Associate, Alternative Investment Compliance

4 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full time
  • Develop, implement, and maintain compliance policies and procedures aligned with regulatory requirements and industry best practices.
  • Provide expert guidance on regulatory developments and their implications for the firm's investment strategies and operations.
  • Collaborate with investment teams to assess compliance risks associated with new products, transactions, and investment strategies.
  • Lead and manage compliance training initiatives for staff across various levels, promoting a culture of compliance within the organization.
  • Support the reporting and escalating compliance issues to senior management and the Board of Directors.
  • Monitor and analyse compliance-related data to identify trends and areas for improvement.

Qualification:

  • Bachelor's degree in finance, law, business, or a related field.
  • 5-10 years of experience in compliance, preferably within the alternative asset management industry or regulatory body
  • Strong understanding of regulatory frameworks and compliance requirements.
  • Excellent analytical and problem-solving skills.
  • Strong attention to detail and ability to manage multiple tasks.
  • Effective communication and interpersonal skills.
  • Proficiency in Microsoft Office Suite.


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