Regulatory Compliance Officer

We're looking for a skilled Regulatory Compliance Officer to join our Compliance function at Transak HK Limited in Hong Kong.About Us: As a pioneer in web3 payments, we're expanding rapidly and need a driven individual to help us navigate the complex regulatory landscape.The Role Overview:Key ResponsibilitiesDevelop and Maintain Compliance Policies: Assist...

Projob21 Ltd. is a leading international private bank and asset management group with a global presence. We are currently seeking an experienced Regulatory Compliance Officer to join our team.Job OverviewWe are looking for a talented individual to conduct thorough due diligence, account opening approvals, Anti-Money Laundering (AML) investigations, and...

Regulatory Compliance RoleWe are seeking a skilled Regulatory Compliance professional to provide advisory services to our APAC businesses. The role involves identifying regulatory updates, establishing effective compliance programs, and overseeing general compliance matters.Candidates should have around 3-12 years' experience in regulatory compliance...

Compliance Officer - Regulatory ReportingThe Senior Compliance Officer - Regulatory Reporting will be responsible for ensuring that our clients' financial institutions comply with all relevant regulatory requirements. As a seasoned professional, you will have extensive experience in regulatory reporting and will be able to provide expert advice on best...

Position Overview:Larson Maddox is seeking a dedicated Compliance Officer/Manager to join its Legal and Compliance team.Key ResponsibilitiesConduct compliance reviews and ongoing monitoring of investment guidelines, including forensic transaction testing to detect unusual patterns or trading activities.Assist with regulatory compliance tasks such as...

Role SummaryWe are seeking an experienced AML Compliance VP to join our team in Hong Kong. The successful candidate will be responsible for overseeing the development and implementation of AML/CFT policies and procedures across various client entities.Main Responsibilities:Develop and maintain AML/CFT policies and procedures that meet regulatory requirements...

Key Responsibilities:Manage the preparation and submission of HKMA banking returns, surveys, and related regulatory reports in an accurate and timely manner to ensure compliance.Continuously monitor changes in the regulation landscape and interpret regulations.Perform analysis on regulatory data and identify any anomalies or issues.Develop and maintain...

**Company Overview**Larson Maddox is a leading financial services firm seeking a highly skilled Regulatory Compliance Officer to join our team. This role offers an exciting opportunity to work in a dynamic environment and contribute to our growing business.Key Responsibilities:Provide expert compliance advice to the trading business, ensuring adherence to...

About the Role: Allianz Global Investors is a leading global active asset manager seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our Investment Compliance team, you will be responsible for ensuring that all regulatory requirements are met in the AP offices.The successful candidate will have extensive experience...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

MRA Search is partnering with a leading asset management firm to find a skilled Funds Regulatory Compliance Officer. This role involves handling various legal documents related to asset management, including equity investment and secondary market investment, and supporting the company's expansion into new markets.The successful applicant will be responsible...

ZA is a forward-thinking institution dedicated to providing top-notch financial services in Hong Kong. We are seeking an experienced Senior Manager/Manager, Regulatory Compliance to join our team and lead the charge on regulatory compliance.As a key member of our compliance department, you will be responsible for providing strategic guidance to our business...

CLIENT BACKGROUND We are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and familiarity...

Futu Holdings Limited is seeking a highly skilled Senior Compliance Officer to join our team. As a key member of our compliance department, you will play a crucial role in ensuring that our business operations are aligned with regulatory requirements.The ideal candidate will have a strong understanding of SFC codes and regulatory requirements, as well as a...

About the RoleAs a Chief Compliance Officer for Insurance at Hang Seng Bank Limited, you will play a critical role in ensuring the effective management and mitigation of regulatory compliance and financial crime risks across our insurance operations. This position requires strong leadership and strategic thinking, with a deep understanding of the insurance...

APG Asset Management is a leading global, long-term investor managing over 521 billion euros in assets.About Our CompanyWe focus on achieving sustainable investment returns for our customers to ensure good and affordable pensions for current and future generations.Job SummaryThis is a full-time on-site Senior Compliance Officer role located in Hong Kong SAR...

About the RoleAllianz Global Investors is looking for a seasoned Compliance Manager to join our dynamic team. As a key member of our Investment Compliance team, you will be responsible for ensuring that all our activities in the Asia Pacific offices comply with relevant regulatory requirements and internal policies.Your Key ResponsibilitiesDevelop and...

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

Position Overview: We are seeking a dedicated Compliance Officer/Manager to join our Legal and Compliance (L&C) team. The successful candidate will play a crucial role in ensuring our firm adheres to all regulatory requirements and maintains the highest standards of compliance. Key Responsibilities:Compliance Reviews & Monitoring: Conduct compliance reviews...

**About Us**Global Consultancy is an established consultancy firm in Hong Kong that provides expert advice on regulatory compliance matters to clients in the asset management and funds sector.We are seeking a driven individual to join our growing team as a Regulatory Compliance Specialist. The ideal candidate will have prior experience in compliance,...