Compliance Officer

Job OverviewWe are seeking a seasoned Compliance Officer to join our team at Well Link Financial Group. The successful candidate will be responsible for ensuring the company's compliance with all relevant laws, regulations, and industry standards.Main Responsibilities:Develop and implement comprehensive compliance programs to mitigate regulatory...

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

CHIEF COMPLIANCE OFFICER | Digital Banking CHIEF COMPLIANCE OFFICER | Digital Banking (AML focus) Senior executive position Our client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance...

About the Position:This is a mid-senior level position responsible for managing the quality assurance function within Hong Kong Airlines. The successful candidate will have a strong background in quality management, with a focus on ensuring compliance with regulatory requirements and industry standards.As a Corporate Compliance Officer, you will be...

About HKMC Annuity LimitedWe are a reputable financial institution seeking a dedicated Chief Compliance Officer to join our team.

Job ResponsibilitiesMaintain accurate and up-to-date financial records, including ledgers, invoices, and receipts.Reconcile bank statements and company accounts regularly to ensure accuracy and compliance.Prepare comprehensive monthly and annual financial reports to support business decision-making.Ensure compliance with all relevant Hong Kong tax...

Company OverviewHKMC Annuity Limited is a leading provider of annuity products in Hong Kong. Our company values compliance, integrity, and customer satisfaction.We are seeking an experienced professional to join our team as a Senior Manager/Manager in the Regulatory Compliance Department. This role will be responsible for providing compliance review and...

DBS Bank's Group Legal, Compliance & Secretariat is responsible for ensuring the bank's interests are protected by zealously guarding and enhancing its reputation and capital. This team works to maintain a good standing with all regulators, customers, and business partners.The Job Objective of this role is to effectively support the implementation of...

Quality Assurance RoleWe are seeking a highly motivated and detail-oriented Entry-Level Quality Assurance Officer to join our team. The successful candidate will be responsible for ensuring the quality and compliance of our products and processes in accordance with regulatory requirements.Responsibilities:Prepare cleanroom protocols and reports to ensure...

We respect the privacy of candidates for employment. The Privacy Notices set forth how we will use the information we obtain when you apply for a position through this career site. If you do not consent to the terms of your country's respective Privacy Notice, please do not submit information to us . Senior Compliance Analyst/Compliance Officer Apply...

Job Title: Law Policy and Compliance OfficerThe Professional Body Hong Kong, a premier regulatory organization, invites applications for a Law Policy and Compliance Officer position. In this key role, you will play a critical part in developing and implementing regulatory strategies to ensure the organization's compliance with relevant laws, regulations, and...

Madison Pearl, a leading digital banking group in Hong Kong, is seeking an experienced Chief Compliance Officer to lead their compliance department. As a senior executive, you will be responsible for formulating and implementing the bank's overall compliance strategy, ensuring adherence to regulatory frameworks and laws.You will act as the Bank's primary...

Job DescriptionAt CMB International Capital Corporation Limited, we are seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will play a critical role in ensuring that our organization maintains the highest standards of ethics and regulatory compliance.Main ResponsibilitiesCommunication and...

Job DescriptionMadison Pearl is seeking a seasoned Chief Compliance Officer to lead their compliance department and enhance the group's financial crime compliance procedures. As an industry-leading banking institution, our governance functions ensure compliance with statutory provisions, regulatory requirements, and industry codes of conduct.The successful...

About iCapital iCapital powers the world's alternative investment marketplace through its financial technology platform. This innovative platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients. The company services a...

Job OverviewA key strategic role is required to lead the implementation and management of all aspects of Regulatory Compliance and Financial Crime Compliance.Main Responsibilities:Develop and implement policies and procedures for Regulatory Compliance and Financial Crime Compliance.Stay up-to-date with regional regulatory changes and communicate with...

Job OverviewAshford Benjamin Ltd is seeking an experienced Chief AML Compliance Officer to join our team.About the RoleProvide anti-money laundering advisory to business unitsEstablish and maintain effective AML policies, frameworks, and procedures that align with global and regional regulatory requirementsAssist in risk assessments, regulatory reporting,...

**Job Description**We are seeking a highly skilled Compliance Manager to join our team at JC Executive Search. As a Compliance Manager, you will be responsible for handling relevant compliance works of the company.The successful candidate will support compliance work for new projects/services related to Payment Systems and Stored Value Facilities. You will...

We are 4Alpha Group, a cutting-edge Web3 company at the forefront of blockchain technology, decentralized finance (DeFi), and digital assets.Our mission is to build a more transparent, secure, and inclusive financial ecosystem.This role requires a deep understanding of blockchain, cryptocurrencies, and decentralized systems, as well as a strong grasp of...

Company OverviewConnectedGroup Limited is a financial technology platform focused on trade financing. We are currently seeking a skilled professional to lead our compliance function.Job Description:Head of ComplianceWe are looking for an experienced Head of Compliance to drive entity-level controls and implement internal and external compliance measures to...