Managing Director of Compliance

Company Overview: Our client is one of the world's largest investment banks with a strong global presence. They are currently seeking a highly skilled Director of Equities Advisory Compliance to join their team. This role offers the opportunity to provide proactive compliance advisory services and manage regulatory requirements with a focus on HKEX and SFC...

AVP/ Associate Director, AML Compliance – Equities/ Securities Team Lead, Trade Surveillance & AML Monitoring Location: Hong Kong Main Duties and Responsibilities: Covering and manging the team for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide AML/CTF guidance and advisory to the senior management and to business and support units....

Larson Maddox is seeking a seasoned Compliance Director to spearhead risk management initiatives. As a key member of our team, you will oversee compliance matters related to commercial banking operations, structured products, and corporate finance activities within our Hong Kong office.Key Responsibilities:Compliance Oversight: Provide strategic guidance on...

Job DescriptionWe are seeking a seasoned compliance professional to join our team as Vice President, Compliance Team (AML focus). This role will provide on-going support to the compliance team in reviewing regulatory changes and requirements.Main Responsibilities:Review and research regulatory changes and assess implications to businessCoordinate with...

Responsibilities: Assist to formulate annual compliance review plan by referencing risk assessment results. Conduct regular/ thematic compliance reviews on an on-going basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory/ Head Office requirements and internal policies. Coordinate or perform...

About UsBank of China (Hong Kong) Limited is a leading financial institution in Hong Kong, providing a wide range of financial services to individuals and corporate customers.About the RoleWe are seeking an experienced Assistant Compliance Manager to join our team. As a key member of our compliance department, you will play a critical role in ensuring that...

Company OverviewJPC Corporation is a leading provider of product development services, specializing in the design and manufacturing of high-quality premiums, promotional merchandise, and toys for renowned brands.The JobResponsibilities:Oversee the work schedule of a China-based QC team of around 10 members.Manage toy and premium product design and production...

Pearson is a leading provider of educational products and services, and our Certification Center Directors play a critical role in ensuring the success of our certification programs. We are currently seeking highly motivated and organized professionals to join our team as Certification Center Directors.As a Certification Center Director, you will be...

Job Responsibilities:The successful candidate will be part of the APAC GM COO team, supporting the day-to-day administrative, governance, and operational functions for the APAC GM Sales and Trading businesses.Key responsibilities include central coordination of regulatory exams, managing regulatory and program changes for local markets, assisting with...

Compliance ManagerJob Summary:We are seeking a skilled Compliance Manager to join our team at the Bank of China. The successful candidate will be responsible for formulating annual compliance review plans, conducting regular and thematic compliance reviews, and coordinating regulatory self-assessments.Key Responsibilities:Formulate annual compliance review...

Job RequirementsTo succeed as a Compliance Manager at the Bank of China, you will need to possess a strong understanding of compliance regulations, excellent analytical and communication skills, and the ability to work collaboratively with cross-functional teams.Essential Responsibilities:Develop and implement compliance review plans to ensure effective risk...

About the RoleAs a Control Manager at Bank Of China (Hong Kong) Limited, you will play a crucial role in assisting the team to prepare and review risk management policies, anti-money laundering policies, compliance policies, procedures, and work guidelines. Your expertise will be utilized to develop staff training materials and ensure that all relevant...

Vistra is at the forefront of delivering progress for our clients, and we're looking for a skilled Regulatory Monitoring Manager to join our team.This exciting opportunity will see you working closely with our Global Incorporations Services to drive growth and success.You'll be responsible for managing compliance operations, executing processes in accordance...

Company Overview: Our client is a leading Hedgefund based in Hong Kong, looking for Compliance Manager reporting directly to the Head of Compliance Position Overview: As the APAC Hedge Fund Compliance Manager, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization. You...

TSDN, a cutting-edge financial technology firm based in Hong Kong, is recruiting a highly skilled General Legal Counsel to drive our Global Compliance agenda. As a key member of our team, you will be responsible for ensuring the highest standards of compliance across all business functions.Key Responsibilities:Design and implement effective compliance...

Compliance Manager, AML Responsibilities: Conduct risk-based compliance reviews according to Annual Compliance Review plan Identify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement Compile compliance review reports to highlight major regulatory compliance issues and risk implications Conduct assigned...

MNC - Director / Senior Manager - IT Audit - HKD1.5M - 2M Our client is a Hong Kong conglomerate, to strengthen its internal audit function, the company is seeking an experienced Senior Manager / IT Audit Director to lead its technology risk and IT audit initiatives. This role is critical in ensuring the company's IT infrastructure, cybersecurity...

Job OverviewWe are currently seeking an experienced Assistant Operation Manager to join our team. The successful candidate will be responsible for managing the Customer Due Diligence process, ensuring compliance with regulatory requirements, and providing exceptional customer service.ResponsibilitiesManage the end-to-end CDD process, from initial onboarding...

Job SummaryWe are seeking an experienced Risk Management and Compliance Leader to join our team at the Bank of China (Hong Kong) Limited. The ideal candidate will have a strong background in Anti-Money Laundering (AML) and be able to lead our AML efforts.

About the Role:We are seeking an experienced AML Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our risk management team, you will play a crucial role in ensuring the effective implementation and maintenance of our Anti-Money Laundering (AML) policies and procedures.Responsibilities:Investigate suspicious...