Compliance Risk Specialist

At QHire Ltd, we are seeking an experienced Compliance Risk Management Specialist to join our team.Key ResponsibilitiesConduct thorough customer investigations and implement anti-money laundering (AML) and counter-terrorist financing (CTF) procedures, ensuring accurate data inquiries.Review compliance documentation submitted by clients, perform risk...

At Larson Maddox, we are seeking a Compliance Risk Management Specialist to join our team. This role is responsible for ensuring the bank's operations comply with regulatory requirements and internal policies.Key Responsibilities:Develop and Implement Compliance Policies: Assist in the development of compliance policies and procedures that align with...

About BOC InternationalAs a leading investment bank in China and Hong Kong, our group is now seeking a highly motivated and creative professional to support our business.Job SummaryWe are looking for an exceptional Risk Management and Compliance Specialist to join our Equity Sales and Derivatives team. The successful candidate will be responsible for...

At Larson Maddox, we are seeking a dedicated Compliance Officer to oversee our general compliance activities. The ideal candidate will have a solid understanding of compliance regulations and be familiar with the code of conduct.Key Responsibilities:Develop, implement, and maintain compliance policies and procedures that align with regulatory...

CMB Wing Lung Bank is looking for a Risk Management Specialist to join our team. As a Risk Management Specialist, you will be responsible for managing operational risk and ensuring that all transactions are conducted in compliance with our policies and legislative requirements.About the Role:This position involves obtaining information from customers and...

We are Projob21 Ltd., a renowned international private bank and asset management group. Our Global Private Bank AML Specialist will be responsible for conducting thorough due diligence, account opening approvals, and ensuring compliance with regulatory requirements.Job DetailsConducting KYC due diligence, account opening approval, AML investigations, and...

About Us: Links International is a leading recruitment agency that specializes in providing high-quality talent solutions to organizations across various industries. Our team of experts is dedicated to helping clients find the best candidates for their needs.Job Summary: We are currently looking for an experienced Operational Risk Manager to join our team....

As a Risk Oversight Specialist at Hyphen Connect, you will play a crucial role in ensuring the company's risk management capabilities are robust and effective. You will work closely with the trading, product, and technology departments to identify and mitigate potential risks.About the Role:The Risk Oversight Specialist will lead the trading risk control...

Job DescriptionThe Compliance Risk Manager will play a critical role in ensuring the bank's compliance with regulatory requirements and internal policies. This involves developing and implementing effective risk management strategies to mitigate potential risks and ensure the bank's operations are aligned with best practices.Key Responsibilities:Develop and...

Role SummaryWe are seeking a skilled Compliance and Risk Professional to join our team at Bond West Consultants. As a Compliance and Risk Professional, you will play a vital role in ensuring the effectiveness of our risk management framework and identifying areas for improvement. Your primary responsibility will be to collaborate with stakeholders to develop...

About the Role: Allianz Global Investors is a leading global active asset manager seeking an experienced Compliance Risk Manager to join our team. As a key member of our Investment Compliance team, you will be responsible for managing regulatory risks and ensuring that our investment activities comply with all relevant laws and regulations.The successful...

Futu Holdings Limited requires a seasoned Senior Compliance Officer to lead the development and implementation of its compliance programs.Main ResponsibilitiesProvide expert advice on regulatory matters to business units.Design and implement effective compliance procedures to mitigate risks.Analyze and assess the effectiveness of compliance programs, making...

Compliance & Operation Risk Manager (FinTech) Our client is a financial technology platform focused on trade financing. We are currently assisting them in their search for a Compliance & Operation Risk Manager to join the team. Position ResponsibilitiesEffectively manages regulatory and operational risk exposures within the company's operations by driving...

About the RoleWe are seeking a skilled Risk Management Specialist to join our team in Asia Pacific. The successful candidate will be responsible for managing end-to-end thematic/cyclical/desk review activities, including scoping, testing, issue clearance, and reporting.Key ResponsibilitiesRisk-Based Compliance Control Plan: Develop an annual risk-based...

SG Société Générale de Surveillance SA seeks a highly skilled Compliance Risk Manager to join its team. The ideal candidate will have extensive experience in financial services, internal audit/control testing, and compliance backgrounds.The successful applicant will be responsible for managing autonomously the responsibilities set out in this job...

Job Summary:We are seeking an experienced Compliance and Risk Manager to join our team at Bond West Consultants.In this role, you will be responsible for maintaining the company's risk management framework and conducting research on specific risk issues.You will work closely with various stakeholders to ensure that our risk management practices are aligned...

About UsHang Seng Bank Limited is a leading financial institution in Hong Kong. Our mission is to be the most respected and successful bank in Asia.Job DescriptionWe are currently seeking a seasoned professional to join our Regulatory Compliance function as Head of Risk Steward Oversight. The successful candidate will be responsible for ensuring that Hang...

Key ResponsibilitiesUnderwrite new business and renewals of high complexity and volume while maintaining relationships with lenders.Maintain and update credit and underwriting policies.Conduct periodic loan audits to ensure compliance with program guidelines.Monitor regional economic developments that could affect business and credit decisions.Compile and...

At Global Consultancy, we are dedicated to delivering exceptional service to our clients in the asset management and funds sector.The role of Compliance Consultant requires:Expertise in regulatory compliance and risk managementStrong analytical and problem-solving skillsExcellent communication and interpersonal skillsKey responsibilities include:Developing...

About the CompanyEX is a leading provider of blockchain services, dedicated to helping clients navigate the complexities of this rapidly evolving industry. As a member of our team, you will play a critical role in ensuring our compliance with all relevant rules and regulations.Responsibilities:Assist in updating policies and procedures to ensure...