Executive Access
7 days ago
At Executive Access, we are seeking a seasoned Compliance Officer to join our team in Hong Kong. As a key member of our regulatory compliance and risk management initiatives, you will be responsible for ensuring that our business operations align with the highest standards of governance and regulatory requirements.
About UsOur firm is a leading hedge fund firm dedicated to delivering exceptional investment returns to our clients while maintaining the highest level of integrity and transparency. We take pride in fostering a collaborative and dynamic work environment that encourages innovation and professional growth.
We value our employees as our greatest asset and strive to create an inclusive and supportive workplace culture that promotes diversity, equity, and inclusion.
The RoleThis is an exciting opportunity to join our team and contribute to our mission of excellence in the financial services sector. As a Compliance Officer, you will be working closely with our senior leadership and cross-functional teams to develop and implement effective compliance strategies and processes.
Your key responsibilities will include:
Conducting thorough risk assessments and developing recommendations to mitigate potential risks;
Providing guidance and support to our trading desk on regulatory matters and compliance procedures;
Collaborating with our internal audit team to ensure the effectiveness of our compliance controls;
Staying up-to-date with changing regulatory requirements and advising our senior leadership on any necessary adjustments;
Developing and implementing training programs to enhance the knowledge and skills of our staff on compliance matters.
You will have the opportunity to work with a talented team of professionals who share your passion for excellence and commitment to our values.
About YouTo succeed in this role, you will need to possess:
A strong background in compliance within the financial services sector, preferably with experience in SFC regulations;
An excellent understanding of regulatory requirements and industry best practices;
Strong analytical and problem-solving skills, with the ability to identify and mitigate potential risks;
Excellent communication and interpersonal skills, with the ability to build strong relationships with stakeholders at all levels;
A self-motivated and proactive approach, with a desire to learn and grow with our firm.
In return for your expertise and dedication, we offer a competitive compensation package, including:
Market-leading salary and benefits;
Opportunities for career advancement and professional growth;
A dynamic and inclusive work environment that fosters collaboration and innovation;
Access to ongoing training and development programs to enhance your skills and knowledge;
A comprehensive employee assistance program to support your well-being and work-life balance.
If you are a motivated and results-driven individual who shares our passion for excellence and commitment to our values, please submit your application, including your resume and cover letter, to us via email or through our website.
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