Compliance Risk Manager APAC

Ashford Benjamin is a leading financial institution seeking a Compliance Risk Manager to join their team in Hong Kong. The successful candidate will serve as a senior AML member for the APAC region, covering a full spectrum of AML work including providing AML/KYC advisory, investigation oversight, establishing AML/CFT policies, procedures, and framework.Key...

We are seeking a talented professional to join our APAC-based compliance team as Head of Asia Pacific Regulatory Affairs. In this role, you will be responsible for leading our regional compliance efforts and ensuring that our business operations in the region are compliant with all relevant laws and regulations.About the Team:You will work closely with our...

We are seeking a highly skilled and experienced professional to lead our APAC regional compliance efforts. As Head of Asia Pacific Regulatory Affairs, you will be responsible for ensuring that our business operations in the region are compliant with all relevant laws and regulations.This role requires a strong understanding of regulatory requirements in...

About iCapital">iCapital is a leading financial technology platform powering the alternative investment marketplace.Our innovative platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.iCapital services global client assets...

Role SummaryThe Commercial Risk Manager will lead the development and implementation of risk management strategies, policies, and procedures to ensure compliance with regulatory requirements and mitigate risks associated with commercial transactions.Key AccountabilitiesDevelop and implement risk management strategies, policies, and procedures to ensure...

SG Société Générale de Surveillance SA seeks a highly skilled Compliance Risk Manager to join its team. The ideal candidate will have extensive experience in financial services, internal audit/control testing, and compliance backgrounds.The successful applicant will be responsible for managing autonomously the responsibilities set out in this job...

We are seeking to hire a Head of Compliance, APAC based from our Hong Kong office. As Head of Compliance, APAC, you will hold several critical roles and responsibilities for the Hong Kong office, APAC region more broadly, and the Compliance department. This position requires strong leadership and managerial qualities, as well as a focus on high levels of...

The Regional Clinical Expert is a key professional in Artivion APAC, providing high-quality dependable clinical support for sizing and planning of Artivion Endovascular portfolio, focusing on Thoracoabdominal Aortic Aneurysm (TAAA) solutions in the defined target geography.Key Responsibilities:Provide sizing and planning service for TAAA solutions in APAC,...

About Ashford BenjaminWe are a global asset manager dedicated to providing regulatory compliance advisory services to APAC businesses.Job DescriptionTo identify and analyze rules and regulations, ensuring effective compliance programs are established and implemented across the organization.To provide expert guidance on regulatory requirements and ensure...

About the RoleWe are seeking an experienced Compliance Surveillance Expert to lead our efforts in the APAC region. The successful candidate will have a thorough understanding of financial markets, conduct risk, trading data, and data governance, supported by previous experience managing teams in a multicultural context.This is an exciting opportunity to join...

Ashford Benjamin is partnering with a leading asset manager to hire a seasoned compliance professional for their Hong Kong office. This exciting opportunity allows Compliance Specialists to gain valuable experience in the APAC region, covering alternative investment funds.The role involves providing expert compliance advice to fund businesses, managing...

Role Summary: The Senior Compliance Analyst will work within our APAC Asset Management Compliance team, operating in a successful international business. This role offers excellent exposure for someone looking to develop their career in an international asset management-based compliance position.The position will provide support to our compliance programs...

Company OverviewAon is in the business of better decisions.We shape decisions for the better to protect and enrich the lives of people around the world.We are united through trust as one inclusive, diverse team.About This OpportunityThis operational management position reports to the Chief Operating Officer of APAC Commercial Risk.The role is responsible for...

Location(s): One Pacific Place, Floor 24, 88 Queensway, Admiralty Hong Kong, HK Line Of Business: Compliance(COMPLIANCE) Job Category:Corporate Services Experience Level: Experienced Hire At Moody's, we unite the brightest minds to turn today's risks into tomorrow's opportunities. We do this by striving to create an inclusive environment where everyone...

The Bank of East Asia, Limited (BEA) invites applications for the position of Risk & Compliance Manager in the Securities Services Department.This is an exciting opportunity for a highly skilled professional to contribute to the bank's risk management and compliance efforts. The successful candidate will be responsible for ensuring that all procedures are in...

Job DescriptionThe Compliance Risk Manager will play a critical role in ensuring the bank's compliance with regulatory requirements and internal policies. This involves developing and implementing effective risk management strategies to mitigate potential risks and ensure the bank's operations are aligned with best practices.Key Responsibilities:Develop and...

About the Role: Allianz Global Investors is a leading global active asset manager seeking an experienced Compliance Risk Manager to join our team. As a key member of our Investment Compliance team, you will be responsible for managing regulatory risks and ensuring that our investment activities comply with all relevant laws and regulations.The successful...

Ashford Benjamin is partnering with a reputable asset manager to support their Hong Kong team in compliance hiring. This exciting opportunity offers Compliance Specialists the chance to gain exposure in the APAC region, covering alternative investment funds.The role involves providing compliance advisory services to fund businesses, managing employee...

We respect the privacy of candidates for employment and are committed to transparency in our hiring process.Senior Compliance Analyst/Compliance OfficerThe role serves as the main point of contact for a regulator and requires an extensive understanding of applicable rules and regulations.This position involves providing guidance to business unit management...

Job Summary:We are seeking an experienced Compliance and Risk Manager to join our team at Bond West Consultants.In this role, you will be responsible for maintaining the company's risk management framework and conducting research on specific risk issues.You will work closely with various stakeholders to ensure that our risk management practices are aligned...