Funds Regulatory Compliance Officer

Regulatory Compliance RoleWe are seeking a skilled Regulatory Compliance professional to provide advisory services to our APAC businesses. The role involves identifying regulatory updates, establishing effective compliance programs, and overseeing general compliance matters.Candidates should have around 3-12 years' experience in regulatory compliance...

Role SummaryWe are seeking an experienced AML Compliance VP to join our team in Hong Kong. The successful candidate will be responsible for overseeing the development and implementation of AML/CFT policies and procedures across various client entities.Main Responsibilities:Develop and maintain AML/CFT policies and procedures that meet regulatory requirements...

Regulatory Compliance RoleWe are seeking a seasoned compliance professional to join our global team. The role is responsible for providing regulatory compliance advisory services to APAC businesses, identifying rules and regulations updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing general...

About Fund Administration">Fund administration involves managing the day-to-day operations of investment funds, including cash flow management, investor relations, and regulatory compliance.">In this role, you will be responsible for ensuring that all aspects of fund administration are handled efficiently and effectively.">Your Key Responsibilities:">Manage...

**Job Summary**JC Executive Search is seeking a highly skilled regulatory compliance officer to join our team.The ideal candidate will have excellent research skills and be well-versed in regulatory updates and relevant compliance issues.This role involves handling all relevant compliance works of the company, including drafting and reviewing documents,...

At Global Consultancy Hong Kong, we are looking for a skilled Regulatory Compliance Expert to join our team. As a key member of our organization, you will play a vital role in advising and supporting clients in the asset management and funds sector on regulatory compliance matters.We are an established consultancy with a growing team, offering a unique...

We're looking for a skilled Regulatory Compliance Officer to join our Compliance function at Transak HK Limited in Hong Kong.About Us: As a pioneer in web3 payments, we're expanding rapidly and need a driven individual to help us navigate the complex regulatory landscape.The Role Overview:Key ResponsibilitiesDevelop and Maintain Compliance Policies: Assist...

**About Us**Global Consultancy is an established consultancy firm in Hong Kong that provides expert advice on regulatory compliance matters to clients in the asset management and funds sector.We are seeking a driven individual to join our growing team as a Regulatory Compliance Specialist. The ideal candidate will have prior experience in compliance,...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

Company OverviewGlobal Consultancy Hong Kong is an established consultancy that offers driven individuals the chance to be part of a growing team.The organization has expertise in asset management and funds sector regulatory compliance matters, licensing applications, regulatory submissions, and ongoing compliance obligations.Our consultants develop and...

Senior Associate – VP, Global Asset ManagersWe are instructed on multiple opportunities with reputable asset managers who seek regulatory compliance specialists in Hong Kong.This role is responsible for providing regulatory compliance advisory to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs,...

iCapital powers the world's alternative investment marketplace with its financial technology platform. This innovative platform has revolutionized how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.The company serves approximately $210 billion...

Are you a seasoned Regulatory Compliance Expert looking for a new challenge? We have an exciting opportunity at Waystone in Hong Kong for someone with a proven track record in regulatory compliance to lead our compliance programs.The ideal candidate will have extensive experience in managing compliance teams, providing technical expertise on complex...

Compliance Officer - Regulatory ReportingThe Senior Compliance Officer - Regulatory Reporting will be responsible for ensuring that our clients' financial institutions comply with all relevant regulatory requirements. As a seasoned professional, you will have extensive experience in regulatory reporting and will be able to provide expert advice on best...

We are seeking a Regulatory Compliance Specialist to provide advisory services to our APAC businesses. The ideal candidate will have experience in identifying rules and regulation updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing general compliance matters.The role requires a solid...

A forward-thinking asset manager seeks a Compliance Governance Officer to join its team due to continuous business growth. Key Responsibilities Monitor and maintain compliance with existing regulatory policies and procedures, focusing on personal account dealing, gifts and entertainment, conflicts management. Provide expert guidance on Anti-Money...

Regulatory Compliance ExpertiseWe are looking for a highly experienced regulatory compliance professional to join our team. The role requires expertise in regulatory compliance covering fund business, including a solid understanding of SFC type 1, 4, 9 rules, and regulations.The successful candidate will be responsible for:Providing regulatory compliance...

We are looking for a Fund Administration Compliance Expert to join our team at Amethyst Partners. The ideal candidate will have a solid background in AML/KYC, paralegal experience, and a keen interest in asset management and the fund industry.Job DescriptionAs a Fund Administration Compliance Expert, you will be responsible for managing client portfolios in...

Key Responsibilities:Manage the preparation and submission of HKMA banking returns, surveys, and related regulatory reports in an accurate and timely manner to ensure compliance.Continuously monitor changes in the regulation landscape and interpret regulations.Perform analysis on regulatory data and identify any anomalies or issues.Develop and maintain...

**Company Overview**Larson Maddox is a leading financial services firm seeking a highly skilled Regulatory Compliance Officer to join our team. This role offers an exciting opportunity to work in a dynamic environment and contribute to our growing business.Key Responsibilities:Provide expert compliance advice to the trading business, ensuring adherence to...