Compliance Manager

At Compliance Commit Consulting Ltd, we're looking for a Compliance Project Coordinator to support our operations. As a key member of our team, you'll be responsible for managing operations projects and performing various tasks.Key Responsibilities:Project Management: Oversee the implementation of operational improvements to increase business efficiency.Task...

We are seeking a talented Management and Manufacturing Coordinator to join our team at Compliance Commit Consulting Ltd. This entry-level position involves managing and overseeing various business processes to ensure efficiency and productivity.The ideal candidate will possess a Bachelor's degree in a non-finance/non-business field and be able to hold a Hong...

Responsible for the MIC for Compliance & AML Compliance Advisory: Provide practical compliance advice for various business units. AML/CFT Support: Offer guidance on Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT) related enquiries to internal business stakeholders. Regulatory Monitoring: Oversee the operations of SFC-licensed entities...

Compliance ManagerWe are seeking an experienced Compliance Manager to join our team and oversee our labor and environmental audit activities. The successful candidate will be responsible for ensuring ethical business practices at all company and partner operations.Responsibilities:Develop and implement compliance strategies to ensure adherence to labor and...

Job Responsibilities: Oversee compliance and trading risk management for the Group's licensed entities. Engage with regulators to foster innovation within regulatory limits. Develop and maintain compliance policies to meet regulatory requirements, covering reviews, audits, licensing, reporting, inquiries, and AML/KYC support. Deliver compliance training to...

Job OverviewStandard Chartered is seeking a skilled Compliance Manager to join our team. As a Compliance Manager, you will play a crucial role in overseeing various aspects of our business, ensuring regulatory compliance and effective risk management.Key Responsibilities:Conducting surveillance reviews to ensure advisory services comply with Bank's policy...

About LU AN CREDIT - We are a Group member of PING AN and a fast-growing money lending company focused on SME lending.Job SummaryWe seek an experienced and results-oriented Compliance Manager to lead our compliance efforts, ensuring regulatory requirements are met with high ethical standards.Main Responsibilities:Act as a checker/maker role on ongoing...

Assistant Manager, Equities Compliance Position Description This senior Compliance position is part of the Equities Compliance team reporting into the Head of Equities Compliance. The Equities Compliance team provides compliance coverage to CLSA Institutional Equities (Sales and Trading) Business and Equities Derivatives Department. Key Areas of...

We are looking for a highly motivated Business Process Associate to join our team at Compliance Commit Consulting Ltd. The primary responsibility of this role is to manage and oversee various business processes to ensure efficiency and productivity.The successful candidate will have a Bachelor's degree in a relevant field and be able to hold a Hong Kong...

Job OverviewWe are seeking a highly skilled Compliance Management Strategist to join our team at Chubb Life. As a key member of our organization, you will play a vital role in developing and implementing effective compliance management strategies aligned with our business objectives.Key ResponsibilitiesDevelop and establish a comprehensive compliance...

Job RoleWe are seeking a Compliance and Risk Manager to collaborate and work directly with internal stakeholders to help achieve business goals while ensuring effective implementation of compliance management strategies.The successful candidate will have experience in conducting trainings and workshops to enhance compliance knowledge, as well as providing...

Compliance Commit Consulting Ltd is seeking a skilled Operations Specialist to spearhead research projects related to operations. This entry-level position involves managing ad-hoc tasks that are operationally focused.The ideal candidate will possess a Bachelor's degree in a non-finance/non-business field and be able to hold a Hong Kong passport. Fresh...

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Senior Compliance Manager & MLROTransak is expanding rapidly and requires a driven Compliance Manager for Hong Kong to partner with our global team.Key Responsibilities:Develop and Maintain Compliance Policies: We are seeking an individual to assist in the development and maintenance of robust compliance policies, procedures, controls, and frameworks to meet...

Job SummaryChubb Life is seeking a highly skilled Compliance Management Strategist to lead our compliance efforts and ensure alignment with regulatory requirements and industry standards.The successful candidate will have experience in developing and implementing comprehensive compliance management strategies, as well as maintaining a culture of compliance...

As a Compliance Program Manager at Kroll, you will oversee the development, implementation, and maintenance of compliance programs for a portfolio of SFC and SEC registered investment advisers.Key Responsibilities:Develop, implement, and maintain compliance policies and procedures for clients.Establish and maintain compliance infrastructure for clients,...

About the RoleWe are seeking a highly motivated Compliance Manager to join our team at Classy Wheeler Limited.Main Responsibilities• Ensure strict compliance with financial regulations and internal controls.• Collaborate with external auditors to facilitate the audit process.• Supervise, mentor, and develop the accounting staff, promoting continuous...

At Kroll, our Regulatory Affairs professionals are critical to ensuring that our clients remain compliant with ever-changing regulatory requirements. As a Compliance Program Manager, you will be responsible for developing and implementing comprehensive compliance programs for investment advisers registered with the SFC and SEC.Responsibilities:Developing and...

Job DescriptionAt Aptitude Asia, we are seeking a seasoned Compliance Operations Manager to oversee our daily compliance operations for a diverse portfolio of licensed entities.Key ResponsibilitiesManage compliance projects to ensure timely completion and adherence to established requirements.Offer expert guidance on intricate regulatory matters,...

Company OverviewGravitas Recruitment Group (Global) Ltd is a leading recruitment agency specializing in the financial services sector. We are currently seeking a highly skilled Compliance Risk Manager to join our team.Key Responsibilities:Monitor Compliance Annual Plans locally and provide guidance on Group policies and methodologies.Collaborate with...