Compliance Regulatory Expert

Job DescriptionThe Regulatory Compliance Expert is responsible for assisting in the formulation of an annual compliance review plan by referencing risk assessment results. This role conducts regular and thematic compliance reviews to ensure adherence to regulatory requirements and internal policies across the organization and its major financial...

Job Description:We are seeking a seasoned Regulatory Compliance professional to join our team as a Global Markets Regulatory Expert. This role involves providing compliance advisory services to our global markets business, reviewing new business and product proposals, monitoring regulatory changes, and overseeing related compliance projects.The ideal...

Senior Associate – VP, Global Asset ManagersWe are instructed on multiple opportunities with reputable asset managers who seek regulatory compliance specialists in Hong Kong.This role is responsible for providing regulatory compliance advisory to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs,...

Job Description:ZA seeks a seasoned Regulatory Expert to drive compliance initiatives and ensure regulatory requirements are met.About the Role:This is a unique opportunity for a seasoned professional to provide guidance on compliance matters, review risk assessments, and develop effective solutions.You will work closely with stakeholders to implement...

Job Description:Larson Maddox is seeking a Regulatory Compliance Expert to join our team in Hong Kong or Shanghai. The ideal candidate will have expertise in trading compliance, particularly in A-shares, and the ability to provide expert advice to our trading business.Key Responsibilities:Ensure that all trading activities are conducted in compliance with...

The Perfect CandidateWe're looking for a highly experienced Compliance Officer who possesses a deep understanding of regulatory requirements and a proven track record of delivering results. You'll have:A minimum of 5 years of experience in compliance, business controls, operations, and regulatory experience with a financial entity regulated by SFC.Sufficient...

ZA is a forward-thinking institution dedicated to providing top-notch financial services in Hong Kong. We are seeking an experienced Senior Manager/Manager, Regulatory Compliance to join our team and lead the charge on regulatory compliance.As a key member of our compliance department, you will be responsible for providing strategic guidance to our business...

About the Role:This is an excellent opportunity for a Regulatory Expert to utilize their skills in a dynamic environment.Main Responsibilities:Update policies and procedures to ensure compliance with all relevant rules and regulations;Contribute to licensing applications for regulated virtual asset services;Collaborate with internal departments to identify...

Job Overview:The Compliance Expert role is a critical component of our global markets compliance team, responsible for providing daily advice on trading transactions regarding relevant regulatory requirements and industry best practices.Key Responsibilities:Design and implement comprehensive trading compliance policies that address misconduct, market abuse,...

At EC1 Partners, we are connecting top legal, risk and compliance professionals in the FinTech industry with leading companies.We are currently seeking a Finance Lead for our client in the payments space based in Hong Kong.Job Responsibilities:Develop and implement financial policies to ensure regulatory compliance across APAC entities.Manage safeguarding...

Role Overview:We are seeking a highly skilled Regulatory Compliance Expert for Medical Devices to join our team at Accuray Asia Ltd. In this role, you will be responsible for ensuring that our medical devices comply with all relevant regulatory requirements in the Asia Pacific region.Key Responsibilities:Conducting regulatory reviews to ensure compliance...

About Us: Northern Trust is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and...

Job DescriptionKey Responsibilities:We are seeking a highly skilled individual to manage wall-crossing events, including material non-public information (MNPI) and strategic transactions, ensuring accurate records of wall-crossed individuals and related information flow.Maintain compliance with global short sale restrictions, upholding firm-wide regulatory...

We are seeking a Compliance expert to join our team as Compliance Expert APAC.In this role, you will be responsible for executing the Compliance Program in APAC and reporting directly to the Chief Compliance Officer (CCO) at Moody's Corporation.We are looking for an individual with extensive experience in Compliance, dealing with regulators, and exceptional...

Company OverviewWe are PERSOLKELLY, a leading recruitment agency providing expert services to clients across various industries. Our team is dedicated to finding top talent to support business growth and success.Job ResponsibilitiesWork with project teams to identify project needs and deliverablesResponsible for performing regulatory reporting control...

Regulatory Compliance RoleWe are seeking a seasoned compliance professional to join our global team. The role is responsible for providing regulatory compliance advisory services to APAC businesses, identifying rules and regulations updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing general...

Job Description:ZA is seeking a seasoned Senior Manager/Manager, Regulatory Compliance to lead its compliance efforts. As a key member of the team, you will be responsible for providing compliance advisory services to business units, reviewing and assessing compliance risks for new products and services, and developing practical solutions to address...

We're looking for a skilled Regulatory Compliance Officer to join our Compliance function at Transak HK Limited in Hong Kong.About Us: As a pioneer in web3 payments, we're expanding rapidly and need a driven individual to help us navigate the complex regulatory landscape.The Role Overview:Key ResponsibilitiesDevelop and Maintain Compliance Policies: Assist...

At JC Executive Search, we are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our organization, you will play a vital role in ensuring that our clients' businesses operate in compliance with relevant regulations and laws.Job Description:Draft and review documents related to compliance worksParticipate in...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Chemill Pharma Ltd. As a key member of our regulatory affairs department, you will be responsible for ensuring compliance with local and international regulations.Main Responsibilities:Supervise Pharmacovigilance (PV) activities, including submission of safety...