Compliance Officer: Regulatory Expertise

Projob21 Ltd. is a leading international private bank and asset management group with a global presence. We are currently seeking an experienced Regulatory Compliance Officer to join our team.Job OverviewWe are looking for a talented individual to conduct thorough due diligence, account opening approvals, Anti-Money Laundering (AML) investigations, and...

Compliance Officer - Regulatory ReportingThe Senior Compliance Officer - Regulatory Reporting will be responsible for ensuring that our clients' financial institutions comply with all relevant regulatory requirements. As a seasoned professional, you will have extensive experience in regulatory reporting and will be able to provide expert advice on best...

**Job Summary**JC Executive Search is seeking a highly skilled regulatory compliance officer to join our team.The ideal candidate will have excellent research skills and be well-versed in regulatory updates and relevant compliance issues.This role involves handling all relevant compliance works of the company, including drafting and reviewing documents,...

We're looking for a skilled Regulatory Compliance Officer to join our Compliance function at Transak HK Limited in Hong Kong.About Us: As a pioneer in web3 payments, we're expanding rapidly and need a driven individual to help us navigate the complex regulatory landscape.The Role Overview:Key ResponsibilitiesDevelop and Maintain Compliance Policies: Assist...

About the Role:We are seeking a highly skilled Regulatory Compliance Officer to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all of our activities in Asia Pacific comply with relevant regulatory requirements.Key Responsibilities:Contribute to the development and...

Regulatory Compliance RoleWe are seeking a skilled Regulatory Compliance professional to provide advisory services to our APAC businesses. The role involves identifying regulatory updates, establishing effective compliance programs, and overseeing general compliance matters.Candidates should have around 3-12 years' experience in regulatory compliance...

Are you a seasoned Regulatory Compliance Expert looking for a new challenge? We have an exciting opportunity at Waystone in Hong Kong for someone with a proven track record in regulatory compliance to lead our compliance programs.The ideal candidate will have extensive experience in managing compliance teams, providing technical expertise on complex...

Company OverviewGlobal Consultancy Hong Kong is an established consultancy that offers driven individuals the chance to be part of a growing team.The organization has expertise in asset management and funds sector regulatory compliance matters, licensing applications, regulatory submissions, and ongoing compliance obligations.Our consultants develop and...

APG Asset Management is a leading global, long-term investor managing over 521 billion euros in assets.About Our CompanyWe focus on achieving sustainable investment returns for our customers to ensure good and affordable pensions for current and future generations.Job SummaryThis is a full-time on-site Senior Compliance Officer role located in Hong Kong SAR...

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

Key Responsibilities:Manage the preparation and submission of HKMA banking returns, surveys, and related regulatory reports in an accurate and timely manner to ensure compliance.Continuously monitor changes in the regulation landscape and interpret regulations.Perform analysis on regulatory data and identify any anomalies or issues.Develop and maintain...

We at Allianz Global Investors are dedicated to fostering a work environment that values professionalism, fulfilment, and inclusivity. If you're passionate about contributing to a leading active asset management company, consider joining our team as a Financial Compliance Specialist in Hong Kong within the Investment Compliance department.The Investment...

**Company Overview**Larson Maddox is a leading financial services firm seeking a highly skilled Regulatory Compliance Officer to join our team. This role offers an exciting opportunity to work in a dynamic environment and contribute to our growing business.Key Responsibilities:Provide expert compliance advice to the trading business, ensuring adherence to...

Join our firm and be part of a team that values entrepreneurship, quality work, clients, and colleagues. As a Senior Compliance Officer, you will be responsible for ensuring that our business operations are aligned with our strategic goals and that our regulatory framework is robust and compliant with all relevant laws and regulations.Key ResponsibilitiesThe...

**Job Overview**The successful candidate will have extensive experience in accounting, finance, and audit, with a strong background in regulatory reporting and compliance. You will work closely with senior management to develop and implement financial systems, ensure accuracy and integrity of financial data, and drive business growth through effective...

The Quality Assurance Assistant plays a vital role in ensuring the quality and integrity of our products. As a key member of our Quality Assurance team, you will be responsible for assisting the Quality Assurance Officer in daily quality control activities, including process checking and relevant quality control job duties at the production line.About the...

About the Role: Allianz Global Investors is a leading global active asset manager seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our Investment Compliance team, you will be responsible for ensuring that all regulatory requirements are met in the AP offices.The successful candidate will have extensive experience...

APG Asset Management is a leading global, long-term investor managing over 521 billion euros in assets. They focus on achieving sustainable investment returns for their customers to ensure good and affordable pensions for current and future generations. Role Description This is a full-time on-site Senior Compliance Officer role located in Hong Kong SAR at...

Regulatory Compliance (VP) – Global Markets We are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...