Compliance Advisor

At Global Consultancy Hong Kong, we are seeking a driven individual to join our growing team as a Compliance Expert Advisor. This role offers you the opportunity to work with clients in the asset management and funds sector on regulatory compliance matters.Key Responsibilities:Advise and support clients on regulatory compliance mattersAssist with licensing...

Ashford Benjamin is a leading recruitment agency in the asset management industry, supporting top clients with their compliance hiring needs. This exciting opportunity is available for experienced professionals looking to gain exposure in the APAC region, specifically covering alternative investment funds.The role of a Compliance Advisor involves providing...

As Senior Regulatory Advisor, you will play a critical role in ensuring that Moody's Investors Service complies with all relevant regulations in the APAC region.This position will require you to work closely with the Compliance Team to identify and mitigate Compliance risks.We are looking for an individual with extensive experience in Compliance, dealing...

Job DescriptionAt Unicorn Advisor (HK) Limited, we are seeking a highly skilled Global Settlement Operations Manager to oversee the daily trade booking and settlement operations for our Company products. This is a critical role that requires strong leadership skills, attention to detail, and the ability to work effectively in a fast-paced environment.Key...

Job Description:We are seeking an Internal Controls Advisor to join our team at Rise Associates Asia Limited.In this role, you will be responsible for supporting the implementation of internal controls and ensuring compliance with regulatory requirements.Key Responsibilities:Design and implement effective internal controlsConduct regular audits to ensure...

Job SummaryThe Financial Crime Prevention Advisor will play a critical role in ensuring the bank's compliance with anti-money laundering (AML) and combating terrorist financing (CTF) regulations. Key Responsibilities: Advise management and business units on AML/CTF related matters, including customer due diligence and transaction monitoringIdentify and...

Job Overview:The Danos Group is seeking an experienced Compliance Consultant to join our team.Key Responsibilities:Advisory Services - Provide regulatory compliance advice to clients on policies, procedures, and monitoring requirements.Training and Development - Assist in creating training materials and delivering compliance training sessions.Regulatory...

We are seeking a highly skilled Regulatory Advisor to join our team in Hong Kong.The ideal candidate will have extensive experience in compliance covering fund businesses, a deep understanding of SFC type 1, 4, 9 rules and regulations, and proficiency in Chinese.This is a mid-senior level position that offers opportunities for career growth and professional...

We are seeking an experienced and skilled Strategic Portfolio Advisor to join our team at Futu Securities International (Hong Kong) Limited.About the RoleAs a Strategic Portfolio Advisor, you will play a vital role in building strong relationships with our VIP clients to achieve team AUM and revenue targets. You will work closely with our IA and product...

The Corporate Compliance Manager is a key member of the executive team, responsible for ensuring corporate governance and compliance of the Group and family companies. This role will be a key advisor to the board of directors and senior management, overseeing legal and regulatory compliance, corporate governance practices and company administration.Work...

iCapital is a leading financial technology platform that powers the world's alternative investment marketplace. Our innovative solutions have transformed the way advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We are seeking a highly experienced...

Job DescriptionThe Corporate Compliance Manager is a key member of the executive team, responsible for ensuring corporate governance and compliance of the Group and family companies. This role will be a key advisor to the board of directors and senior management, overseeing legal and regulatory compliance, corporate governance practices and company...

iCapital is a leading financial technology platform that has revolutionized the alternative investment marketplace. Our innovative solutions have transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We are seeking an experienced...

iCapital is a renowned leader in the alternative investment industry, powering the world's most sophisticated financial marketplaces. Our proprietary technology has revolutionized how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We are seeking...

About UsUnicorn Advisor (HK) Limited is a leading insurance brokerage firm that offers a wide range of insurance solutions to individuals and businesses.Job DescriptionInsurance SpecialistOversight and management of the day-to-day operations of the insurance brokerage firm.Ensuring compliance with regulatory requirements set by the Insurance Authority...

We are looking for a seasoned legal expert to join our team as a Senior Legal Advisor - Crypto Division. The successful candidate will have a law degree holder (LLB/J.D.) qualified in Hong Kong or other major common law jurisdictions, and at least 3-5 years of PQE in a reputable international law firm or a top local law firm.The ideal candidate will have...

Job Responsibilities:The Enterprise Risk Advisor will be responsible for driving the development and implementation of risk management strategies for Alibaba Cloud's enterprise customers.About the Role:Develop and implement risk management strategies that align with industry standards and regulatory requirements.Collaborate with cross-functional teams to...

About the RoleWe are seeking a highly motivated and detail-oriented individual to join our Financing & Advisory Group as a Junior Advisor - Structured Finance. In this role, you will support the origination, structuring, and execution of structured finance and advisory transactions across various markets and sectors.Your primary responsibilities will...

Job DescriptionWe are seeking a highly experienced Strategic Financial Consultant to join our team at Unicorn Advisor (HK) Limited.About the RoleThe successful candidate will be responsible for overseeing client service operations, ensuring delivery of high-quality support and services to institutional clients.Key responsibilities include leading target...

We are seeking a seasoned expert to fill the role of Paralegal and Regulatory Advisor at Amethyst Partners. The successful candidate will have a solid background in AML/KYC, paralegal experience, and a keen interest in asset management and the fund industry.About the CompanyAmethyst Partners is an international professional services firm that provides fund...