Senior Compliance Officer

At DBS Bank (Hong Kong) Limited, we are committed to protecting the bank's interests and reputation by ensuring compliance with all relevant regulatory requirements. As a Senior Compliance Officer, you will play a critical role in this process.About UsWe are a leading financial institution in Hong Kong, dedicated to providing excellent service to our...

The Senior Compliance Officer will be responsible for managing all licensing-related matters with the SFC, IA and MPFA. The role will conduct regular compliance monitoring reviews and manage and implement regulatory requirements and best practices set out by the regulators. The Senior Compliance Officer will also be required to work closely with the Business...

About the RoleThe Senior Agency Compliance Officer will play a crucial role in ensuring that our agency operates in accordance with Macau laws and regulations. The successful candidate will have a strong background in agency compliance and debt collection, with a proven track record of implementing effective policies and procedures.Main...

T. Rowe Price is seeking a Senior Governance and Compliance Officer to join our team in the Asia Pacific region.In this key role, you will be responsible for providing expert guidance on corporate governance matters, ensuring compliance with regulatory requirements, and supporting the development of our entities in the Asia Pacific region.You will work...

Compliance Officer - Regulatory ReportingThe Senior Compliance Officer - Regulatory Reporting will be responsible for ensuring that our clients' financial institutions comply with all relevant regulatory requirements. As a seasoned professional, you will have extensive experience in regulatory reporting and will be able to provide expert advice on best...

Join Our Team:Infini Capital is seeking a Risk and Compliance Officer to join our team. The successful candidate will be responsible for maintaining accurate records and documentation relating to corporate and compliance activities, including PA trading and conflicts.You will assist in the preparation of gap analysis and reports to senior management and...

Compliance Officer (Secondary Markets Compliance) Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providing compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business...

Job SummaryWe are seeking a Senior Compliance Officer to join our team at Harbridge Partners. The ideal candidate will have experience in AML compliance, preferably with trade surveillance experience, audit or related field in the financial services sector or with regulatory authorities.Main Responsibilities:Manage and lead a team in covering and managing...

Job Summary:About EX:EX is a leading virtual asset exchange that prioritizes regulatory compliance and risk management.We are seeking a highly skilled Compliance Officer to join our team and contribute to the development of effective policies and procedures.About the Job:Responsibilities:Assist in updating policies and procedures to ensure compliance with...

At Projob21 Ltd., a leading international private bank and asset management group, we are seeking an experienced Senior Compliance Officer to join our team.Job Title: Senior Compliance Officer - International Private BankingWe require a skilled professional with expertise in compliance and risk management to support our global operations.Key...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Compliance Role OverviewThe successful candidate will be responsible for leading our compliance department and enhancing the group's financial crime compliance procedures and adherence to regulatory frameworks.Responsibilities:Develop and implement a comprehensive compliance program that identifies, assesses, and monitors compliance risk.Establish the Bank's...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Larson Maddox. The ideal candidate will have expertise in trading compliance, particularly in A-shares, and the ability to provide expert advice to our trading business.Key Responsibilities:Provide expert compliance advice to the trading business to ensure adherence to...

Company Overview:JPC TEXSON LTD is a European company with over 100 years of history.We are a ship agency and ship management company with a global presence, operating from 40+ offices worldwide.The Job:We are seeking a Boarding Officer to join our Operation Team of 5-6 Officers. The successful candidate will report directly to the Senior Operation...

As the Compliance and Risk expert in the Hong Kong office,  you will cover all aspects of conflict checks, analysis and AML.  Key responsibilities include:Managing the day to day conflict checks and analysis Being in charge of any ad hoc projects for Compliance in Hong Kong Reviewing database searches to ensure accuracy and completeness. Analyzing cases...

About the RoleThe Mass Transit Railway is seeking a Senior Governance and Compliance Officer to join its team. This role will be responsible for ensuring that the Corporation's risk management and assurance processes are aligned and consistent across organisational frameworks.Main ResponsibilitiesLeverage expertise in risk management, assurance, and strategy...

Role OverviewThe Compliance Officer will be responsible for ensuring that all customer due diligence processes are compliant with relevant regulations and internal policies.Main ResponsibilitiesConduct regular audits to ensure adherence to regulatory requirements.Identify areas for improvement and develop recommendations for enhancements.Collaborate with...

Job Title: AML Compliance OfficerThe AML Compliance Officer will oversee the development and implementation of effective anti-money laundering (AML) programs to prevent financial crimes. This role requires a strong understanding of regulatory requirements, risk assessment methodologies, and compliance monitoring techniques.Responsibilities:Develop and...

Madison Pearl, a licensed digital banking group, is seeking a seasoned Chief Compliance Officer to lead its compliance department. This executive position requires a deep understanding of Anti-Money Laundering (AML) procedures and regulatory frameworks.The successful candidate will be responsible for formulating and implementing our overall compliance...

Job DescriptionWe are seeking a highly experienced Chief Compliance Officer to join our team at Gravitas Recruitment Group (Global) Ltd. As the Director of Regulatory Affairs, you will be responsible for overseeing compliance with applicable regulations for life and non-life insurance.Key Responsibilities:Advise and report to management and CEO/GM on...