Compliance Officer

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Role OverviewThe Compliance Officer will be responsible for ensuring that all customer due diligence processes are compliant with relevant regulations and internal policies.Main ResponsibilitiesConduct regular audits to ensure adherence to regulatory requirements.Identify areas for improvement and develop recommendations for enhancements.Collaborate with...

Job Title: AML Compliance OfficerThe AML Compliance Officer will oversee the development and implementation of effective anti-money laundering (AML) programs to prevent financial crimes. This role requires a strong understanding of regulatory requirements, risk assessment methodologies, and compliance monitoring techniques.Responsibilities:Develop and...

Compliance Officer (Secondary Markets Compliance) Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providing compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business...

Job DescriptionWe are seeking a highly experienced Chief Compliance Officer to join our team at Gravitas Recruitment Group (Global) Ltd. As the Director of Regulatory Affairs, you will be responsible for overseeing compliance with applicable regulations for life and non-life insurance.Key Responsibilities:Advise and report to management and CEO/GM on...

Job Summary:About EX:EX is a leading virtual asset exchange that prioritizes regulatory compliance and risk management.We are seeking a highly skilled Compliance Officer to join our team and contribute to the development of effective policies and procedures.About the Job:Responsibilities:Assist in updating policies and procedures to ensure compliance with...

A forward-thinking asset manager seeks a Compliance Governance Officer to join its team due to continuous business growth. Key Responsibilities Monitor and maintain compliance with existing regulatory policies and procedures, focusing on personal account dealing, gifts and entertainment, conflicts management. Provide expert guidance on Anti-Money...

Job OverviewCICC is seeking a skilled Compliance Officer to join our team. The ideal candidate will have a strong financial services compliance background and excellent knowledge of Equities and FICC products related regulations and exchange trading rules.This role will be responsible for providing compliance coverage to the CICC group of companies, focusing...

At DBS Bank (Hong Kong) Limited, we are committed to protecting the bank's interests and reputation by ensuring compliance with all relevant regulatory requirements. As a Senior Compliance Officer, you will play a critical role in this process.About UsWe are a leading financial institution in Hong Kong, dedicated to providing excellent service to our...

Join Our Team:Infini Capital is seeking a Risk and Compliance Officer to join our team. The successful candidate will be responsible for maintaining accurate records and documentation relating to corporate and compliance activities, including PA trading and conflicts.You will assist in the preparation of gap analysis and reports to senior management and...

**Job Summary**JC Executive Search is seeking a highly skilled regulatory compliance officer to join our team.The ideal candidate will have excellent research skills and be well-versed in regulatory updates and relevant compliance issues.This role involves handling all relevant compliance works of the company, including drafting and reviewing documents,...

We are seeking an experienced Compliance and Finance Officer to join our team at Yutong Bus & Coach.About UsAs a leading commercial vehicle manufacturer, we specialize in buses, trucks, and construction machinery. Our products cover a wide range of industries, including transportation and logistics.Job DescriptionThe successful candidate will be responsible...

Senior Compliance Officer (Global Payment Group) (84083) Central and Western District, Hong Kong Job Description Work on strategic projects aimed at enhancing the compliance infrastructure and collaborate with both local and international teams to address compliance issues across the business. Ensure compliance with all applicable laws and regulations under...

We're looking for a skilled Regulatory Compliance Officer to join our Compliance function at Transak HK Limited in Hong Kong.About Us: As a pioneer in web3 payments, we're expanding rapidly and need a driven individual to help us navigate the complex regulatory landscape.The Role Overview:Key ResponsibilitiesDevelop and Maintain Compliance Policies: Assist...

The Senior Compliance Officer will be responsible for managing all licensing-related matters with the SFC, IA and MPFA. The role will conduct regular compliance monitoring reviews and manage and implement regulatory requirements and best practices set out by the regulators. The Senior Compliance Officer will also be required to work closely with the Business...

Job Description Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providing compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business activities across products. Key...

Company Overview:JPC TEXSON LTD is a European company with over 100 years of history.We are a ship agency and ship management company with a global presence, operating from 40+ offices worldwide.The Job:We are seeking a Boarding Officer to join our Operation Team of 5-6 Officers. The successful candidate will report directly to the Senior Operation...

The JobWe are seeking a skilled Boarding Officer to join our Operation Team in Hong Kong and southern China.Responsibilities:Attend vessels, including international cruises, to ensure compliance with pre-arrival and departure formalities.Supervise and coordinate with sub-contractors, consignees/surveyors, or other parties related to vessel/cargo operations,...

Job Description Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providing compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business activities across products. Key...

Job Description Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providng compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business activities across products. Key...