APAC Regulatory Specialist

2 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China iCapital Full time

About Us

">

iCapital operates through a number of different international entities, many of which are licensed to conduct regulated activities.

">

The Job Description

">

We are looking for an experienced professional to join our team as a Compliance Officer, supporting the development of a compliance strategy and guidelines to support the firm's growth across APAC.

">

Key Responsibilities

">
  • Assist with regulatory activities both at the firm level and for investment vehicles.
  • Support the development of a compliance strategy and guidelines to support the firm's growth across APAC.
  • Work closely with senior management, colleagues, regulators, and external partners & stakeholders to anticipate risks to the firm and its clients and mitigate them.
">

Requirements

">
  • 5+ years of experience in compliance, business controls, operations and regulatory experience with a financial entity regulated by SFC.
  • Possess sufficient knowledge of regulations pertaining to SFC's Type 1, 4 and 9 license.
  • General Compliance knowledge in AML/KYC, code of conduct, gifts and entertainment, personal account dealing, compliance monitoring, regulatory reporting etc., in Hong Kong.
  • Adaptable and entrepreneurial, able to work within the fast-paced, growing and constantly evolving structure of a high-growth firm.


  • Hong Kong, Central and Western District, Hong Kong SAR China iCapital Full time

    iCapital is a leading player in the alternative investment marketplace, leveraging its innovative financial technology platform to transform the way advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.iCapital has established itself as a reputable...


  • Hong Kong, Central and Western District, Hong Kong SAR China ACCA Careers Full time

    About Our Company: Northern Trust is a globally recognized, award-winning financial institution committed to delivering exceptional service and innovative financial solutions.We pride ourselves on our enduring principles of service, expertise, and integrity, enabling us to build lasting relationships with our clients.Job Overview: The Senior Compliance...


  • Hong Kong, Central and Western District, Hong Kong SAR China Artivion APAC Full time

    The Regional Clinical Expert is a key professional in Artivion APAC, providing high-quality dependable clinical support for sizing and planning of Artivion Endovascular portfolio, focusing on Thoracoabdominal Aortic Aneurysm (TAAA) solutions in the defined target geography.Key Responsibilities:Provide sizing and planning service for TAAA solutions in APAC,...


  • Hong Kong, Central and Western District, Hong Kong SAR China iCapital Full time

    iCapital is a pioneering financial technology company that powers the world's alternative investment marketplace. Our cutting-edge platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We are seeking a skilled Compliance...


  • Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    We are looking for a highly skilled Compliance Specialist to join our team in Hong Kong. As a Regulatory Advisor in the APAC region, you will be responsible for providing expert guidance on compliance matters related to alternative investment funds.Your primary responsibilities will include managing employee compliance matters, staying up-to-date on relevant...


  • Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    We are seeking a Regulatory Compliance Specialist to provide advisory services to our APAC businesses. The ideal candidate will have experience in identifying rules and regulation updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing general compliance matters.The role requires a solid...


  • Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    Senior Associate – VP, Global Asset ManagersWe are instructed on multiple opportunities with reputable asset managers who seek regulatory compliance specialists in Hong Kong.This role is responsible for providing regulatory compliance advisory to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs,...


  • Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    We are seeking a highly experienced Regulatory Compliance Specialist to join our team at Ashford Benjamin. In this role, you will be responsible for providing regulatory compliance advisory services to our APAC businesses.The ideal candidate will have around 3-12 years' experience in regulatory compliance covering fund business. A solid understanding of SFC...


  • Hong Kong, Central and Western District, Hong Kong SAR China Payoneer Inc. Full time

    About UsPayoneer is a global leader in online payments, connecting businesses and individuals across the world. Our mission is to enable anyone to access the global economy with ease.Job Title: APAC Finance OfficerWe're seeking a highly skilled and experienced APAC Finance Officer to join our finance team in Hong Kong. As a key stakeholder, you'll be...


  • Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    Regulatory Compliance PositionThis is an exciting opportunity for a Compliance Specialist to join our global platform. As a key member of the team, you will be responsible for providing regulatory compliance advisory services to our APAC businesses.The successful candidate will have around 3-12 years' experience in regulatory compliance covering fund...


  • Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Ltd Full time

    **Company Overview:** Ashford Benjamin Ltd is a leading financial services company dedicated to providing exceptional compliance solutions.**Job Description:We are seeking an experienced Markets Specialist to join our team in APAC. This role will be accountable for the Sales and Trading Compliance program, ensuring seamless execution of regulatory...


  • Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

    Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...


  • Hong Kong, Central and Western District, Hong Kong SAR China myGwork - LGBTQ+ Business Community Full time

    About the RoleWe are seeking an experienced APAC Technology Sector Specialist to join our team in Hong Kong. As an Executive Director in our Equities Tech Specialist Sales team, you will have the opportunity to shape the future of our client relationships.J.P. Morgan's Global Specialist Sales team is comprised of individual sector specialists who sit at the...

  • Finance Lead

    2 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China EC1 Partners Full time

    Mid-Senior Level Finance Professional SoughtEC1 Partners' client in the payments industry requires a Finance Lead to manage regulatory finance operations for APAC entities.Key Responsibilities:Foster a culture of financial compliance and reporting excellence.Design and implement effective finance policies aligned with regulatory requirements.Maintain...


  • Hong Kong, Central and Western District, Hong Kong SAR China Fusion Worldwide Full time

    We are established in 2001 and have 22 locations across four continents. Fusion Worldwide is dedicated to meeting customers where they are, no matter the location. We are looking for a motivated individual to join our team as a Compliance Specialist - APAC.This position involves supporting the development, implementation, and management of the APAC...


  • Hong Kong, Central and Western District, Hong Kong SAR China EC1 Partners Full time

    Connecting Top Legal, Risk & Compliance FinTech TalentsEC1 Partners' client in the payments space is seeking a Finance Lead to oversee regulatory finance for APAC entities.Job Responsibilities:Manage financial reporting, safeguarding, and compliance for APAC entities.Develop and update finance policies to meet regulatory standards.Prepare accurate regulatory...


  • Hong Kong, Central and Western District, Hong Kong SAR China Moody's Investors Service Full time

    As Senior Regulatory Advisor, you will play a critical role in ensuring that Moody's Investors Service complies with all relevant regulations in the APAC region.This position will require you to work closely with the Compliance Team to identify and mitigate Compliance risks.We are looking for an individual with extensive experience in Compliance, dealing...


  • Hong Kong, Central and Western District, Hong Kong SAR China Accuray Asia Ltd Full time

    Accuray Asia Ltd is a leading medical technology company that specializes in radiation oncology solutions. We are seeking a skilled Regulatory Affairs Specialist to join our team and support the successful market access of our medical devices in Asia Pacific.The ideal candidate will have a strong understanding of the regulatory landscape in Asia Pacific and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Payoneer Inc. Full time

    Payoneer's mission is to enable businesses of all sizes from anywhere in the world to access the rising, global economy by enabling them to transact globally as easily as they do locally. Life at Payoneer is a global community, where you'll work with colleagues all over the world, serving small- and medium-sized business customers and partners in over 190...


  • Hong Kong, Central and Western District, Hong Kong SAR China iCapital Full time

    Role SummaryiCapital is expanding its presence in the APAC region and requires an experienced Compliance Officer to support regulatory activities at the firm level and for investment vehicles. The ideal candidate will play a key role in supporting iCapital's APAC business by handling regulatory and compliance matters.