Compliance Officer Manager

Compliance Officer, Compliance page is loaded Compliance Officer, Compliance Apply locations Hong Kong time type Full time posted on Posted 30+ Days Ago job requisition id JR000951 Position Description The AML Compliance Officer will be part of the Financial Crime Compliance team in CLSA, reporting into Regional Head of Financial Crime Compliance. The AML...

About the RoleWe are seeking an experienced Compliance Manager to join our team in Hong Kong. The successful candidate will be responsible for ensuring that all AllianzGI's activities in the AP offices satisfy regulatory requirements within the Investment Compliance areas.The ideal candidate will have a strong understanding of current issues affecting the...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

As the Compliance and Risk expert in the Hong Kong office,  you will cover all aspects of conflict checks, analysis and AML.  Key responsibilities include:Managing the day to day conflict checks and analysis Being in charge of any ad hoc projects for Compliance in Hong Kong Reviewing database searches to ensure accuracy and completeness. Analyzing cases...

Investment Compliance JobThe Bank of China is seeking an Investment Compliance Officer to join its Legal & Compliance and Operational Risk Management Department.About the Role:This position involves providing advisory services to business units regarding regulatory compliance issues on investment or insurance products/services.The successful candidate will...

Compliance Officer - KYC and Sanctions Compliance Hong Kong, Hong Kong | Posted on 06/02/2025 Job Description Working with Bernhard Schulte Shipmanagement (BSM) means partnering with one of the world's leading third-party ship managers. As a multinational, family-owned business, we celebrate a culture of togetherness. Caring for and learning from each other...

Job OverviewWe are seeking a seasoned Compliance Officer to join our team at Well Link Financial Group. The successful candidate will be responsible for ensuring the company's compliance with all relevant laws, regulations, and industry standards.Main Responsibilities:Develop and implement comprehensive compliance programs to mitigate regulatory...

Job DescriptionWe are seeking a highly skilled and experienced Senior Compliance Officer to join our team at ICBC Asset Management (Global). The successful candidate will play a critical role in ensuring the firm's compliance with all relevant regulatory requirements.About the RoleThe Senior Compliance Officer will be responsible for managing and handling...

Job Description Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job...

About the Position:This is a mid-senior level position responsible for managing the quality assurance function within Hong Kong Airlines. The successful candidate will have a strong background in quality management, with a focus on ensuring compliance with regulatory requirements and industry standards.As a Corporate Compliance Officer, you will be...

Company OverviewHKMC Annuity Limited is a leading provider of annuity products in Hong Kong. Our company values compliance, integrity, and customer satisfaction.We are seeking an experienced professional to join our team as a Senior Manager/Manager in the Regulatory Compliance Department. This role will be responsible for providing compliance review and...

Report to Legal & Compliance Manager and Head of Legal & Compliance Provide compliance advice and solution to management and departments Develop, draft and review a broad range of business contracts, agreements, announcement, notice, correspondence, account opening documents, marketing materials, board resolutions, shareholders resolutions and other...

Company Overview:At Franklin Templeton Investments, we strive to advance the industry forward by fostering innovation and expertise. Our diverse firm spans asset management, wealth management, and fintech, offering opportunities to help investors achieve their goals.Job Description:As a Senior Compliance Analyst/Compliance Officer, you will serve as the main...

At DBS Bank (Hong Kong) Limited, we are committed to maintaining a strong compliance culture that upholds the values of trust and integrity. As a Compliance Officer in our Global Financial Markets team, you will play a critical role in supporting the implementation of compliance objectives across various Business Units.Company OverviewWe are part of a...

Compliance Role:We are seeking an experienced Operations Compliance Officer to join our Operations Risk & Regulatory Control Division. The successful candidate will be responsible for monitoring and reporting on various exceptions to highlight potential disclosure obligations.Key Responsibilities:Monitor and report on exceptions to identify potential...

About Us - LU AN CREDIT is a fast-growing money lending company focused on SME lending. We are committed to delivering exceptional customer experiences while maintaining the highest standards of regulatory compliance.Job Summary:We are seeking a talented Regulatory Compliance Officer to join our team, ensuring we stay ahead of regulatory...

The HSH Group / The Peninsula Hong Kong is seeking a highly skilled Security and Compliance Officer to join our team. Key ResponsibilitiesDeputy to the Director of Operational Risk Management, responsible for overseeing the security operations and supervising a dedicated team.Lead and manage a team to ensure the safety and security of our property, including...

Job DescriptionA Larson Maddox is seeking a highly skilled Trading Compliance Officer to manage and develop compliance programs related to trading activities with a focus on A-shares.Key ResponsibilitiesProvide expert advice on regulatory requirements, ensuring adherence and effective risk management.Oversee the implementation of compliance policies and...

As a Transaction Monitoring Officer at Amber Group, you will have the opportunity to work with a global leading digital asset company, providing crypto financial services to both institutional and high-net-worth investors worldwide. Our team of experts operates 24/7 globally, driving innovation and progress in the digital asset ecosystem.In this role, you...

We respect the privacy of candidates for employment. The Privacy Notices set forth how we will use the information we obtain when you apply for a position through this career site. If you do not consent to the terms of your country's respective Privacy Notice, please do not submit information to us . Senior Compliance Analyst/Compliance Officer Apply...