Regulatory Compliance Expert for Global Financial Services
1 week ago
Job Description:
Larson Maddox is seeking a Regulatory Compliance Expert to join our team in Hong Kong or Shanghai. The ideal candidate will have expertise in trading compliance, particularly in A-shares, and the ability to provide expert advice to our trading business.
Key Responsibilities:
- Ensure that all trading activities are conducted in compliance with regulatory requirements.
- Develop and implement compliance policies and procedures.
- Liaise with regulatory bodies and internal stakeholders to ensure compliance standards are met.
- Stay updated on regulatory changes and industry best practices.
Requirements:
- Minimum of 5 years of experience in trading compliance within the financial services industry.
- In-depth knowledge of A-shares and relevant regulatory frameworks.
- Strong analytical and problem-solving skills.
- Excellent communication and interpersonal skills.
- Ability to work independently and as part of a team.
- Fluency in Mandarin is preferred.
Seniority Level: Mid-Senior level
Employment Type: Full-time
Job Function: Legal
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