Regulatory Advisor for Asset Managers

6 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

We are seeking a highly skilled Regulatory Advisor to join our team in Hong Kong.

The ideal candidate will have extensive experience in compliance covering fund businesses, a deep understanding of SFC type 1, 4, 9 rules and regulations, and proficiency in Chinese.

This is a mid-senior level position that offers opportunities for career growth and professional development.

Responsibilities:
  1. Develop and implement effective compliance programs
  2. Provide guidance on regulatory requirements and best practices
  3. Maintain accurate records of regulatory filings and submissions
  4. Collaborate with internal stakeholders to ensure compliance with regulatory requirements

Suitable candidates should possess excellent analytical and problem-solving skills, be able to communicate complex information effectively, and have a strong understanding of financial markets and regulatory environments.



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