Financial Services Compliance Manager

About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong offering banking, insurance, and other related services through our growing network of over 70 branches. Our core values are caring, teamwork, and progressiveness. We foster an inclusive environment where everyone can grow and thrive.Job Purpose:To assist the Group...

We are looking for a Regional Compliance Officer to join our financial services sector team at ConnectedGroup. The successful candidate will be responsible for developing and implementing compliance policies and procedures to ensure adherence to regulatory guidelines.Execute compliance annual plans, including project coordination and management.Monitor...

The Financial Services Development Council is dedicated to fostering the growth of Hong Kong's financial services sector. Our ideal candidate will possess exceptional leadership skills and a deep understanding of the financial services industry.About the Position:Lead a team of marketing professionals to develop and implement marketing strategies that drive...

About MRA SearchMRA Search is a leading recruitment agency specializing in high-end finance and compliance placements.Job Description: Compliance OfficerThis Compliance Officer role involves managing all aspects of conflict checks, analysis, and Anti-Money Laundering (AML) procedures in our Hong Kong office.Main Responsibilities:Conduct daily conflict checks...

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

PeopleSearch is a reputable recruitment firm specializing in financial services. We are partnering with a fast-growing company in Asia to find an experienced project management consultant.This role requires exceptional organizational skills, the ability to coordinate delivery teams, and develop delivery plans that meet client objectives. The ideal candidate...

We are seeking a highly experienced Financial Crime Compliance Director to join our team at Ashford Benjamin. The role will serve as a senior AML member for the APAC region, covering all aspects of AML work including providing advisory services, overseeing investigations, establishing policies and procedures, and liaising with stakeholders on escalated...

iCapital Overview iCapital is a leading provider of financial technology solutions, empowering the world's alternative investment marketplace. Its cutting-edge platform has revolutionized the way advisors, wealth management firms, asset managers, and banks approach bespoke public and private market strategies. APAC Business iCapital operates through a...

Dealing Manager, Wealth Management Job SummaryWe are seeking a highly skilled Dealing Manager, Wealth Management to join our team at CLSA. The successful candidate will be responsible for managing client relationships, executing trades, and maintaining compliance with regulatory requirements. The ideal candidate will have a strong background in finance,...

Job OverviewWe are seeking a seasoned Compliance Officer to join our team at Well Link Financial Group. The successful candidate will be responsible for ensuring the company's compliance with all relevant laws, regulations, and industry standards.Main Responsibilities:Develop and implement comprehensive compliance programs to mitigate regulatory...

Job Brief">We are seeking a Financial Services Consultant to join our team.The successful candidate will have prior experience in compliance, consultancy, or regulatory affairs within financial services.">Responsibilities">Develop and enhance compliance policies, procedures, and frameworks.Conduct compliance monitoring, health checks, and regulatory...

The Financial Services Development Council is a high-level, cross-sectoral advisory body established by the HKSAR Government in 2013 to promote Hong Kong as an International Financial Centre. Our team drives the development and production of marketing communication collaterals, press materials, digital media content, publications, reports, and...

The Financial Services Development Council (FSDC) was established by the HKSAR Government in 2013 as a high-level, cross-sectoral advisory body to engage the financial services industry in formulating proposals to promote the further development of Hong Kong as an International Financial Centre through research, market promotion and human capital...

We are instructed on an opportunity with a reputable financial institution who are looking to hire a Financial Crime Compliance Advisor in Hong Kong. The role serves as a senior AML member for the APAC region covering the full spectrum of AML work including providing AML/KYC advisory, investigation oversight, establishing AML/CFT policies, procedures and...

About Dah Sing GroupThe Dah Sing Financial Group is a leading financial services group in Hong Kong offering banking, insurance, and related services through its extensive network of branches. Our core values revolve around caring, teamwork, and progressiveness. We recognize the uniqueness of each individual's talent and potential for growth, creating an...

Company OverviewThe Edge Partnership - The Edge in Asia is a professional services firm with a global presence and a strong regional network in Asia. They offer a comprehensive range of services to clients across various industries, including financial services and investment management.As a member of our team, you will have the opportunity to work with...

We are seeking a seasoned Financial Crime Compliance professional to join our Ashford Benjamin team in Hong Kong. The successful candidate will serve as a senior Anti-Money Laundering (AML) member for the APAC region, responsible for providing comprehensive AML/KYC advisory services, overseeing investigations, and developing AML/CFT policies and...

Job Responsibilities Provide AML advisory to business stakeholders in daily operations (e.g. AML Risk Assessment or Sanction etc.) Develop and monitor AML operations related issues to ensure that the Bank's operation are in compliance with statutory, regulatory and internal requirements Investigate the alert-triggered cases and prepare the Suspicious...

Legal & Compliance Manager/Senior Manager (Solicitor) Job Responsibilities Compliance Duties Corporate governance and relevant guidelines, Intermediary's conduct related regulations, market conduct, product and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk assessment, etc.), monitor...

Ashford Benjamin Ltd is partnering with a reputable bank to fill the role of KYC Manager. This position involves overseeing and managing the Know Your Customer (KYC) process for both new and existing clients, ensuring adherence to regulatory standards and internal policies.The successful candidate will be responsible for conducting thorough reviews of...