APAC Compliance Leader
4 days ago
At Moody's Investors Service, we seek a seasoned professional to lead our APAC Compliance efforts. This role requires a compliance expert with extensive experience in interacting with global regulators and supporting diverse internal client groups.
The ideal candidate will have more than 20 years of experience in one of the following fields:
- Compliance professional with a demonstrated record of excellence
- Licensed attorney or foreign attorney practicing in an APAC jurisdiction
- Senior risk management officer or auditor in financial firms or consulting firms in the financial industry
Responsibilities include:
- Providing Compliance advice and guidance to Moody's businesses in the APAC region
- Serving as a subject matter expert on key Compliance risks for the APAC region
- Coordinating regulatory examinations, responding to regulatory requests and inquiries
- Leading complex Compliance Department-wide projects
This is a high-visibility position that requires exceptional leadership ability, excellent judgment, and strong oral and written communication skills. The ideal candidate will be able to adapt to changing market conditions and business environments.
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Compliance Officer APAC
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Tbwa ChiatDay Inc Full timeWe are seeking a talented professional to join our APAC-based compliance team as Head of Asia Pacific Regulatory Affairs. In this role, you will be responsible for leading our regional compliance efforts and ensuring that our business operations in the region are compliant with all relevant laws and regulations.About the Team:You will work closely with our...
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Compliance Expert
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Moody's Investors Service Full timeWe are looking for a Senior Regulatory Advisor to join our team at Moody's Investors Service. As a key member of our Compliance team, you will play a critical role in ensuring the successful implementation of our Compliance Program in the APAC region.The ideal candidate will have:More than 20 years of experience in Compliance, law, or risk...
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APAC Compliance Lead
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China iCapital Full timeAbout the JobiCapital is a fintech leader in alternative investment technology, powering the world's alternative investment marketplace.We are seeking a seasoned Compliance Officer to join our Global Regulatory and Compliance Team in Hong Kong, supporting our APAC business.The ideal candidate will have 5+ years of experience in compliance, business controls,...
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Compliance Surveillance Expert
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeAbout the RoleWe are seeking an experienced Compliance Surveillance Expert to lead our efforts in the APAC region. The successful candidate will have a thorough understanding of financial markets, conduct risk, trading data, and data governance, supported by previous experience managing teams in a multicultural context.This is an exciting opportunity to join...
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Export Compliance Manager in APAC
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Fusion Worldwide Full timeAbout the Role:Fusion Worldwide is expanding its global footprint to reach all corners of the world. As a result, we are seeking an experienced Senior Compliance Specialist/Compliance Manager to support the development, implementation, and management of our APAC compliance program.This individual will report to the Director of Global Export Compliance and...
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APAC Trade Compliance Expert
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Fusion Worldwide Full timeJob Overview:Fusion Worldwide is seeking a highly experienced Senior Compliance Specialist/Compliance Manager to join our team in Singapore. This individual will play a critical role in supporting the development, implementation, and management of our APAC compliance program.The ideal candidate will have a strong background in compliance and regulation, with...
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Compliance Manager, APAC
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Fusion Worldwide Full timeFusion Worldwide is hiring a Senior Compliance Specialist/Compliance Manager who will support the development, implementation, and management of the APAC compliance program, including export control and privacy. This individual will report to the Director of Global Export Compliance and Privacy in Singapore.This position is essential to Fusion Worldwide's...
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APAC Regional Compliance Director
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Tbwa ChiatDay Inc Full timeWe are seeking a highly skilled and experienced professional to lead our APAC regional compliance efforts. As Head of Asia Pacific Regulatory Affairs, you will be responsible for ensuring that our business operations in the region are compliant with all relevant laws and regulations.This role requires a strong understanding of regulatory requirements in...
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Compliance Advisory Expert
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full timeAPAC Compliance Specialist OpportunityA leading asset manager is seeking an experienced APAC compliance specialist to join their team. The role involves providing regulatory compliance advisory services to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs, and overseeing general compliance...
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Compliance Specialist for APAC Operations
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Fusion Worldwide Full timeJob Description:Fusion Worldwide is a premier global open-market distributor of electronic components and finished products. We are seeking an experienced Senior Compliance Specialist/Compliance Manager to support the development, implementation, and management of our APAC compliance program.This individual will report to the Director of Global Export...
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Head of Compliance, APAC
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Tbwa ChiatDay Inc Full timeWe are seeking to hire a Head of Compliance, APAC based from our Hong Kong office. As Head of Compliance, APAC, you will hold several critical roles and responsibilities for the Hong Kong office, APAC region more broadly, and the Compliance department. This position requires strong leadership and managerial qualities, as well as a focus on high levels of...
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APAC Compliance Specialist
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China iCapital Full timeiCapital Overview iCapital is a leading provider of financial technology solutions, empowering the world's alternative investment marketplace. Its cutting-edge platform has revolutionized the way advisors, wealth management firms, asset managers, and banks approach bespoke public and private market strategies. APAC Business iCapital operates through a...
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Compliance Specialist APAC
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full timeAshford Benjamin is partnering with a reputable asset manager to support their Hong Kong team in compliance hiring. This exciting opportunity offers Compliance Specialists the chance to gain exposure in the APAC region, covering alternative investment funds.The role involves providing compliance advisory services to fund businesses, managing employee...
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APAC Asset Management Compliance Specialist
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China ACCA Careers Full timeRole Summary: The Senior Compliance Analyst will work within our APAC Asset Management Compliance team, operating in a successful international business. This role offers excellent exposure for someone looking to develop their career in an international asset management-based compliance position.The position will provide support to our compliance programs...
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Compliance Specialist APAC Region
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full timeAshford Benjamin is supporting a reputable asset manager in compliance hiring for their Hong Kong team.This is an exciting opportunity for experienced professionals to gain exposure in the APAC region, covering alternative investment funds and providing compliance advisory services to fund businesses.The role is responsible for managing employee compliance...
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Compliance Risk Manager APAC
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full timeWe are looking for a highly experienced Compliance Risk Manager to join our team in Hong Kong. As a senior member of our compliance team, you will be responsible for managing and mitigating compliance risks associated with our financial services business across the APAC region.The ideal candidate will have a strong background in financial crime compliance,...
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APAC Regulatory Expert
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China iCapital Full timeiCapital is transforming the financial industry through innovation and technological advancements. As a Compliance Officer, you will play a crucial role in ensuring the company's adherence to regulatory requirements in the APAC region.This exciting opportunity is part of our ongoing efforts to establish ourselves as a leader in the financial technology...
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Compliance Expert for APAC Markets
2 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full timeAshford Benjamin is partnering with a leading asset manager to hire a seasoned compliance professional for their Hong Kong office. This exciting opportunity allows Compliance Specialists to gain valuable experience in the APAC region, covering alternative investment funds.The role involves providing expert compliance advice to fund businesses, managing...
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Strategic Legal Leader APAC
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Cornish Seal Sanctuary Full timeJob SummaryWe are seeking a seasoned legal professional to fill the role of Legal Director - APAC. The successful candidate will provide strategic legal leadership across the Asia-Pacific region, working closely with the Chief Commercial Officer (CCO) to shape the company's legal framework. Key responsibilities include delivering high-quality, cost-effective...
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Hong Kong, Central and Western District, Hong Kong SAR China T. Rowe Price International Full timeJob DescriptionT. Rowe Price International is seeking a highly experienced Global Compliance Expert for APAC Distribution to join our team.About This PositionThe successful candidate will provide leadership and direction to managers across APAC Distribution, encompassing all investment products and institutional clients serviced. This role requires strong...