Compliance Advisor for Alternative Investment Funds

5 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

Ashford Benjamin is a leading recruitment agency in the asset management industry, supporting top clients with their compliance hiring needs. This exciting opportunity is available for experienced professionals looking to gain exposure in the APAC region, specifically covering alternative investment funds.

The role of a Compliance Advisor involves providing expert guidance on regulatory requirements and best practices to fund businesses. Key responsibilities include managing employee compliance matters, staying up-to-date on rules and regulations, establishing effective compliance programs, implementing frameworks and procedures, and overseeing general compliance matters.

Candidates should possess at least 3 years of experience in compliance, covering fund businesses, with a solid understanding of SFC type 1, 4, 9 rules and regulations, and proficiency in Chinese.

This mid-senior level position is a full-time opportunity within the legal, finance, and business development department. If you are a motivated professional seeking new challenges, please apply or contact us for a confidential discussion.



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