Senior Compliance Officer

APG Asset Management is a leading global, long-term investor managing over 521 billion euros in assets. They focus on achieving sustainable investment returns for their customers to ensure good and affordable pensions for current and future generations. Role Description This is a full-time on-site Senior Compliance Officer role located in Hong Kong SAR at...

Senior Compliance Officer (Business Compliance) Provide compliance advice to business units and associated parties, including comments on new business initiatives. Formulate and implement policies and procedures to ensure compliance with the regulations. Monitor and assess the effectiveness of the compliance program and make recommendations for improvements,...

CLIENT BACKGROUND We are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and familiarity...

CHIEF COMPLIANCE OFFICER | Digital Banking CHIEF COMPLIANCE OFFICER | Digital Banking (AML focus) Senior executive position Our client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance...

iCapital is a leading financial technology platform that has revolutionized the alternative investment marketplace. Our innovative solutions have transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We are seeking an experienced...

Madison Pearl is a leading digital banking group in Hong Kong.We are seeking an experienced Chief Compliance Officer to lead our compliance department and enhance our financial crime compliance procedures.You will be responsible for formulating and implementing our overall compliance strategy, providing advice and counsel to senior management on material...

Da Cheng International Asset Management Co., Ltd. (hereinafter referred to as "DC International" or the "Company"), established on March 19, 2009 with a registered capital of HK$130 million, is a wholly-owned subsidiary of Dacheng Fund Management Co., Ltd. located in the Hong Kong Special Administrative Region of the People's Republic of China. As one of the...

Company OverviewCyberport Hong Kong is a leading technology hub that provides a dynamic and innovative environment for businesses to thrive. We are seeking a highly experienced Senior Manager to join our team and lead our procurement and compliance functions.The ideal candidate will have a strong background in procurement, contract management, and...

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Cornerstone Global PartnersWe are seeking a seasoned professional to take on the role of Senior Compliance Strategist. As Managing Director of Compliance, you will be responsible for overseeing the compliance requirements for our company as defined by regulatory bodies.Key Responsibilities:Develop and implement effective compliance strategies to ensure best...

Position Overview: We are seeking a dedicated Compliance Officer/Manager to join our Legal and Compliance (L&C) team. The successful candidate will play a crucial role in ensuring our firm adheres to all regulatory requirements and maintains the highest standards of compliance. Key Responsibilities:Compliance Reviews & Monitoring: Conduct compliance reviews...

We are seeking a highly skilled Web3 Compliance Officer to join our team at 4Alpha Group. As a Compliance Officer, you will be responsible for ensuring that our operations adhere to regulatory requirements and industry best practices.Key Responsibilities:Regulatory Compliance:Maintain awareness of evolving regulatory landscapes in the blockchain,...

Job DescriptionWe are seeking a Strategic Risk and Compliance Officer to join our team at Bank Of China (Hong Kong) Limited.Key ResponsibilitiesRisk Monitoring and ControlThe successful candidate will be responsible for conducting risk monitoring and control assessments of money market and capital market dealers' activities. This includes overseeing risk...

Key RequirementsTo succeed in this Compliance Officer role, you will need:Minimum 5 years of experience in regulatory compliance or markets compliance advisoryStrong understanding of financial markets products (Equities/Fixed Income)Excellent analytical and problem-solving skillsAbility to communicate complex ideas effectivelyProven track record of driving...

At Executive Access, we are seeking a seasoned Compliance Officer to join our team in Hong Kong. As a key member of our regulatory compliance and risk management initiatives, you will be responsible for ensuring that our business operations align with the highest standards of governance and regulatory requirements.About UsOur firm is a leading hedge fund...

Job Title: Senior Manager/Manager, Regulatory ComplianceZA is seeking a seasoned professional to fill the role of Senior Manager/Manager, Regulatory Compliance . The successful candidate will be responsible for providing expert advice on regulatory matters, reviewing and assessing compliance risks for new products and services, and working with stakeholders...

About the Role:We are seeking a highly skilled Regulatory Compliance Officer to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all of our activities in Asia Pacific comply with relevant regulatory requirements.Key Responsibilities:Contribute to the development and...

About the RoleWe are seeking an experienced Compliance Manager to join our team in Hong Kong. As a key member of our Investment Compliance team, you will be responsible for ensuring that all AllianzGI's activities in Asia Pacific offices satisfy regulatory requirements.Key Responsibilities:Develop and implement policies, procedures, and controls to ensure...

At Stephenson Harwood LLP, we believe that our people are our biggest asset. We want to create an environment where you can do your best work in a team that values who you are and the unique perspectives and contributions that you bring.Company OverviewWe are a leading law firm with over 25% of our people based outside the UK. Our global presence offers...