Senior Compliance Strategist
2 days ago
Cornerstone Global Partners
We are seeking a seasoned professional to take on the role of Senior Compliance Strategist. As Managing Director of Compliance, you will be responsible for overseeing the compliance requirements for our company as defined by regulatory bodies.
Key Responsibilities:
- Develop and implement effective compliance strategies to ensure best practices in the industry.
- Lead the firm while providing guidance to senior management on compliance matters.
- Advise on regulatory requirements and ensure timely escalation of any compliance issues.
- Provide strategic guidance to senior management related to compliance and risk management.
- Develop and deliver training programs to enhance employee understanding of compliance regulations.
Requirements:
- A minimum of 8 years of relevant compliance experience in asset management (public and private funds, managed accounts).
- Knowledge of existing rules and regulations governing licensed activities (Type 1, 4, 9).
- Familiarity with Bloomberg AIM (trading rule coding) and proficiency in MS Office applications and Chinese word processing.
- Fluency in spoken English and Mandarin.
About Cornerstone Global Partners
At Cornerstone Global Partners, we are dedicated to providing exceptional investment solutions. Our team is committed to delivering high-quality results while maintaining the highest standards of compliance and ethics.
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