Regulatory Compliance Officer

About the RoleiCapital, a leading provider of alternative investment technology, is seeking a Compliance Officer to join its Global Regulatory and Compliance Team in Hong Kong.This role will support the development of a compliance strategy and guidelines for the firm's growth across APAC, ensuring sustainable and compliant operations.The successful hire will...

Position Overview:Larson Maddox is seeking a dedicated Compliance Officer/Manager to join its Legal and Compliance team.Key ResponsibilitiesConduct compliance reviews and ongoing monitoring of investment guidelines, including forensic transaction testing to detect unusual patterns or trading activities.Assist with regulatory compliance tasks such as...

**Job Overview**The successful candidate will have extensive experience in accounting, finance, and audit, with a strong background in regulatory reporting and compliance. You will work closely with senior management to develop and implement financial systems, ensure accuracy and integrity of financial data, and drive business growth through effective...

About the Role: Allianz Global Investors is a leading global active asset manager seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our Investment Compliance team, you will be responsible for ensuring that all regulatory requirements are met in the AP offices.The successful candidate will have extensive experience...

Regulatory Compliance (VP) – Global Markets We are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

Regional Regulatory Compliance (AVP to VP) - Global Financial Institution in Hong Kong APAC Regulatory Compliance Officer (AVP to VP) - Global Financial Institution in Hong Kong We are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset...

Futu Holdings Limited is seeking a highly skilled Senior Compliance Officer to join our team. As a key member of our compliance department, you will play a crucial role in ensuring that our business operations are aligned with regulatory requirements.The ideal candidate will have a strong understanding of SFC codes and regulatory requirements, as well as a...

CLIENT BACKGROUND We are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and familiarity...

About the RoleAllianz Global Investors is looking for a seasoned Compliance Manager to join our dynamic team. As a key member of our Investment Compliance team, you will be responsible for ensuring that all our activities in the Asia Pacific offices comply with relevant regulatory requirements and internal policies.Your Key ResponsibilitiesDevelop and...

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

Position Overview: We are seeking a dedicated Compliance Officer/Manager to join our Legal and Compliance (L&C) team. The successful candidate will play a crucial role in ensuring our firm adheres to all regulatory requirements and maintains the highest standards of compliance. Key Responsibilities:Compliance Reviews & Monitoring: Conduct compliance reviews...

Job OverviewA senior role for a Compliance Advisory/ Regulatory Compliance professional with strong knowledge of financial markets products and regulatory requirements. We are seeking a candidate to join Ashford Benjamin's Global Markets team in Hong Kong. This is an exciting opportunity for those looking to develop their career in compliance advisory.This...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Ashford Benjamin. This exciting opportunity is for candidates with strong regulatory compliance backgrounds to take their career to the next level.The successful candidate will be responsible for providing compliance advisory to global markets business, reviewing new...

We are seeking a highly experienced Regulatory Compliance Specialist to join our team at Ashford Benjamin. In this role, you will be responsible for providing regulatory compliance advisory services to our APAC businesses.The ideal candidate will have around 3-12 years' experience in regulatory compliance covering fund business. A solid understanding of SFC...

EC1 Partners, a leading FinTech recruitment firm, is seeking an experienced Finance Lead to join our team in Hong Kong.About the RoleWe are looking for a highly skilled individual to manage regulatory finance for APAC entities, including safeguarding, reporting, and compliance. The successful candidate will develop and update finance policies to meet...

We are seeking a seasoned Risk & Compliance Manager to join our team at The Bank of East Asia, Limited (BEA). This is an exciting opportunity for a motivated professional to take on new challenges and contribute to the growth and success of the company.In this role, you will be responsible for providing risk management and compliance support to the...

**Job Overview:**The Profile Group (HK) Ltd, a Wilson Company, is seeking an experienced Regulatory Compliance Specialist to join their small compliance team for a 12-month contract. The ideal candidate will possess at least 6-10 years of relevant experience in asset management, with a strong understanding of regulatory and investment compliance matters.Key...

About UsOSL Group is a pioneering fintech company in Asia, driven by innovation and a passion for delivering exceptional digital asset solutions. Our commitment to excellence has earned us recognition as a trusted partner for institutional clients and professional investors.Job SummaryWe are seeking an experienced Regulatory Compliance Specialist to join our...

About UsDa Cheng International Asset Management Co. Ltd. is a leading asset management company, established in 2009 with a strong presence in the Hong Kong financial market.Job SummaryWe are seeking an experienced Global Regulatory Compliance Professional to join our team. As a key member of our compliance department, you will play a vital role in ensuring...

Global Consultancy, a renowned expert in the asset management and funds sector, is seeking a driven individual to join their growing team.The role offers a unique opportunity to advise and support clients on regulatory compliance matters.Assist with licensing applications and ongoing compliance obligationsDevelop and enhance compliance policies and...