Regulatory Advisor for Asset Managers
6 days ago
We are seeking a highly skilled Regulatory Advisor to join our team in Hong Kong.
The ideal candidate will have extensive experience in compliance covering fund businesses, a deep understanding of SFC type 1, 4, 9 rules and regulations, and proficiency in Chinese.
This is a mid-senior level position that offers opportunities for career growth and professional development.
Responsibilities:- Develop and implement effective compliance programs
- Provide guidance on regulatory requirements and best practices
- Maintain accurate records of regulatory filings and submissions
- Collaborate with internal stakeholders to ensure compliance with regulatory requirements
Suitable candidates should possess excellent analytical and problem-solving skills, be able to communicate complex information effectively, and have a strong understanding of financial markets and regulatory environments.
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