Global Regulatory Compliance Professional

Global Consultancy is a renowned consultancy with a presence in Hong Kong, offering an opportunity for driven professionals to be part of a growing team.We are seeking an experienced professional to advise and support clients in the asset management and funds sector on regulatory compliance matters. Key responsibilities include assisting with licensing...

Global Consultancy, a renowned expert in the asset management and funds sector, is seeking a driven individual to join their growing team.The role offers a unique opportunity to advise and support clients on regulatory compliance matters.Assist with licensing applications and ongoing compliance obligationsDevelop and enhance compliance policies and...

Global Consultancy Hong Kong is seeking a highly skilled Financial Services Compliance Professional to join their team.The ideal candidate will have prior experience in compliance, consultancy, or regulatory affairs within financial services and a strong knowledge of SFC and HKMA regulations, particularly in asset management and fund services.Key...

Regulatory Compliance (VP) – Global Markets We are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

Job OverviewA senior role for a Compliance Advisory/ Regulatory Compliance professional with strong knowledge of financial markets products and regulatory requirements. We are seeking a candidate to join Ashford Benjamin's Global Markets team in Hong Kong. This is an exciting opportunity for those looking to develop their career in compliance advisory.This...

At Ashford Benjamin Ltd, we are seeking a highly skilled Regulatory Compliance Specialist to join our global markets team.About the RoleThis is an exciting opportunity for a compliance expert to provide advisory services to our global markets business. The successful candidate will be responsible for ensuring that all activities comply with relevant laws and...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Ashford Benjamin. This exciting opportunity is for candidates with strong regulatory compliance backgrounds to take their career to the next level.The successful candidate will be responsible for providing compliance advisory to global markets business, reviewing new...

We are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset management industries (preferably private markets) to be part of its regional compliance team in Hong Kong. To succeed in this role, you should have at least 8-15 years' of...

About Global Consultancy: As a leading consultancy in Hong Kong, we provide expert advisory services to clients in the asset management and funds sector. Our team is comprised of seasoned professionals who possess in-depth knowledge of SFC and HKMA regulations, enabling us to deliver comprehensive solutions that meet our clients' needs.This exciting...

Job DescriptionThe Regulatory Compliance Professional will be responsible for assisting in updating policies and procedures to ensure compliance with all relevant rules and regulations. This includes participating in licensing applications for regulated virtual asset services, coordinating with key internal functions to identify gaps and drive projects to...

iCapital is revolutionizing the alternative investment marketplace through its cutting-edge financial technology platform. Our platform has transformed the way advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.iCapital has received numerous...

We are looking for a skilled Regulatory Affairs Specialist to join our team at Global Consultancy Hong Kong.The successful candidate will have prior experience in compliance, consultancy, or regulatory affairs within financial services and a strong knowledge of SFC and HKMA regulations, particularly in asset management and fund...

About the RoleAllianz Global Investors is looking for a seasoned Compliance Manager to join our dynamic team. As a key member of our Investment Compliance team, you will be responsible for ensuring that all our activities in the Asia Pacific offices comply with relevant regulatory requirements and internal policies.Your Key ResponsibilitiesDevelop and...

Role OverviewWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Ashford Benjamin in Hong Kong. The ideal candidate will have strong regulatory compliance and markets compliance advisory backgrounds, with a minimum of 5 years of experience covering global markets business.The successful candidate will be responsible for...

About the Role:We are seeking a highly skilled Regulatory Compliance Officer to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all of our activities in Asia Pacific comply with relevant regulatory requirements.Key Responsibilities:Contribute to the development and...

About the Role: Allianz Global Investors is a leading global active asset manager seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our Investment Compliance team, you will be responsible for ensuring that all regulatory requirements are met in the AP offices.The successful candidate will have extensive experience...

At Global Consultancy, we are dedicated to delivering exceptional service to our clients in the asset management and funds sector.The role of Compliance Consultant requires:Expertise in regulatory compliance and risk managementStrong analytical and problem-solving skillsExcellent communication and interpersonal skillsKey responsibilities include:Developing...

About the RoleOur client, Ashford Benjamin, is a global investment bank based in Hong Kong. We are currently seeking a seasoned Regulatory Compliance professional to join our Global Markets team. The successful candidate will be responsible for providing expert advice on regulatory matters, reviewing new business initiatives, and ensuring ongoing compliance...

Ashford Benjamin is seeking a highly experienced Global Markets Regulatory Expert to join our team in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance backgrounds to take their career to the next level.The successful candidate will be responsible for providing compliance advisory to global markets business,...

Cornerstone Global PartnersWe are seeking a seasoned professional to take on the role of Senior Compliance Strategist. As Managing Director of Compliance, you will be responsible for overseeing the compliance requirements for our company as defined by regulatory bodies.Key Responsibilities:Develop and implement effective compliance strategies to ensure best...