Compliance Risk Manager

About the Role: Allianz Global Investors is a leading global active asset manager seeking an experienced Compliance Risk Manager to join our team. As a key member of our Investment Compliance team, you will be responsible for managing regulatory risks and ensuring that our investment activities comply with all relevant laws and regulations.The successful...

Compliance & Operation Risk Manager (FinTech) Our client is a financial technology platform focused on trade financing. We are currently assisting them in their search for a Compliance & Operation Risk Manager to join the team. Position ResponsibilitiesEffectively manages regulatory and operational risk exposures within the company's operations by driving...

Job Summary:We are seeking an experienced Compliance and Risk Manager to join our team at Bond West Consultants.In this role, you will be responsible for maintaining the company's risk management framework and conducting research on specific risk issues.You will work closely with various stakeholders to ensure that our risk management practices are aligned...

SG Société Générale de Surveillance SA seeks a highly skilled Compliance Risk Manager to join its team. The ideal candidate will have extensive experience in financial services, internal audit/control testing, and compliance backgrounds.The successful applicant will be responsible for managing autonomously the responsibilities set out in this job...

At Global Consultancy, we are dedicated to delivering exceptional service to our clients in the asset management and funds sector.The role of Compliance Consultant requires:Expertise in regulatory compliance and risk managementStrong analytical and problem-solving skillsExcellent communication and interpersonal skillsKey responsibilities include:Developing...

About UsHang Seng Bank Limited is a leading financial institution in Hong Kong. Our mission is to be the most respected and successful bank in Asia.Job DescriptionWe are currently seeking a seasoned professional to join our Regulatory Compliance function as Head of Risk Steward Oversight. The successful candidate will be responsible for ensuring that Hang...

At QHire Ltd, we are seeking an experienced Compliance Risk Management Specialist to join our team.Key ResponsibilitiesConduct thorough customer investigations and implement anti-money laundering (AML) and counter-terrorist financing (CTF) procedures, ensuring accurate data inquiries.Review compliance documentation submitted by clients, perform risk...

A leading international bank seeks an experienced Compliance Risk Management Professional to join their Assurance team.Job Description:About UsConnectedGroup Limited is a reputable financial institution committed to excellence in risk management and compliance.Key Responsibilities:Conduct thorough compliance monitoring activities in accordance with the...

The Senior Compliance Officer plays a crucial role in ensuring the company's adherence to regulatory requirements. This involves managing all licensing-related matters with the relevant authorities, conducting regular compliance monitoring reviews, and implementing regulatory best practices.To excel in this position, one must have an excellent understanding...

At Citi, you will have the opportunity to expand your skills and make a difference in one of the world's most global banks.We are fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders.You will also have the chance to give back and make a positive impact where we live and...

Role SummaryWe are seeking a skilled Compliance and Risk Professional to join our team at Bond West Consultants. As a Compliance and Risk Professional, you will play a vital role in ensuring the effectiveness of our risk management framework and identifying areas for improvement. Your primary responsibility will be to collaborate with stakeholders to develop...

MRA Search is looking for a Compliance Risk Specialist to join their team. Job SummaryThe Compliance Officer will be responsible for advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters.Key Responsibilities:Ensuring compliance and operational risk controls are well in place and that...

At Larson Maddox, we are seeking a Compliance Risk Management Specialist to join our team. This role is responsible for ensuring the bank's operations comply with regulatory requirements and internal policies.Key Responsibilities:Develop and Implement Compliance Policies: Assist in the development of compliance policies and procedures that align with...

We are seeking a highly skilled Financial Risk Compliance Manager to join our team at The Bank of East Asia, Limited (BEA).This is an exciting opportunity to leverage your expertise in Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT) compliance to make a meaningful impact on our organization.About the Role:As a Financial Risk Compliance...

Job Summary: ConnectedGroup is seeking a seasoned compliance professional to spearhead regulatory initiatives and risk management across the insurance sector. As a key member of our team, you will develop and implement effective compliance strategies to drive business growth while maintaining the highest standards of integrity.About the Role:The successful...

APG Asset Management, a leading global long-term investor managing over 521 billion euros in assets, seeks a Senior Compliance Officer to join their team in Hong Kong SAR.This role is responsible for managing compliance and regulatory requirements. Utilizing analytical skills to assess risks and communicating effectively with stakeholders are key...

Job Description:We are seeking a Manager of Operational Risk and Compliance to join our team at CMB Wing Lung Bank. This role will involve overseeing the daily operations of our bank, ensuring that all transactions are conducted in compliance with our policies and legislative requirements.About the Role:This position involves obtaining information from...

About iCapital">iCapital is a leading financial technology platform powering the alternative investment marketplace.Our innovative platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.iCapital services global client assets...

About the RoleWe are seeking an experienced Internal Audit Professional to join our team in Hong Kong. As a key member of our audit team, you will be responsible for conducting audits to ensure the soundness of our internal controls and risk management practices. ResponsibilitiesParticipate in the internal audit of the CCB Group, Hong Kong, Macau and other...

Ashford Benjamin is a leading financial institution seeking a Compliance Risk Manager to join their team in Hong Kong. The successful candidate will serve as a senior AML member for the APAC region, covering a full spectrum of AML work including providing AML/KYC advisory, investigation oversight, establishing AML/CFT policies, procedures, and framework.Key...