Regulatory Compliance Specialist

We are seeking a Regulatory Compliance Specialist to provide advisory services to our APAC businesses. The ideal candidate will have experience in identifying rules and regulation updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing general compliance matters.The role requires a solid...

Senior Associate – VP, Global Asset ManagersWe are instructed on multiple opportunities with reputable asset managers who seek regulatory compliance specialists in Hong Kong.This role is responsible for providing regulatory compliance advisory to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs,...

**About Us**Global Consultancy is an established consultancy firm in Hong Kong that provides expert advice on regulatory compliance matters to clients in the asset management and funds sector.We are seeking a driven individual to join our growing team as a Regulatory Compliance Specialist. The ideal candidate will have prior experience in compliance,...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

Role OverviewWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Ashford Benjamin in Hong Kong. The ideal candidate will have strong regulatory compliance and markets compliance advisory backgrounds, with a minimum of 5 years of experience covering global markets business.The successful candidate will be responsible for...

At JC Executive Search, we are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our organization, you will play a vital role in ensuring that our clients' businesses operate in compliance with relevant regulations and laws.Job Description:Draft and review documents related to compliance worksParticipate in...

About the RoleWe are seeking an experienced Senior Regulatory Compliance Specialist to join our team at Danos Group. As a key member of our compliance team, you will play a crucial role in ensuring our clients receive expert guidance on regulatory matters.

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Chemill Pharma Ltd. As a key member of our regulatory affairs department, you will be responsible for ensuring compliance with local and international regulations.Main Responsibilities:Supervise Pharmacovigilance (PV) activities, including submission of safety...

Company OverviewFutu Securities International (Hong Kong) Limited is a leading financial institution committed to providing innovative brokerage services to clients worldwide.Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team in Hong Kong. As a key member of our compliance department, you will play a vital role...

About Matrixport OfficialEstablished in 2019, Matrixport is the world's leading hub for all-in-one crypto financial services. Our mission is to empower users with secure and compliant crypto financial solutions.The RoleWe are seeking a highly skilled Crypto Regulatory Compliance Specialist to join our Hong Kong team. In this dynamic role, you will support...

Job Description:We are seeking a seasoned Regulatory Compliance professional to join our team as a Global Markets Regulatory Expert. This role involves providing compliance advisory services to our global markets business, reviewing new business and product proposals, monitoring regulatory changes, and overseeing related compliance projects.The ideal...

iCapital powers the world's alternative investment marketplace with its financial technology platform. This innovative platform has revolutionized how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.The company serves approximately $210 billion...

Job DescriptionThe Compliance Manager will act as a key checker/maker role on ongoing customer due diligence and review, ensuring compliance with Money Lender or relevant KYC/AML regulatory requirements for onboarding customers.Key responsibilities include:Perform quality checks to ensure accuracy and reliability in case assessments and reportingReview and...

Job Description:Quality System ManagementThe Commercial Quality Specialist is accountable for ensuring that all product, process, or system-related quality activities supporting the business at the affiliate are compliant with corporate, governmental, and local regulations.This role requires an in-depth knowledge of one or more elements and is considered a...

Empowering Careers in Regulatory ReportingMUFG is committed to making a meaningful impact through innovation and collaboration.We're seeking a skilled professional to join our team as a Regulatory Reporting Expert, responsible for managing the preparation and submission of regulatory reports.About the Role:Prepare and submit regulatory reports in an accurate...

We are looking for a skilled Regulatory Affairs Specialist to join our team at Global Consultancy Hong Kong.The successful candidate will have prior experience in compliance, consultancy, or regulatory affairs within financial services and a strong knowledge of SFC and HKMA regulations, particularly in asset management and fund...

Regulatory Compliance RoleWe are seeking a skilled Regulatory Compliance professional to provide advisory services to our APAC businesses. The role involves identifying regulatory updates, establishing effective compliance programs, and overseeing general compliance matters.Candidates should have around 3-12 years' experience in regulatory compliance...

Are you a seasoned Regulatory Compliance Expert looking for a new challenge? We have an exciting opportunity at Waystone in Hong Kong for someone with a proven track record in regulatory compliance to lead our compliance programs.The ideal candidate will have extensive experience in managing compliance teams, providing technical expertise on complex...

About the Role:As a Regulatory Affairs Specialist at Infini Capital, you will play a key role in ensuring that our business operates within the bounds of applicable laws and regulations. You will be responsible for maintaining accurate records and documentation relating to corporate and compliance activities, including PA trading and conflicts.You will...

Company OverviewGlobal Consultancy Hong Kong is an established consultancy that offers driven individuals the chance to be part of a growing team.The organization has expertise in asset management and funds sector regulatory compliance matters, licensing applications, regulatory submissions, and ongoing compliance obligations.Our consultants develop and...