APAC Compliance Specialist
5 days ago
iCapital Overview
iCapital is a leading provider of financial technology solutions, empowering the world's alternative investment marketplace. Its cutting-edge platform has revolutionized the way advisors, wealth management firms, asset managers, and banks approach bespoke public and private market strategies.
APAC Business
iCapital operates through a network of international entities, many of which are licensed to conduct regulated activities. As part of its APAC expansion, the company requires a seasoned Compliance Officer to handle regulatory and compliance matters for its APAC offices.
Responsibilities
- Support the development of a compliance framework to drive sustainable growth across APAC.
- Work closely with senior management and colleagues to anticipate and mitigate potential risks to the firm and its clients.
- Implement policies, procedures, and internal controls to ensure compliance with APAC regulations.
- Act as a subject matter expert on compliance topics, providing guidance and training to Senior Management as needed.
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