Compliance Manager Position

Northern Trust, a globally recognized financial institution with over 130 years of experience, is seeking an experienced Compliance Analyst to join its APAC Asset Management Compliance team. As a key member of the team, you will be responsible for providing support to compliance programs and activities across APAC and within a global framework.Partnering...

At Allianz Global Investors, we foster professionalism, fulfilment, and an inclusive environment. Do you want to be part of a leading active asset management company? Join us as a Compliance Manager in Hong Kong within the Investment Compliance team.The Investment Compliance team in Asia Pacific (AP) is based in Hong Kong and is responsible for executing a...

2 days ago Be among the first 25 applicantsGet AI-powered advice on this job and more exclusive features.Responsibilities:Assist in updating policies and procedures to ensure compliance with all relevant rules and regulations;Participate in licensing applications for regulated virtual asset services;Coordinate with key internal functions to identify gaps and...

The Senior Compliance Officer plays a crucial role in ensuring the company's adherence to regulatory requirements. This involves managing all licensing-related matters with the relevant authorities, conducting regular compliance monitoring reviews, and implementing regulatory best practices.To excel in this position, one must have an excellent understanding...

Compliance & Operation Risk Manager (FinTech) Our client is a financial technology platform focused on trade financing. We are currently assisting them in their search for a Compliance & Operation Risk Manager to join the team. Position ResponsibilitiesEffectively manages regulatory and operational risk exposures within the company's operations by driving...

Company OverviewCiti is a leading global bank with a long history of providing financial services to individuals, businesses, and governments. Our company culture values diversity, innovation, and collaboration, and we are committed to making a positive impact in the communities we serve.Job DescriptionThe CRIU Analyst is an intermediate position responsible...

About the Role: Allianz Global Investors is a leading global active asset manager seeking an experienced Compliance Risk Manager to join our team. As a key member of our Investment Compliance team, you will be responsible for managing regulatory risks and ensuring that our investment activities comply with all relevant laws and regulations.The successful...

We are seeking a highly skilled and experienced professional to join our team as a Compliance Program Manager. As a key member of our Ethics and Compliance department, you will be responsible for designing, administering, and supporting our global ethics and compliance program.Reporting into the Senior Manager, Ethics and Compliance, this position will be...

APG Asset Management, a leading global long-term investor managing over 521 billion euros in assets, seeks a Senior Compliance Officer to join their team in Hong Kong SAR.This role is responsible for managing compliance and regulatory requirements. Utilizing analytical skills to assess risks and communicating effectively with stakeholders are key...

About Allianz Global Investors:Allianz Global Investors is a leading global active asset manager. We invest for the long term and want to create value for clients every step of the way. We do this by being active – in how we partner with clients and anticipate their needs, and build solutions based on capabilities across public and private markets.We at...

Responsibility:Conduct customer investigations, anti-money laundering (AML), and counter-terrorist financing (CTF) procedures, including relevant data inquiries. Review compliance documentation submitted by clients, perform risk assessments on clients' wealth sources, and ensure alignment with the company's compliance risk management framework. Review trust...

We are seeking an experienced and skilled Compliance Manager, Regional Insurer to join our team at ConnectedGroup. As a senior member of the compliance team, the successful candidate will be responsible for leading compliance initiatives across the region, ensuring that our company meets all relevant regulatory requirements.Job Summary:Develop and implement...

About This Opportunity:Allianz Global Investors is a leading global active asset manager. We invest for the long term and want to create value for clients every step of the way. Our focus on enhancing our clients' assets leads naturally to a commitment to sustainability for positive change. Our goal is to enhance the investment experience for clients,...

APG Asset Management is seeking a seasoned professional to fill the role of Senior Compliance Officer in their Hong Kong SAR office.In this position, you will be responsible for overseeing compliance and regulatory requirements across various aspects of the business.You will utilize your analytical skills to assess risks, communicate effectively with...

At ConnectedGroup Limited, we are seeking an exceptional Compliance Risk Management Professional to join our team. This key role will be responsible for managing regulatory and operational risk exposures within our operations.Key Responsibilities:Drive entity-level controls and implement internal and external compliance measures to enhance Enterprise Risk...

Are you an experienced Compliance Specialist looking to expand your expertise in the APAC region? Ashford Benjamin is currently supporting a reputable asset manager in hiring for a key compliance role.The ideal candidate will have a strong background in compliance, with a focus on fund businesses, and be familiar with SFC type 1, 4, 9 rules and regulations....

Compliance Manager (Compliance Review)Job No.: 498495Employment Type: Full timeDepartments: Legal & Compliance and Operational Risk Management DepartmentJob Functions: Legal, Risk ManagementResponsibilities:Assist to formulate annual compliance review plan by referencing risk assessment results.Conduct regular/ thematic compliance reviews on an ongoing basis...

This is an exciting opportunity to work in a growing and progressive company that is expanding their Compliance department in order to support the investment activities of the firm The role reports to the Chief Operating Officer (who is responsible for all non-investment aspects of the business, including Compliance, Operations, and Investor Relations)...

IT Compliance Manager (Leading Chinese Conglomerate) (81922) Central and Western District, Hong Kong Job Responsibilities: Conduct yearly IT compliance reports, reviews, and special projects. Prepare IT audit reports, present investigation findings, and offer recommendations. Evaluate risk management, regulatory compliance processes, and internal control...

Position Overview: We are seeking a dedicated Compliance Officer/Manager to join our Legal and Compliance (L&C) team. The successful candidate will play a crucial role in ensuring our firm adheres to all regulatory requirements and maintains the highest standards of compliance. Key Responsibilities:Compliance Reviews & Monitoring: Conduct compliance reviews...