Compliance Specialist for Global Asset Managers

Job DescriptionWe are seeking a highly skilled and experienced Senior Compliance Officer to join our team at ICBC Asset Management (Global). The successful candidate will play a critical role in ensuring the firm's compliance with all relevant regulatory requirements.About the RoleThe Senior Compliance Officer will be responsible for managing and handling...

Responsibilities:Able to independently manage and handle general compliance work, including but not limit to manage general licensing (licensed representatives, responsible officers, MIC, annual return, BRMQ and use of WINGS etc.) and on-going notification matters; Able to independently manage and provide compliance advice on AML and regulatory compliance...

Company Overview">Global Consultancy Hong Kong is a leading consultancy firm in the asset management and funds sector.We offer expert advice and support to clients on regulatory compliance matters.">Job Responsibilities">Advise clients on licensing applications, regulatory submissions, and ongoing compliance obligations.Develop and enhance compliance...

In this mid-senior level position, you will be responsible for providing compliance advisory to fund businesses, managing employee compliance matters, staying updated on rules and regulations, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing general compliance matters.As a Regulatory Compliance...

Job SummaryWe are seeking a highly skilled Global Compliance Specialist to join our team at Tapestry, Inc. As a key member of our product compliance team, you will be responsible for ensuring that our products meet the necessary regulatory requirements.Key Responsibilities:Develop and implement comprehensive compliance strategies to ensure global product...

We are seeking a talented Asset Management Regulatory Specialist to join our team at Be Myjob Company Limited. As a Principal Consultant, you will play a critical role in ensuring compliance with relevant regulations and laws.About the Role:This is an exciting opportunity for an experienced professional to take on a challenging role in Asset Management...

About the Role">This is an exciting opportunity to join Projob21 Ltd.'s Global Asset Management team in Hong Kong.As an Investment Risk Senior Associate, you will work closely with senior management and fund managers to develop risk management strategies and ensure compliance with regulatory requirements.You will also participate in ad-hoc global/regional...

Compliance Associate- AVP- Global Alternative Asset Manager in Hong Kong Our client, one of the largest alternative asset managers in the world, is seeking a compliance candidate with 3 to 6 years of experience to be part of their legal and compliance team in Hong Kong. Reporting into the APAC Head of Compliance based in Hong Kong, you will be primarily...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

About Us: We are a leading professional body, dedicated to promoting public trust in business and the accountancy profession. Our members work in all sectors of business and finance, helping individuals, businesses and economies to grow.We have been supporting our members for over 100 years, providing them with opportunities for education, training and...

Global Consultancy Hong Kong, Hong Kong SAR Established consultancy looking for driven individuals to be part of a growing team. The organization offers you the chance to: Advise and support clients in the asset management and funds sector on regulatory compliance matters Assist with licensing applications, regulatory submissions, and ongoing compliance...

Global Consultancy Hong KongAs a driven individual, you will be part of a growing team in our established consultancy.The organization offers the chance to:Provide strategic advice and support clients in asset management and funds sector on regulatory compliance mattersAssist with licensing applications, regulatory submissions, and ongoing compliance...

The Pure Hong Kong StoryWe are a leading asset manager in the Asia Pacific region, driven by a strong compliance culture that ensures excellent career prospects.The Role of Compliance DirectorAs a key member of our Regional Compliance Team, you will report directly to the Regional Head of Compliance and be responsible for handling all aspects of compliance...

About Northern Trust:We are a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Our company is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and...

Compliance Expertise RequiredWe are seeking a highly skilled professional to join our team as a Compliance Consultant.The ideal candidate will have:Prior experience in compliance, consultancy, or regulatory affairs within financial servicesStrong knowledge of SFC and HKMA regulations, particularly in asset management and fund servicesCandidates with...

Regulatory Compliance and Licensing SpecialistTbwa Chiat/Day Inc is seeking an experienced Regulatory Compliance and Licensing Specialist to join our ecosystem project. Our client, a leading digital assets company globally, requires a strong knowledge in the crypto space.About the Role:Stay informed on rapidly changing global crypto regulations and provide...

Job Overview: As a Digital Asset Product Specialist at OSL, you will play a pivotal role in driving the development and execution of our tokenization products. You will oversee the creation, issuance, and distribution of tokenized securities, working closely with cross-functional teams and external stakeholders.Key Responsibilities:Develop and execute...

Ashford Benjamin is seeking a highly skilled Regulatory Expert to join our client's team in Hong Kong.This is a fantastic opportunity for individuals with expertise in compliance and regulation to work with a reputable asset manager and gain exposure in the APAC region.The successful candidate will be responsible for providing compliance advisory services to...

MRA Search is pleased to partner with a prominent asset management firm that has a significant presence in the Asia-Pacific region. This esteemed firm is recognized for its exceptional track record in strategy and expertise, driving success in the industry.We are seeking an experienced lawyer with a strong background in investment funds to join our client's...

A leading global technology company seeks a Senior Compliance Specialist, Global Ethics Program to join its team in Hong Kong.The successful candidate will support the design, administration, and implementation of Lenovo's global ethics and compliance program, ensuring alignment with international best practices and regulatory...