Regulatory Compliance and Licensing Specialist

Regulatory Compliance and Licensing Manager Hong Kong We are looking to hire for one of our ecosystem projects. Our client, a leading digital assets ecosystem globally, is in search of an experienced Regulatory Compliance and Licensing Manager, with strong knowledge in the crypto space. In this role, you will: Stay informed on rapidly changing global crypto...

Company OverviewAshford Benjamin Ltd is a leading entity in the industry, committed to excellence and compliance.Job DescriptionWe are seeking a skilled Compliance Specialist to provide regulatory advisory services to our Hong Kong licensed entity and APAC operations. As a key member of our team, you will be responsible for core compliance work, including...

About Pure Hong Kong:Pure Hong Kong is a leading financial institution dedicated to providing exceptional services to our clients.We are committed to upholding the highest standards of compliance and regulatory excellence.Job Description:The Compliance Specialist will be responsible for managing SFC licensing processes, ensuring all employees comply with...

Company Overview">Global Consultancy Hong Kong is a leading consultancy firm in the asset management and funds sector.We offer expert advice and support to clients on regulatory compliance matters.">Job Responsibilities">Advise clients on licensing applications, regulatory submissions, and ongoing compliance obligations.Develop and enhance compliance...

About UsThe Reap Group is a high-growth multinational fintech seeking an experienced Legal professional to join our team. As a critical member of our operations, you will support the development and implementation of our global licensing strategy.This dynamic role offers the opportunity to work across multiple jurisdictions, overseeing the application and...

iCapital is a pioneering financial technology platform that empowers the world's alternative investment marketplace. Our innovative solutions have transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.With a presence in Hong Kong,...

Pure Hong Kong is seeking a skilled Regulatory Compliance Professional to join our team.About the RoleThis role will be responsible for managing SFC licensing processes for employees, ensuring compliance with regulatory requirements. This includes overseeing Personal Account Dealing (PAD) activities to prevent conflicts of interest and insider trading,...

Job Description:Provide Regulatory Advisory to Hong Kong licensed entity and APAC operations Responsible for core compliance work, including but not limited to licensing, personal account dealing, gift and entertainment, etc Liaise with local regulatory authorities on regulatory filing, inquiries, surverys, inspections, requests and engagement Analyze...

Digital Assets Compliance DirectorTbwa Chiat/Day Inc is seeking an accomplished Digital Assets Compliance Director to lead our regulatory efforts in the digital assets space. The successful candidate will have a deep understanding of the regulatory landscape and be able to drive effective compliance solutions.About the Position:Lead the development and...

About the RoleThe Trading Advisory Compliance Manager will play a pivotal role in shaping OKX's trade compliance program, ensuring regulatory alignment and best practices. This includes developing and enhancing policies, procedures, guidelines, and trading manuals to ensure global regulatory compliance.The successful candidate will work closely with...

iCapital is a pioneering fintech platform transforming the alternative investment landscape. Our platform enables advisors, wealth management firms, asset managers, and banks to evaluate and recommend customized public and private market strategies for their high-net-worth clients.We have achieved remarkable success, with approximately $210 billion in global...

Manage SFC licensing applications and ensure SFC-licensed individuals meet ongoing regulatory obligations. Review alerts and trade records to verify traders operate within the capacity of their registered entities. Administer employee compliance policies, including personal account dealing, outside business activities, and licensing-related policies. Conduct...

Compliance Review SpecialistAbout the Role:We are looking for a highly skilled Compliance Review Specialist to join our team at the Bank of China.This is a full-time position in the Operational Risk Management Department, reporting to the Head of Compliance.The successful candidate will be responsible for conducting regular compliance reviews, formulating...

Manage SFC licensing processes for employees, ensuring compliance with regulatory requirements. Oversee Personal Account Dealing (PAD) activities to prevent conflicts of interest and insider trading. Monitor outsourcing arrangements to ensure they meet regulatory standards and internal policies. Coordinate regulatory reporting activities, including...

About the RoleThis is an exciting opportunity for a Banking Compliance Specialist to join our team at PERSOLKELLY. As a specialist in regulatory reporting, you will play a critical role in ensuring our client's compliance with relevant regulatory requirements.Your responsibilities will include:Performing risk assessments and developing mitigation strategies...

iCapital is a pioneering fintech company that has transformed the alternative investment marketplace.Its financial technology platform enables advisors and wealth management firms to evaluate and recommend bespoke public and private market strategies.iCapital operates globally, with over $210 billion in client assets invested in 1,690 funds.The company has...

The Global Licensing Associate role at the Reap Group offers an exciting opportunity to work in a fast-paced environment, supporting the development and implementation of our global licensing strategy.You will be responsible for providing operational support for key legal projects, including license applications, company secretarial matters, and vendor due...

At Larson Maddox, we are seeking a seasoned Regulatory Compliance Professional to oversee our general compliance activities. The successful candidate will be responsible for ensuring adherence to regulatory requirements, including SFC reporting, KYC, and AML.The ideal candidate will have a solid understanding of compliance regulations and the ability to stay...

About eFinancialCareerseFinancialCareers is a leading job search platform for finance professionals. We help top talent find their next career opportunity and support companies in finding the best fit for their open positions.Job Description:We are seeking an experienced Regulatory Compliance Specialist to join our team in Hong Kong. As a key member of our...

Company OverviewQHire Ltd is a leading financial services company that prioritizes regulatory compliance.Job DescriptionKey Responsibilities:Draft and Revise Policies: Develop, implement, and maintain comprehensive compliance manuals and policies to ensure adherence to regulatory requirements.Advisory Role: Provide expert guidance on company-related matters...