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Compliance Manager

2 weeks ago

Hong Kong, Central and Western District, Hong Kong SAR China EX Full time

2 days ago Be among the first 25 applicants

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Responsibilities:
  • Assist in updating policies and procedures to ensure compliance with all relevant rules and regulations;
  • Participate in licensing applications for regulated virtual asset services;
  • Coordinate with key internal functions to identify gaps and drive projects to close the gap, as well as drive change and develop best practices;
  • Prepare CPT materials and maintain relevant records; influence and negotiate with seniors across functions and management; may communicate with external consultants and lawyers;
  • Perform compliance control and monitoring programs including but not limited to control room, AML monitoring, and trade surveillance;
  • Handle other compliance matters or ad hoc matters assigned by Head of Compliance.
Requirements:
  • University graduates in Law, Accounting, Finance, Business or other relevant fields;
  • Sound knowledge in SFO, SFC VATP Guidelines, SFC AML/CTF Guidelines and other relevant codes and regulations;
  • 2 – 5 years of relevant experience in compliance or audit, gained from sizable institutions (including investment banks, virtual asset exchanges and/or financial regulators) or professional firms (e.g. Big4 CPA);
  • Strong interest in the blockchain industry;
  • Good communication and interpersonal skills;
  • Good team player who is self-motivated, independent, meticulous, analytical and responsible;
  • Strong organizational skills and ability to multi-task and work under pressure;
  • Willing and able to adapt to a fast-paced environment and assume responsibilities with a result-driven attitude;
  • Creative thinker and proactive problem solver;
  • A positive, "can do" attitude;
  • Industry recognized financial crime/AML qualification preferred (e.g. ACAMS/ICA);
  • Previous experience in dealing with regulators (e.g. SFC/HKMA) and/or external professional service providers (e.g. lawyers/consultants) is an advantage;
  • Proficiency in written and spoken English and Chinese, and fluency in Mandarin is preferred.

Candidates with more relevant experience will be considered for the position of Senior Compliance Officer.

Seniority level:

Entry level

Employment type:

Full-time

Job function:

Legal

Industries:

Blockchain Services

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