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APAC Regulatory Specialist

3 weeks ago

Hong Kong, Central and Western District, Hong Kong SAR China ACCA Careers Full time

About Our Company:

Northern Trust is a globally recognized, award-winning financial institution committed to delivering exceptional service and innovative financial solutions.

We pride ourselves on our enduring principles of service, expertise, and integrity, enabling us to build lasting relationships with our clients.

Job Overview:

The Senior Compliance Analyst will be part of an APAC Asset Management Compliance team, supporting the execution of global trade and communication surveillance programs.

This role provides an excellent opportunity for career growth and development in international asset management-based compliance.

Main Duties:
  • Monitoring and testing of regulatory and corporate compliance obligations across APAC
  • Supporting the development and maintenance of compliance frameworks and related policies and procedures
  • Providing technical research and consultation to support compliance programs and initiatives
  • Collaborating with compliance team members and managers to ensure effective implementation of regulatory requirements
Essential Skills:
  • Proven experience in advising and/or monitoring of asset management businesses
  • Strong analytical skills with ability to identify problems and provide effective solutions
  • Excellent communication skills, both written and verbal
  • Able to work independently and collaboratively as part of a team