Compliance Manager

Client Overview Our client is a leading global decentralized finance (DeFi) blockchain company, headquartered in Hong Kong. With a team of around 20 members, including 2 in the Compliance Team, they are looking to expand their presence in Asia. Job Description Report directly to the Head of Compliance. Handle all compliance-related matters, including...

Key ResponsibilitiesResponsible for day-to-day AML-CFT risk assessment, client onboarding, payment channels onboarding, ongoing monitoring, AML/CFT-related transactions monitoring, record keeping and local staff training.Support AML-CFT operational processes in Singapore and Hong Kong, including the writing and review of operational policies and standard...

The Company Our client is a banking group which going through expansions in different business, with strong presences in Asia, provide excellent career opportunities and staff benefits.  As part of an important part of HK Compliance Team, they are now looking for a Compliance Manager to work under their AML Compliance Team. The Role As part of the team...

At Howden, we're seeking a seasoned Compliance Manager to spearhead our Risk and Compliance function. As a key member of our team, you'll be responsible for ensuring adherence to local laws, statutes, and regulations while balancing business needs.This role requires a deep understanding of local regulatory requirements for insurance broking and financial...

Howden Insurance Brokers (HK) Limited is part of the London-headquartered Howden Broking Group, a leading independent, global broker with offices in over 30 countries worldwide. It is the world's largest majority employee-owned insurance group. Its regional footprint covers Hong Kong, Indonesia, Malaysia, Philippines, Singapore (regional headquarters),...

Job Responsibilities: Provide compliance advisory, focusing on financial crime compliance. This involves developing, maintaining, and implementing relevant policies and procedures. Facilitate the establishment and maintenance of a robust compliance governance framework and nurture a culture of compliance within the Group. Develop and deliver compliance...

Developing Compliance InitiativesConnectedGroup is looking for a Compliance Manager to drive the development and implementation of compliance policies and procedures. This role requires strong knowledge of regulatory requirements and the ability to lead cross-functional teams to achieve compliance objectives.Key ResponsibilitiesDevelop and implement...

Compliance ManagerJob Summary:We are seeking a seasoned Compliance Manager to join our team at the Bank of China.This is a full-time position in the Legal and Compliance department, reporting to the Head of Compliance.The successful candidate will be responsible for formulating annual compliance review plans, conducting regular compliance reviews, and...

About Us:Our MissionWe at Allianz Global Investors are committed to enhancing the investment experience for our clients, whatever their location or goals. Our goal is to create value for our clients every step of the way by being proactive in partnering with them and anticipating their needs, and building solutions based on capabilities across public and...

Job responsibilitiesOversee the compliance requirements for the company as defined by SFC Lead the firm while providing guidance to ensure best practices with industry standards Advise on regulatory requirements and ensure timely escalation of any compliance issues Provide strategic guidance to senior management related to compliance Provide training and...

Job OverviewThe Bank of China is seeking an experienced Audit and Compliance Manager to lead our internal audit team. In this role, you will be responsible for assessing the effectiveness of internal controls and providing recommendations for improvement.Key Responsibilities:Lead internal audit engagements to assess compliance with regulations, standards,...

Responsibilities: Assist to formulate annual compliance review plan by referencing risk assessment results. Conduct regular/ thematic compliance reviews on an on-going basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory/ Head Office requirements and internal policies. Coordinate or perform...

iCapital is a leading fintech platform powering the world's alternative investment marketplace. Our financial technology has revolutionized how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We have transformed the industry by providing a...

The Role As a subject matter expert in AML based in Hong Kong, this individual will be a senior member of the AML team, reporting to the Head of FCC Compliance. Responsibilities include providing KYC/AML advisory services to various business lines, developing and implementing anti-money laundering policies and procedures, and executing training strategies...

Bitget is a leading digital assets ecosystem with over 20 million registered users.We empower the future of finance by ensuring secure, efficient, and smart digital transactions.This role plays a crucial part in supporting the growth of the digital assets industry.Job Description:Project management: work with internal stakeholders to execute projects on...

Key ResponsibilitiesThe Legal Compliance Manager will be responsible for staying updated with changes in laws that impact the company and providing timely updates and strategic advice on the potential impact of such changes.You will act as the sole in-house lawyer for the company, providing legal advice to executives and the management team. You will assist...

Who We Are: NTT DATA is part of NTT Group, one of the largest ICT providers in the world with revenues of over USD 100B and over 193,500 employees worldwide. NTT DATA is a world-leading System Integration and Consulting company, with a Card & Payments Division of over 1,000 employees, and payment systems processing over 460 million transactions per month....

The role of Compliance Risk Manager HK requires a strong understanding of anti-money laundering regulations and a proven track record of managing compliance risks. As a key member of the Financial Crime Compliance Department, you will assist in handling tasks related to AML/CFT/Sanctions compliance, including review accounts, advisory support, and...

Ashford Benjamin is a leading recruitment agency supporting top asset managers in the APAC region. This exciting opportunity for Compliance Specialists allows them to gain valuable experience covering alternative investment funds.The role involves providing compliance advisory services to fund businesses, managing employee compliance matters, staying updated...

Job Description:We are seeking a highly skilled Compliance Risk Manager to join our team in Asia Pacific. The successful candidate will be responsible for managing and implementing compliance risk management programs across the region.The key responsibilities of this role include:Developing and implementing compliance risk management strategies and...