Associate, Alternative Investment Compliance
2 weeks ago
- Develop, implement, and maintain compliance policies and procedures aligned with regulatory requirements and industry best practices.
- Provide expert guidance on regulatory developments and their implications for the firm's investment strategies and operations.
- Collaborate with investment teams to assess compliance risks associated with new products, transactions, and investment strategies.
- Lead and manage compliance training initiatives for staff across various levels, promoting a culture of compliance within the organization.
- Support the reporting and escalating compliance issues to senior management and the Board of Directors.
- Monitor and analyse compliance-related data to identify trends and areas for improvement.
Qualification:
- Bachelor's degree in finance, law, business, or a related field.
- 5-10 years of experience in compliance, preferably within the alternative asset management industry or regulatory body
- Strong understanding of regulatory frameworks and compliance requirements.
- Excellent analytical and problem-solving skills.
- Strong attention to detail and ability to manage multiple tasks.
- Effective communication and interpersonal skills.
- Proficiency in Microsoft Office Suite.
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