Regulatory Compliance Specialist

We are seeking a Regulatory Compliance Specialist to provide advisory services to our APAC businesses. The ideal candidate will have experience in identifying rules and regulation updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing general compliance matters.The role requires a solid...

Senior Associate – VP, Global Asset ManagersWe are instructed on multiple opportunities with reputable asset managers who seek regulatory compliance specialists in Hong Kong.This role is responsible for providing regulatory compliance advisory to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs,...

We are seeking a highly experienced Regulatory Compliance Specialist to join our team at Ashford Benjamin. In this role, you will be responsible for providing regulatory compliance advisory services to our APAC businesses.The ideal candidate will have around 3-12 years' experience in regulatory compliance covering fund business. A solid understanding of SFC...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

Role OverviewWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Ashford Benjamin in Hong Kong. The ideal candidate will have strong regulatory compliance and markets compliance advisory backgrounds, with a minimum of 5 years of experience covering global markets business.The successful candidate will be responsible for...

At JC Executive Search, we are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our organization, you will play a vital role in ensuring that our clients' businesses operate in compliance with relevant regulations and laws.Job Description:Draft and review documents related to compliance worksParticipate in...

About the Role: Allianz Global Investors is a leading global active asset manager seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our Investment Compliance team, you will be responsible for ensuring that all regulatory requirements are met in the AP offices.The successful candidate will have extensive experience...

About the RoleWe are seeking an experienced Senior Regulatory Compliance Specialist to join our team at Danos Group. As a key member of our compliance team, you will play a crucial role in ensuring our clients receive expert guidance on regulatory matters.

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Chemill Pharma Ltd. As a key member of our regulatory affairs department, you will be responsible for ensuring compliance with local and international regulations.Main Responsibilities:Supervise Pharmacovigilance (PV) activities, including submission of safety...

Argyll Scott's client is seeking an Automating Regulatory Compliance Specialist to lead and manage critical projects focused on automating regulatory reporting processes in investment banking and wealth management.This role is crucial in ensuring compliance with CFTC, BAFT, and OTC regulations while driving efficiency through automation.The successful...

Company OverviewFutu Securities International (Hong Kong) Limited is a leading financial institution committed to providing innovative brokerage services to clients worldwide.Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team in Hong Kong. As a key member of our compliance department, you will play a vital role...

About Matrixport OfficialEstablished in 2019, Matrixport is the world's leading hub for all-in-one crypto financial services. Our mission is to empower users with secure and compliant crypto financial solutions.The RoleWe are seeking a highly skilled Crypto Regulatory Compliance Specialist to join our Hong Kong team. In this dynamic role, you will support...

At Ashford Benjamin Ltd, we are seeking a highly skilled Regulatory Compliance Specialist to join our global markets team.About the RoleThis is an exciting opportunity for a compliance expert to provide advisory services to our global markets business. The successful candidate will be responsible for ensuring that all activities comply with relevant laws and...

Job Description:We are seeking a seasoned Regulatory Compliance professional to join our team as a Global Markets Regulatory Expert. This role involves providing compliance advisory services to our global markets business, reviewing new business and product proposals, monitoring regulatory changes, and overseeing related compliance projects.The ideal...

Job OverviewA senior role for a Compliance Advisory/ Regulatory Compliance professional with strong knowledge of financial markets products and regulatory requirements. We are seeking a candidate to join Ashford Benjamin's Global Markets team in Hong Kong. This is an exciting opportunity for those looking to develop their career in compliance advisory.This...

**Company Overview:** Ashford Benjamin Ltd is a leading financial services company dedicated to providing exceptional compliance solutions.**Job Description:We are seeking an experienced Markets Specialist to join our team in APAC. This role will be accountable for the Sales and Trading Compliance program, ensuring seamless execution of regulatory...

Key Responsibilities">Data Verification: Conduct thorough comparisons of Case Report Forms against source documents, verify Informed Consent Forms, and review regulatory documents.Communication: Ensure clear written communication to clinical sites and project team members through monitoring reports, follow-up letters, and study memos.Training: Ensure site...

Job DescriptionThe Compliance Manager will act as a key checker/maker role on ongoing customer due diligence and review, ensuring compliance with Money Lender or relevant KYC/AML regulatory requirements for onboarding customers.Key responsibilities include:Perform quality checks to ensure accuracy and reliability in case assessments and reportingReview and...

Job Description:Quality System ManagementThe Commercial Quality Specialist is accountable for ensuring that all product, process, or system-related quality activities supporting the business at the affiliate are compliant with corporate, governmental, and local regulations.This role requires an in-depth knowledge of one or more elements and is considered a...

About the RoleAllianz Global Investors is looking for a seasoned Compliance Manager to join our dynamic team. As a key member of our Investment Compliance team, you will be responsible for ensuring that all our activities in the Asia Pacific offices comply with relevant regulatory requirements and internal policies.Your Key ResponsibilitiesDevelop and...