Global Tax Compliance Expert to join our team in Hong Kong. As a Senior Tax Specialist, you will be responsible for managing and maintaining Synpulse group transfer pricing compliance documentation. This includes the Master File and Local Files, as well as working closely with internal stakeholders and external advisors on tax...

We are seeking an experienced Financial Crime Compliance Specialist to join our team at Ashford Benjamin. This is an exciting opportunity for a senior professional to drive the full spectrum of anti-money laundering (AML) work in the APAC region.The successful candidate will serve as a key advisor on AML/KYC matters, providing guidance on compliance...

About the Role:We are seeking a skilled Medical Strategic Advisor to join our team at Allergan. As a key member of our medical department, you will be responsible for providing strategic medical input into assigned brand strategies.Key Responsibilities:Develop and maintain in-depth knowledge of assigned products and relevant therapeutic areas through...

At Unicorn Advisor (HK) Limited, we are seeking a highly skilled Senior Product Specialist to join our team.The ideal candidate will have extensive experience in trading, structured products, compliance, and management. Proficiency in Mandarin is a must for this role.This position involves creating and implementing product strategies that drive business...

iCapital is a pioneering fintech platform transforming the alternative investment landscape. Our platform enables advisors, wealth management firms, asset managers, and banks to evaluate and recommend customized public and private market strategies for their high-net-worth clients.We have achieved remarkable success, with approximately $210 billion in global...

We are looking for a highly skilled and experienced Legal Advisor to join our team in Hong Kong. The successful candidate will have a strong background in general corporate/commercial law and at least 5 years of post-qualification experience.You will be responsible for providing legal support to our business in Hong Kong and the PRC, including advising on...

We are Lenovo, a leading global technology company, committed to delivering Smarter Technology for All. As a dynamic and forward-thinking organization, we are seeking a talented individual to join our team as a Senior Associate, Ethics and Compliance.About the PositionThis is an exciting opportunity to contribute to our global ethics and compliance program,...

About The OpportunityThe Sanctions Advisory Team is a key part of our global compliance framework, ensuring that our business adheres to complex and evolving sanctions regulations across multiple jurisdictions. We are responsible for staying ahead of regulatory developments, providing critical decision-making support on escalated alerts, and offering...

- Must have trading, structured products, compliance and management experiences - RO for futures business would be a plus - Candidates from some large banks/brokerages with good product experience in the wealth/retail sectors may also be considered. -fluency in Mandarin is a MUST