Regulatory Expertise for Ambitious Firms

Position Overview:Larson Maddox is seeking a dedicated Compliance Officer/Manager to join its Legal and Compliance team.Key ResponsibilitiesConduct compliance reviews and ongoing monitoring of investment guidelines, including forensic transaction testing to detect unusual patterns or trading activities.Assist with regulatory compliance tasks such as...

iCapital is a leading player in the alternative investment marketplace, leveraging its innovative financial technology platform to transform the way advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.iCapital has established itself as a reputable...

iCapital is a pioneering financial technology company that powers the world's alternative investment marketplace. Our cutting-edge platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We are seeking a skilled Compliance...

About Us">iCapital operates through a number of different international entities, many of which are licensed to conduct regulated activities.">The Job Description">We are looking for an experienced professional to join our team as a Compliance Officer, supporting the development of a compliance strategy and guidelines to support the firm's growth across...

Job DescriptionThe AP Investment Compliance team forms a key part of the Global Investment Advisory Compliance Team and works closely with the other Compliance and Legal teams in AP to ensure compliance with Group policies and standards, Asian regulatory requirements, client needs, and industry standards. The team collaborates closely to harmonize policies,...

Projob21 Ltd. is a leading international private bank and asset management group with a global presence. We are currently seeking an experienced Regulatory Compliance Officer to join our team.Job OverviewWe are looking for a talented individual to conduct thorough due diligence, account opening approvals, Anti-Money Laundering (AML) investigations, and...

Job OverviewBowen Partners is an executive search and talent development firm in Hong Kong, committed to excellence in identifying top talent within Banking & Financial Services across Asia Pacific.We are seeking a seasoned enforcement professional with strong internal audit or compliance background to join our client's team.The ideal candidate will play a...

Our Approach: At Stephenson Harwood LLP, we believe in building long-term relationships with our clients and employees. We are committed to delivering high-quality services and creating a workplace culture that is collaborative, innovative, and inclusive.">Why Join Us: We offer a unique opportunity to work with a leading international law firm that values...

Our client, a leading global asset management firm, is seeking a highly skilled Regulatory Compliance Counsel to join their dynamic legal team.This role involves providing strategic legal support across global operations, advising on a broad range of legal matters, including investment management agreements, regulatory compliance, corporate governance, and...

About the Role: Allianz Global Investors is a leading global active asset manager seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our Investment Compliance team, you will be responsible for ensuring that all regulatory requirements are met in the AP offices.The successful candidate will have extensive experience...

Our client, a leading financial technology platform in Hong Kong and China, seeks an experienced Regulatory Expert to lead their compliance function. With a strong focus on innovation and growth, this is an exciting opportunity for a seasoned professional to join the company's leadership team.About ConnectedGroup LimitedConnectedGroup Limited is a pioneering...

Argyll Scott's client is seeking an Automating Regulatory Compliance Specialist to lead and manage critical projects focused on automating regulatory reporting processes in investment banking and wealth management.This role is crucial in ensuring compliance with CFTC, BAFT, and OTC regulations while driving efficiency through automation.The successful...

Key ResponsibilitiesThis Senior Regulatory Reporting position is responsible for position monitoring, preparation, and delivery of non-financial regulatory disclosures under relevant regulatory reporting laws across multiple regimes.Responsibilities include analyzing and resolving highly complex operations problems and initiatives requiring exceptional...

About the RoleThis is a mid-senior level position that requires a strong background in project management, regulatory reporting, and stakeholder engagement. The ideal candidate will have experience with automation tools and technologies in the context of regulatory reporting.Key SkillsProject management expertise with a focus on regulatory reporting and...

We are seeking a skilled and ambitious Cancer Research Investigator to join our research team at the Centre for Oncology and Immunology. The ideal candidate will have a strong background in laboratory research, with experience in conducting experiments and analyzing data. As a member of our research team, you will contribute to the development of innovative...

Job OverviewWe are seeking a highly experienced Regulatory Affairs Director to join our team at Harbridge Partners.Responsibilities:Lead the development and implementation of regulatory compliance strategies across Hong Kong, Australia, and Singapore.Collaborate with senior management to provide expert advice on regulatory matters, ensuring alignment with...

Governance and Regulatory Affairs ExpertWe are seeking an experienced Governance and Regulatory Affairs Expert to join our Department and contribute to the development and implementation of policies and governance frameworks.As a key member of our team, you will be responsible for providing expert advice and guidance on governance and regulatory matters....

At Stephenson Harwood LLP, we believe that our people are our biggest asset. We want to create an environment where you can do your best work in a team that values who you are and the unique perspectives and contributions that you bring.Company OverviewWe are a leading law firm with over 25% of our people based outside the UK. Our global presence offers...

Connecting Top Legal, Risk & Compliance FinTech TalentsEC1 Partners' client in the payments space is seeking a Finance Lead to oversee regulatory finance for APAC entities.Job Responsibilities:Manage financial reporting, safeguarding, and compliance for APAC entities.Develop and update finance policies to meet regulatory standards.Prepare accurate regulatory...

About the Role: Ovata Capital is seeking a talented individual to join its team as an Onboarding and KYC Analyst. This role will involve working closely with the Compliance department to ensure seamless onboarding processes and effective KYC management.Main Duties: Managing KYC data and documentationCollaborating with internal teams for onboarding...