Regulatory Compliance Expert for Global Financial Services

1 week ago


Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

Job Description:

Larson Maddox is seeking a Regulatory Compliance Expert to join our team in Hong Kong or Shanghai. The ideal candidate will have expertise in trading compliance, particularly in A-shares, and the ability to provide expert advice to our trading business.

Key Responsibilities:

  • Ensure that all trading activities are conducted in compliance with regulatory requirements.
  • Develop and implement compliance policies and procedures.
  • Liaise with regulatory bodies and internal stakeholders to ensure compliance standards are met.
  • Stay updated on regulatory changes and industry best practices.

Requirements:

  • Minimum of 5 years of experience in trading compliance within the financial services industry.
  • In-depth knowledge of A-shares and relevant regulatory frameworks.
  • Strong analytical and problem-solving skills.
  • Excellent communication and interpersonal skills.
  • Ability to work independently and as part of a team.
  • Fluency in Mandarin is preferred.

Seniority Level: Mid-Senior level

Employment Type: Full-time

Job Function: Legal



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