Regulatory Compliance and Licensing Manager

Regulatory Compliance and Licensing SpecialistTbwa Chiat/Day Inc is seeking an experienced Regulatory Compliance and Licensing Specialist to join our ecosystem project. Our client, a leading digital assets company globally, requires a strong knowledge in the crypto space.About the Role:Stay informed on rapidly changing global crypto regulations and provide...

About UsThe Reap Group is a high-growth multinational fintech seeking an experienced Legal professional to join our team. As a critical member of our operations, you will support the development and implementation of our global licensing strategy.This dynamic role offers the opportunity to work across multiple jurisdictions, overseeing the application and...

Company OverviewAshford Benjamin Ltd is a leading entity in the industry, committed to excellence and compliance.Job DescriptionWe are seeking a skilled Compliance Specialist to provide regulatory advisory services to our Hong Kong licensed entity and APAC operations. As a key member of our team, you will be responsible for core compliance work, including...

Company Overview">Global Consultancy Hong Kong is a leading consultancy firm in the asset management and funds sector.We offer expert advice and support to clients on regulatory compliance matters.">Job Responsibilities">Advise clients on licensing applications, regulatory submissions, and ongoing compliance obligations.Develop and enhance compliance...

Pure Hong Kong is seeking a skilled Regulatory Compliance Professional to join our team.About the RoleThis role will be responsible for managing SFC licensing processes for employees, ensuring compliance with regulatory requirements. This includes overseeing Personal Account Dealing (PAD) activities to prevent conflicts of interest and insider trading,...

Job DescriptionCompliance SpecialistThis role is a key position within our organization, focused on ensuring compliance with regulatory requirements. The successful candidate will have expertise in managing SFC licensing processes for employees and overseeing Personal Account Dealing activities to prevent conflicts of interest and insider trading.The ideal...

Digital Assets Compliance DirectorTbwa Chiat/Day Inc is seeking an accomplished Digital Assets Compliance Director to lead our regulatory efforts in the digital assets space. The successful candidate will have a deep understanding of the regulatory landscape and be able to drive effective compliance solutions.About the Position:Lead the development and...

iCapital is a pioneering financial technology platform that empowers the world's alternative investment marketplace. Our innovative solutions have transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.With a presence in Hong Kong,...

iCapital is a pioneering fintech platform transforming the alternative investment landscape. Our platform enables advisors, wealth management firms, asset managers, and banks to evaluate and recommend customized public and private market strategies for their high-net-worth clients.We have achieved remarkable success, with approximately $210 billion in global...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

At Polymath Search, we are seeking a seasoned Compliance Specialist to join our team. The ideal candidate will have 3 to 6 years of experience in compliance roles within global asset managers or regulatory bodies in Hong Kong.The successful applicant will be responsible for monitoring and advising on regulatory compliance matters for SFC licensed entities,...

The Global Licensing Associate role at the Reap Group offers an exciting opportunity to work in a fast-paced environment, supporting the development and implementation of our global licensing strategy.You will be responsible for providing operational support for key legal projects, including license applications, company secretarial matters, and vendor due...

Key ResponsibilitiesResponsible for day-to-day AML-CFT risk assessment, client onboarding, payment channels onboarding, ongoing monitoring, AML/CFT-related transactions monitoring, record keeping and local staff training.Support AML-CFT operational processes in Singapore and Hong Kong, including the writing and review of operational policies and standard...

Job OverviewOur client, a leading player in the payments space, is seeking a highly skilled Finance Lead to join their team in Hong Kong. The successful candidate will be responsible for managing regulatory finance for APAC entities, ensuring timely and accurate submissions of financial reports, and maintaining compliance with relevant regulations.Key...

About the RoleThe Trading Advisory Compliance Manager will play a pivotal role in shaping OKX's trade compliance program, ensuring regulatory alignment and best practices. This includes developing and enhancing policies, procedures, guidelines, and trading manuals to ensure global regulatory compliance.The successful candidate will work closely with...

Job Description:Provide Regulatory Advisory to Hong Kong licensed entity and APAC operations Responsible for core compliance work, including but not limited to licensing, personal account dealing, gift and entertainment, etc Liaise with local regulatory authorities on regulatory filing, inquiries, surverys, inspections, requests and engagement Analyze...

Job DescriptionWe are seeking a skilled Project Manager to support our client in HKMA regulatory reporting. The successful candidate will work closely with project teams to identify needs and deliverables, ensuring compliance with regulatory requirements.Perform regulatory reporting control assessments and enhancementsPrepare required documentation for...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Professional to join our small compliance team at The Profile Group (HK) Ltd (a Wilson Company). This is a 12-month contract position responsible for overseeing a broad range of regulatory and investment compliance matters.About the RoleThe successful candidate will have at least 6-10 years of...

Regulatory Compliance RoleWe are looking for a skilled regulatory compliance professional to join our global platform. The role involves providing regulatory compliance advisory services to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing...

We are seeking a highly skilled Regulatory Compliance Coordinator to join our APAC GM COO team. In this role, you will be responsible for managing and coordinating regulatory exams, changes to regulations, and queries from local regulators.Key responsibilities include:Central coordination of regulatory exams impacting multiple lines of businessManagement and...