Compliance Risk Management Executive

6 days ago

Hong Kong, Central and Western District, Hong Kong SAR China Hang Seng Bank Limited Full time

About Us

Hang Seng Bank Limited is a leading financial institution in Hong Kong. Our mission is to be the most respected and successful bank in Asia.

Job Description

We are currently seeking a seasoned professional to join our Regulatory Compliance function as Head of Risk Steward Oversight. The successful candidate will be responsible for ensuring that Hang Seng's operations effectively identify, manage, and mitigate Regulatory Compliance risks.

Key Responsibilities

  • Support the Head of Regulatory Compliance in driving strategic initiatives across the function and maintaining governance & oversight.
  • Assist the Regulatory Compliance function to execute its obligation to be the focal point for all activity in the Group relating to Regulatory Compliance risks.
  • Deliver an effective reporting and oversight capability which enables the functions to deliver oversight to relevant governance committees.
  • Collaborate constructively with other sub-functions to ensure that the required services are delivered as agreed and to be the focal point for engagement with other sub functions.
  • In collaboration with other teams within Risk & Compliance, develop and maintain the risk steward view of the effectiveness of the risk framework and ensure that this view is communicated consistently to relevant risk governance meetings.
  • Own and maintain the Regulatory Compliance risk taxonomy used within the risk management framework and maintain constructive relationships with other teams within Risk & Compliance.
  • Partner with the Regional & Global Regulatory Compliance teams to oversee compliance/regulatory risk.
  • Oversight and management of risk appetite reporting and provision of comprehensive analysis and insightful commentary to senior management and through governance up to and including regional and business line Risk Management Meetings and Boards.
  • Development, implementation and ongoing management of the risk appetite framework, including methodologies, processes and policies. Providing support and guidance to all branches and subsidiaries, and business lines on risk appetite matters.

Requirements

  • A seasoned professional with experience in Compliance roles, Governance or Oversight of function in Compliance.
  • Detailed and extensive knowledge of the Group structure, its business and personnel, and corporate culture.
  • Significant experience in the financial services industry, preferably within a large financial institution.
  • Track record of delivery of significant change agenda.
  • Proven ability to manage multiple issues and priorities and demonstrated judgment and poise in challenging circumstances.
  • Lateral thinker with an ability to interpret and solve complex issues.
  • Significant leadership experience and an experienced strategic thinker.
  • Excellent communication and inter-personal skills, with experience of dealing with executives at all levels.
  • Ability to develop practical, cost-effective solutions to complex global issues.
  • A legal or formal accountancy qualification or professional background in a relevant risk or audit discipline.

How to Apply

Please visit our career page to learn more about this opportunity and submit your application.

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