Compliance Officer Leadership

CLIENT BACKGROUND We are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and familiarity...

At Allianz Global Investors, we strive to maintain a high level of professionalism and foster an inclusive work environment.The Investment Compliance team in Asia Pacific is responsible for executing a global compliance program that includes advisory services, training, monitoring, and reporting for investment activities across research, portfolio...

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

Position Overview: We are seeking a dedicated Compliance Officer/Manager to join our Legal and Compliance (L&C) team. The successful candidate will play a crucial role in ensuring our firm adheres to all regulatory requirements and maintains the highest standards of compliance. Key Responsibilities:Compliance Reviews & Monitoring: Conduct compliance reviews...

At Executive Access, we are seeking a seasoned Compliance Officer to join our team in Hong Kong. As a key member of our regulatory compliance and risk management initiatives, you will be responsible for ensuring that our business operations align with the highest standards of governance and regulatory requirements.About UsOur firm is a leading hedge fund...

We are seeking a talented professional to join our APAC-based compliance team as Head of Asia Pacific Regulatory Affairs. In this role, you will be responsible for leading our regional compliance efforts and ensuring that our business operations in the region are compliant with all relevant laws and regulations.About the Team:You will work closely with our...

Da Cheng International Asset Management Co., Ltd. (hereinafter referred to as "DC International" or the "Company"), established on March 19, 2009 with a registered capital of HK$130 million, is a wholly-owned subsidiary of Dacheng Fund Management Co., Ltd. located in the Hong Kong Special Administrative Region of the People's Republic of China. As one of the...

APG Asset Management is a leading global, long-term investor managing over 521 billion euros in assets. They focus on achieving sustainable investment returns for their customers to ensure good and affordable pensions for current and future generations. Role Description This is a full-time on-site Senior Compliance Officer role located in Hong Kong SAR at...

About Madison Pearl:Madison Pearl is one of Hong Kong's leading digital banking groups, offering a wide range of financial services to retail and corporate clients.The company values its reputation for governance and compliance, ensuring adherence to statutory provisions, regulatory requirements, and industry codes of conduct.We are seeking a seasoned Chief...

As a seasoned corporate secretary, you will be responsible for providing strategic guidance on corporate governance best practices to Aspire's Board of Directors and senior leadership. Ensuring compliance with Singaporean law and other jurisdictions will be a critical component of this role.You will maintain corporate records, handle governance matters, and...

At Stephenson Harwood LLP, we believe that our people are our biggest asset. We want to create an environment where you can do your best work in a team that values who you are and the unique perspectives and contributions that you bring.Company OverviewWe are a leading law firm with over 25% of our people based outside the UK. Our global presence offers...

About the Role:We are seeking a highly skilled Regulatory Compliance Officer to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all of our activities in Asia Pacific comply with relevant regulatory requirements.Key Responsibilities:Contribute to the development and...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

About the RoleWe are seeking an experienced Compliance Manager to join our team in Hong Kong. As a key member of our Investment Compliance team, you will be responsible for ensuring that all AllianzGI's activities in Asia Pacific offices satisfy regulatory requirements.Key Responsibilities:Develop and implement policies, procedures, and controls to ensure...

About the RoleiCapital, a leading provider of alternative investment technology, is seeking a Compliance Officer to join its Global Regulatory and Compliance Team in Hong Kong.This role will support the development of a compliance strategy and guidelines for the firm's growth across APAC, ensuring sustainable and compliant operations.The successful hire will...

Senior Compliance Officer (Business Compliance) Provide compliance advice to business units and associated parties, including comments on new business initiative Formulate and implement policies and procedures to ensure compliance with the regulations Monitor and assess the effectiveness of the compliance program and make recommendations for improvements,...

Senior Compliance Officer (Business Compliance) Provide compliance advice to business units and associated parties, including comments on new business initiatives. Formulate and implement policies and procedures to ensure compliance with the regulations. Monitor and assess the effectiveness of the compliance program and make recommendations for improvements,...

Job Title: Chief Compliance OfficerAbout the Role:We are seeking a seasoned Chief Compliance Officer to lead our compliance department and enhance our financial crime compliance procedures. As a senior executive, you will be responsible for formulating and implementing our overall compliance strategy, providing advice and counsel to our CEO and peers on...

AML Compliance DirectorMadison Pearl is a leading digital banking group in Hong Kong, dedicated to delivering exceptional customer experiences while ensuring the highest standards of compliance and risk management.We are seeking an experienced Chief Compliance Officer to lead our compliance department and enhance our financial crime compliance procedures.The...

Are you a seasoned compliance professional looking for a new challenge? Do you have a passion for risk management and regulatory compliance? If so, we may have the perfect opportunity for you.About the RoleAs a Senior Compliance Officer at Stephenson Harwood LLP, you will be responsible for ensuring that our business operations are compliant with all...