Regulatory Compliance Specialist

At JC Executive Search, we are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our organization, you will play a vital role in ensuring that our clients' businesses operate in compliance with relevant regulations and laws.Job Description:Draft and review documents related to compliance worksParticipate in...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Chemill Pharma Ltd. As a key member of our regulatory affairs department, you will be responsible for ensuring compliance with local and international regulations.Main Responsibilities:Supervise Pharmacovigilance (PV) activities, including submission of safety...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis is an exciting opportunity to work in a dynamic environment and contribute to the development of effective compliance systems and processes.Key ResponsibilitiesMaintain and establish transaction monitoring and name screening systems and...

Company OverviewFutu Securities International (Hong Kong) Limited is a leading financial institution committed to providing innovative brokerage services to clients worldwide.Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team in Hong Kong. As a key member of our compliance department, you will play a vital role...

About Matrixport OfficialEstablished in 2019, Matrixport is the world's leading hub for all-in-one crypto financial services. Our mission is to empower users with secure and compliant crypto financial solutions.The RoleWe are seeking a highly skilled Crypto Regulatory Compliance Specialist to join our Hong Kong team. In this dynamic role, you will support...

Job Description:We are seeking a seasoned Regulatory Compliance professional to join our team as a Global Markets Regulatory Expert. This role involves providing compliance advisory services to our global markets business, reviewing new business and product proposals, monitoring regulatory changes, and overseeing related compliance projects.The ideal...

Key Responsibilities">Data Verification: Conduct thorough comparisons of Case Report Forms against source documents, verify Informed Consent Forms, and review regulatory documents.Communication: Ensure clear written communication to clinical sites and project team members through monitoring reports, follow-up letters, and study memos.Training: Ensure site...

iCapital powers the world's alternative investment marketplace with its financial technology platform. This innovative platform has revolutionized how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.The company serves approximately $210 billion...

Job DescriptionThe Compliance Manager will act as a key checker/maker role on ongoing customer due diligence and review, ensuring compliance with Money Lender or relevant KYC/AML regulatory requirements for onboarding customers.Key responsibilities include:Perform quality checks to ensure accuracy and reliability in case assessments and reportingReview and...

About iCapitaliCapital is a leading financial technology platform that powers the world's alternative investment marketplace. Our innovative solutions have transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.Our platform has been...

Job Description:Quality System ManagementThe Commercial Quality Specialist is accountable for ensuring that all product, process, or system-related quality activities supporting the business at the affiliate are compliant with corporate, governmental, and local regulations.This role requires an in-depth knowledge of one or more elements and is considered a...

Job SummaryA Compliance Assurance Specialist is required to strengthen our compliance assurance function. This role is perfect for a proactive individual with a keen eye for identifying regulatory risks and implementing robust control frameworks that uphold operational integrity and compliance standards.Main Responsibilities:Lead risk-based compliance...

Company OverviewGlobal Consultancy Hong Kong is an established consultancy that offers driven individuals the chance to be part of a growing team.The organization has expertise in asset management and funds sector regulatory compliance matters, licensing applications, regulatory submissions, and ongoing compliance obligations.Our consultants develop and...

About the Role:As a Regulatory Affairs Specialist at Infini Capital, you will play a key role in ensuring that our business operates within the bounds of applicable laws and regulations. You will be responsible for maintaining accurate records and documentation relating to corporate and compliance activities, including PA trading and conflicts.You will...

Job DescriptionThe Regulatory Compliance Expert is responsible for assisting in the formulation of an annual compliance review plan by referencing risk assessment results. This role conducts regular and thematic compliance reviews to ensure adherence to regulatory requirements and internal policies across the organization and its major financial...

Regulatory Compliance RoleWe are seeking a seasoned compliance professional to join our global team. The role is responsible for providing regulatory compliance advisory services to APAC businesses, identifying rules and regulations updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing general...

Job Description:ZA is seeking a seasoned Senior Manager/Manager, Regulatory Compliance to lead its compliance efforts. As a key member of the team, you will be responsible for providing compliance advisory services to business units, reviewing and assessing compliance risks for new products and services, and developing practical solutions to address...

The Perfect CandidateWe're looking for a highly experienced Compliance Officer who possesses a deep understanding of regulatory requirements and a proven track record of delivering results. You'll have:A minimum of 5 years of experience in compliance, business controls, operations, and regulatory experience with a financial entity regulated by SFC.Sufficient...

ZA is a forward-thinking institution dedicated to providing top-notch financial services in Hong Kong. We are seeking an experienced Senior Manager/Manager, Regulatory Compliance to join our team and lead the charge on regulatory compliance.As a key member of our compliance department, you will be responsible for providing strategic guidance to our business...

We're looking for a skilled Regulatory Compliance Officer to join our Compliance function at Transak HK Limited in Hong Kong.About Us: As a pioneer in web3 payments, we're expanding rapidly and need a driven individual to help us navigate the complex regulatory landscape.The Role Overview:Key ResponsibilitiesDevelop and Maintain Compliance Policies: Assist...