Regulatory Compliance Counsel
1 week ago
Our client, a leading global asset management firm, is seeking a highly skilled Regulatory Compliance Counsel to join their dynamic legal team.
This role involves providing strategic legal support across global operations, advising on a broad range of legal matters, including investment management agreements, regulatory compliance, corporate governance, and transactional support.
The ideal candidate will have 5-10 years of PQE and a strong background in financial services regulations and investment products.
- Monitor and interpret changes in laws and regulations affecting the asset management industry, providing actionable guidance to the business.
- Manage external counsel relationships and oversee litigation or disputes as needed.
- Contribute to the development and delivery of training programs on legal and compliance topics for employees.
This is a mid-senior level position requiring a qualified lawyer with exceptional analytical skills and the ability to provide practical, business-oriented legal advice.
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Regulatory Compliance Expert
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China DCS Card Centre Full timeAbout the RoleWe are seeking a Regulatory Compliance Expert to join our team. As a key member of our team, you will provide strategic legal support across multiple jurisdictions.About the CompanyDCS Card Centre is a financial institution licensed to issue credit and charge cards, governed by the Monetary Authority of Singapore (MAS) under the Banking Act.Key...
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Lead Insurance Regulatory Counsel
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Hong Kong, Central and Western District, Hong Kong SAR China AIA International Limited. Full timeAbout the CompanyAIA International Limited is a leading life insurance company committed to helping our customers live Healthier, Longer, Better Lives.We are seeking a highly skilled and experienced Senior Legal Counsel to join our team. As a trusted legal advisor and business partner, you will play a key role in driving change, shaping strategies, and...
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Legal Counsel
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Hong Kong, Central and Western District, Hong Kong SAR China Taylor Root Full timeJob Title: Legal Counsel (Asset Management) Location: Hong Kong Reports to: General Counsel / Head of Legal Employment Type: Full-Time Company Overview Our client is a leading global asset management firm, managing a large AUM in assets for institutional investors, high-net-worth individuals, and retail clients. With a commitment to delivering innovative...
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Lead Corporate Counsel
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Hong Kong, Central and Western District, Hong Kong SAR China AIA International Limited. Full timeAbout AIA International Limited">AIA International Limited is a leading life insurance company dedicated to helping our customers live Healthier, Longer, Better Lives. We are committed to delivering innovative products and services that meet the evolving needs of individuals and families.">Job Description">We are seeking a highly experienced Senior Lawyer to...
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Regulatory Compliance
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full timeRegulatory Compliance (VP) – Global Markets We are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...
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Regulatory Compliance Director
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Hong Kong, Central and Western District, Hong Kong SAR China Madison Pearl Full timeAbout Madison PearlMadison Pearl is an industry-leading banking institution with an established local business spanning both retail and corporate clients. We operate in Hong Kong's licensed digital banking group and strive to ensure compliance with statutory provisions, regulatory requirements, and industry codes of conduct.Job DescriptionWe are seeking a...
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Regulatory Compliance
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full timeRegulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...
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Hong Kong, Central and Western District, Hong Kong SAR China Hyphen Connect Full timeWe are hiring for one of our ecosystem projects. The company is Asia's leading web3 venture studio. They are a global team of researchers, engineers, designers, operators, and crypto veterans #BUIDLing the next digital economy. They are firm believers in the ethos and paradigm shifting potential of crypto. Their portfolio companies and advisory clients...
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Junior Legal Counsel
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Hong Kong, Central and Western District, Hong Kong SAR China Reap Full timeJunior Legal Counsel - Licensing and ComplianceThe Reap Group is seeking a Junior Legal Counsel to join their legal team. As a key member of the team, you will be responsible for assisting in executing and operationalizing the global licensing strategy.Key Responsibilities:Assist in applying for and renewing various licenses in multiple jurisdictions.Handle...
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Hong Kong, Central and Western District, Hong Kong SAR China ConnectedGroup Full timeLegal Counsel (Regional) (A026219) Hong Kong This international retail brand is seeking an experienced APAC Legal Counsel to join their team. In this role you will provide comprehensive legal support across commercial and employment matters for their operations in the region. As sole counsel you will collaborate with various teams to ensure compliance with...
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Regulatory Compliance Officer
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full timeRegulatory Compliance RoleWe are seeking a skilled Regulatory Compliance professional to provide advisory services to our APAC businesses. The role involves identifying regulatory updates, establishing effective compliance programs, and overseeing general compliance matters.Candidates should have around 3-12 years' experience in regulatory compliance...
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Regulatory Compliance Specialist
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Global Consultancy Full time**About Us**Global Consultancy is an established consultancy firm in Hong Kong that provides expert advice on regulatory compliance matters to clients in the asset management and funds sector.We are seeking a driven individual to join our growing team as a Regulatory Compliance Specialist. The ideal candidate will have prior experience in compliance,...
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Regulatory Compliance Expert
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Waystone Full timeAre you a seasoned Regulatory Compliance Expert looking for a new challenge? We have an exciting opportunity at Waystone in Hong Kong for someone with a proven track record in regulatory compliance to lead our compliance programs.The ideal candidate will have extensive experience in managing compliance teams, providing technical expertise on complex...
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Regulatory Compliance Specialist
1 day ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full timeSenior Associate – VP, Global Asset ManagersWe are instructed on multiple opportunities with reputable asset managers who seek regulatory compliance specialists in Hong Kong.This role is responsible for providing regulatory compliance advisory to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs,...
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Legal Counsel
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Hong Kong, Central and Western District, Hong Kong SAR China WSPN Full timeWe are looking for an experienced Legal Counsel to join our team, focusing on legal and regulatory compliance matters within the stablecoin and digital currency space. As a key member of the legal team, you will be responsible for handling day-to-day legal matters, providing legal opinions on new business initiatives, conducting legal research, and ensuring...
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Regulatory Compliance Specialist
1 day ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full timeJob Description:We are seeking a seasoned Regulatory Compliance professional to join our team as a Global Markets Regulatory Expert. This role involves providing compliance advisory services to our global markets business, reviewing new business and product proposals, monitoring regulatory changes, and overseeing related compliance projects.The ideal...
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Financial Services Counsel
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China DCS Card Centre Full timeJob OverviewWe are seeking a seasoned legal professional to join our senior management team as a Legal Manager/Director. As a key member of our team, you will provide strategic legal support across multiple jurisdictions.About YouThis role is ideal for a legal expert with 5+ years of experience in corporate, regulatory, and commercial law, particularly...
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Regulatory Compliance Specialist
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full timeJob OverviewA senior role for a Compliance Advisory/ Regulatory Compliance professional with strong knowledge of financial markets products and regulatory requirements. We are seeking a candidate to join Ashford Benjamin's Global Markets team in Hong Kong. This is an exciting opportunity for those looking to develop their career in compliance advisory.This...
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Compliance Regulatory Expert
1 day ago
Hong Kong, Central and Western District, Hong Kong SAR China Global Consultancy Full timeCompany OverviewGlobal Consultancy Hong Kong is an established consultancy that offers driven individuals the chance to be part of a growing team.The organization has expertise in asset management and funds sector regulatory compliance matters, licensing applications, regulatory submissions, and ongoing compliance obligations.Our consultants develop and...
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Regulatory Compliance Expert
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Global Consultancy Full timeAt Global Consultancy Hong Kong, we are looking for a skilled Regulatory Compliance Expert to join our team. As a key member of our organization, you will play a vital role in advising and supporting clients in the asset management and funds sector on regulatory compliance matters.We are an established consultancy with a growing team, offering a unique...